ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
207
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove Trade Repositories filter Trade Repositories
- (-) Remove Brexit filter Brexit
- (-) Remove IAS Regulation filter IAS Regulation
- Warnings and publications for investors (130) Apply Warnings and publications for investors filter
- Post Trading (113) Apply Post Trading filter
- Corporate Information (95) Apply Corporate Information filter
- CESR Archive (87) Apply CESR Archive filter
- Joint Committee (76) Apply Joint Committee filter
- Fund Management (62) Apply Fund Management filter
- Board of Supervisors (60) Apply Board of Supervisors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (49) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- CCP Directorate (47) Apply CCP Directorate filter
- Planning reporting budget (47) Apply Planning reporting budget filter
- Credit Rating Agencies (46) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (46) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- International cooperation (41) Apply International cooperation filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- Innovation and Products (31) Apply Innovation and Products filter
- European Single Electronic Format (28) Apply European Single Electronic Format filter
- Sustainable finance (28) Apply Sustainable finance filter
- Supervisory convergence (21) Apply Supervisory convergence filter
- Benchmarks (20) Apply Benchmarks filter
- Market Abuse (18) Apply Market Abuse filter
- Procurement (18) Apply Procurement filter
- Trading (18) Apply Trading filter
- Market Integrity (16) Apply Market Integrity filter
- Corporate Finance (14) Apply Corporate Finance filter
- IFRS Supervisory Convergence (13) Apply IFRS Supervisory Convergence filter
- Prospectus (13) Apply Prospectus filter
- Careers (12) Apply Careers filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- Short Selling (12) Apply Short Selling filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Securities Financing Transactions (8) Apply Securities Financing Transactions filter
- Market data (7) Apply Market data filter
- Press Releases (6) Apply Press Releases filter
- ITMG (4) Apply ITMG filter
- Board of Appeal (3) Apply Board of Appeal filter
- Corporate Governance (3) Apply Corporate Governance filter
- Speeches (3) Apply Speeches filter
- COVID-19 (2) Apply COVID-19 filter
- Crowdfunding (2) Apply Crowdfunding filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Technical Advice filter Technical Advice
- Opinion (149) Apply Opinion filter
- Letter (108) Apply Letter filter
- Guidelines & Recommendations (92) Apply Guidelines & Recommendations filter
- Press Release (88) Apply Press Release filter
- Statement (70) Apply Statement filter
- Consultation Paper (66) Apply Consultation Paper filter
- Final Report (49) Apply Final Report filter
- Speech (38) Apply Speech filter
- Report (27) Apply Report filter
- Compliance table (17) Apply Compliance table filter
- Q&A (16) Apply Q&A filter
- Decision (10) Apply Decision filter
- Technical Standards (8) Apply Technical Standards filter
- Annual Report (7) Apply Annual Report filter
- SMSG Advice (2) Apply SMSG Advice filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X MiFID - Secondary Markets X Brexit X Trade Repositories X IAS Regulation X Securitisation X Technical Advice X Investor Warning X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
||||
| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
||||
| 28/02/2013 | 2013/267 | Contracts for Difference (CFDs) | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 389.45 KB |
||||
| 19/07/2013 | MOU ACER ESMA | MoU between ESMA and ACER concerning the consultation and cooperation regarding their regulatory responsibilities in relation to EU wholesale energy market | MiFID - Secondary Markets | Reference | PDF 207.61 KB |
||||
| 02/12/2013 | 2013/1792 | Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group | MiFID - Secondary Markets | Reference | PDF 98.24 KB |
Deadline for applications is 3 January 2014. | |||
| 07/02/2014 | 2014/154 | Risks of investing in complex products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 404.08 KB |
||||
| 07/02/2014 | 2014/154 BG | Рискове от инвестиране в комплексни продукти | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 287.57 KB |
||||
| 07/02/2014 | 2014/154 HR | Rizici ulaganja u kompleksne proizvode | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 487.67 KB |
||||
| 07/02/2014 | 2014/154 CS | Rizika investování do složitých produktů | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 501.58 KB |
||||
| 07/02/2014 | 2014/154 DA | Risici ved investering i komplekse produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 460.24 KB |
||||
| 07/02/2014 | 2014/154 NL | Risico's van beleggen in complexe producten | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 425.57 KB |
||||
| 07/02/2014 | 2014/154 ET | Keerukatesse toodetesse investeerimisega kaasnevad riskid | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 401.62 KB |
||||
| 07/02/2014 | 2014/154 FI | Monimutkaisiin tuotteisiin sijoittamisen riskit | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 414.7 KB |
||||
| 07/02/2014 | 2014/154 FR | Risques liés aux investissements dans les produits complexes | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 334.79 KB |
||||
| 07/02/2014 | 2014/154 DE | Risiken bei Anlagen in komplexe Produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 301.1 KB |
||||
| 07/02/2014 | 2014/154 EL | Οι κίνδυνοι των επενδύσεων σε σύνθετα προϊόντα | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 407.92 KB |
||||
| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |