ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
28
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Supervisory convergence filter Supervisory convergence
- Credit Rating Agencies (22) Apply Credit Rating Agencies filter
- Board of Appeal (16) Apply Board of Appeal filter
- Management Board (12) Apply Management Board filter
- Board of Supervisors (8) Apply Board of Supervisors filter
- Joint Committee (8) Apply Joint Committee filter
- Short Selling (8) Apply Short Selling filter
- Corporate Information (6) Apply Corporate Information filter
- Market Integrity (6) Apply Market Integrity filter
- COVID-19 (5) Apply COVID-19 filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (3) Apply Securities and Markets Stakeholder Group filter
- Careers (2) Apply Careers filter
- Transparency (2) Apply Transparency filter
- Vacancies (2) Apply Vacancies filter
- Press Releases (1) Apply Press Releases filter
- Procurement (1) Apply Procurement filter
- Trade Repositories (1) Apply Trade Repositories filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Technical Standards filter Technical Standards
- (-) Remove Decision filter Decision
- (-) Remove Vacancy filter Vacancy
- Reference (257) Apply Reference filter
- Opinion (166) Apply Opinion filter
- Final Report (138) Apply Final Report filter
- Press Release (132) Apply Press Release filter
- Consultation Paper (120) Apply Consultation Paper filter
- Guidelines & Recommendations (109) Apply Guidelines & Recommendations filter
- Report (88) Apply Report filter
- Letter (66) Apply Letter filter
- Statement (64) Apply Statement filter
- Speech (39) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Compliance table (25) Apply Compliance table filter
- Q&A (24) Apply Q&A filter
- Technical Advice (24) Apply Technical Advice filter
- Annual Report (7) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Prospectus X Supervisory convergence X Market Abuse X Risk Analysis & Economics - Markets Infrastructure Investors X Post Trading X Technical Standards X Vacancy X Decision X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 28/09/2015 | 2015/1457 - Annex II | Annex II- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 1.44 MB |
||||
| 28/09/2015 | 2015/1457 Annex III | Annex III- CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 910.14 KB |
||||
| 17/07/2018 | ESMA70-154-651 | Application form- SMSC CWG Renewal 2018 | MiFID - Secondary Markets | Vacancy | DOCX 37.81 KB |
||||
| 17/07/2018 | ESMA70-154-652 | Call for expressions of interest- SMSC CWG Renewal | MiFID - Secondary Markets | Vacancy | PDF 263.08 KB |
||||
| 31/01/2019 | ESMA35-43-1562 | CFD Renewal Decision (2) Notice | MiFID - Investor Protection | Decision | PDF 103.92 KB |
encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv | |||
| 31/10/2018 | ESMA35-43-1397 | CFD Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 101.55 KB |
enenenenenenenenenenenenenenenenenenenenenen | |||
| 19/12/2011 | 2011/BS/229 | Decision of the European Securities and Markets Authority establishing its Review Panel | Board of Supervisors, Corporate Information, Supervisory convergence | Decision | PDF 35.86 KB |
This decision establishes the Review Panel of ESMA and sets out its mandate. | |||
| 11/10/2018 | ESMA70-155-5775 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 219.76 KB |
||||
| 06/11/2020 | ESMA70-155-11210 | Delegation third country TV post trade transparency | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 124.97 KB |
||||
| 11/10/2018 | ESMA70-155-5905 | Delegation_from_the_BoardofSupervisors_opinions on third country TV_PositionLimits | Board of Supervisors, MiFID - Secondary Markets | Decision | PDF 222.28 KB |
||||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 18/11/2013 | 2013/1657 | Draft technical standards under EMIR on contracts with a direct, substantial and foreseeable effect within the Union and non-evasion | Post Trading | Technical Standards | PDF 394.75 KB |
The European Securities and Markets Authority (ESMA) has issued final draft regulatory technical standards (RTS) related to derivative transactions by non-European Union (EU) counterparties. The RTS implement provisions of the Regulation on OTC derivatives, central counterparties and trade repositories (EMIR). |
|||
| 27/09/2012 | 2012/600 | Draft technical standards under the Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC Derivatives, CCPs and Trade Repositories | Post Trading | Technical Standards | PDF 1.88 MB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 21/12/2018 | ESMA35-43-1533 | ESMA35-43-1533 Binary Options Renewal Decision Notice | MiFID - Investor Protection | Decision | PDF 83.04 KB |
enenenenfrenelenethrhuitltlvmtnlplptroskslsv | |||
| 28/02/2017 | ESMA70-872942901-21 - annex | Final Draft RTS on packaged orders | MiFID - Secondary Markets | Technical Standards | PDF 334.25 KB |
||||
| 11/12/2019 | ESMA70-156-1535 | Final Report amending ITS on main indices and recognised exchanges under CRR | MiFID - Secondary Markets | Technical Standards | PDF 736.79 KB |
||||
| 28/09/2015 | 2015/1457 | Final Report CSDR TS on CSD Requirements and Internalised Settlement | Post Trading | Technical Standards | PDF 467.07 KB |
||||
| 02/10/2015 | 2015/1481 | Final Report Draft technical standards on the Clearing Obligation – Index Credit Derivatives | Post Trading | Technical Standards | PDF 781.24 KB |