ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
165
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Prospectus X Supervisory convergence X Market Abuse X Corporate Finance X Credit Rating Agencies X Post Trading X Board of Supervisors X Annual Report X CESR Document X Guidelines & Recommendations X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/06/2020 ESMA20-95-1264 2019 Annual Report , , , Annual Report PDF
3.03 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised , , , Annual Report PDF
548.42 KB
01/10/2013 2013/606 DA Aflønningspolitik og-praksis (MiFID) , Guidelines & Recommendations PDF
357.25 KB
14/06/2017 ESMA20-95-590 Annual Report 2016 , , Annual Report PDF
2.94 MB

Corrigendum - date on the letter of assurance from the Executive Director on p81 had inadvertently been dated 14 June 2017, when the letter was signed on 2 June 2017. The date has been amended accordingly

19/06/2018 ESMA20-95-916 Annual Report 2017 , , Annual Report PDF
10.77 MB
24/02/2021 ESMA70-156-3926 Annual Report 2020 Non-equity Waivers and Deferrals Annual Report PDF
2.44 MB
15/11/2018 ESMA70-145-1081 Annual report on administrative and criminal sanctions and other administrative measures under MAR , Annual Report PDF
158.47 KB
01/10/2013 2013/606 LT Atlyginimų nustatymo politika ir praktika (FPRD) , Guidelines & Recommendations PDF
268.28 KB
01/10/2013 2013/606 LV Atlīdzības politika un prakse (FITD) , Guidelines & Recommendations PDF
339.96 KB
01/10/2013 2013/606 NL Beloningsbeleid en beloningspraktijken (MiFID) , Guidelines & Recommendations PDF
319.71 KB
03/10/2018 ESMA70-154-803 BoS Decision Notice AT Guidelines Withdrawal , Guidelines & Recommendations PDF
512.94 KB
17/12/2012 2011/188 Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies Guidelines & Recommendations PDF
190.32 KB
14/12/2020 ESMA 33-9-383 CRA Market Share Calculation 2020 Annual Report PDF
511.26 KB
04/12/2018 ESMA33-9-281 CRA market share report Annual Report PDF
827.25 KB
11/07/2017 ESMA70-151-435 CSDR guidelines on cooperation between authorities under Articles 17 and 23 of Regulation (EU) No 909/2014 Guidelines & Recommendations PDF
350.97 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
01/06/2018 ESMA70-708036281-66 CSDR guidelines on relevant currencies Guidelines & Recommendations PDF
537.76 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
24/05/2018 ESMA70-708036281-67 CSDR guidelines on substantial importance of CSDs Guidelines & Recommendations PDF
543.26 KB
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv
01/06/2017 ESMA70-708036281-73 CSDR substential importance indicators- template Guidelines & Recommendations XLSX
140.54 KB
28/09/2012 2012/388 ES Directrices acerca de ciertos aspectos de los requisitos del órgano de verificación del cumplimiento de la MiFID , Guidelines & Recommendations PDF
359.25 KB
21/08/2012 2012/387 ES Directrices relativas a determinados aspectos de los requisitos de idoneidad de la MiFID , Guidelines & Recommendations PDF
347.12 KB

Pages