ESMA LIBRARY
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MiFID - Investor Protection X Corporate Information X Benchmarks X ITMG X Vacancies X Speeches X Short Selling X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 05/01/2021 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.72 MB |
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| 17/12/2020 | 106/20/COL | ESA Third Renewal Decision under Art. 28(1) SSR | COVID-19, Market Integrity, Short Selling | Decision | PDF 973.25 KB |
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| 10/03/2011 | 2011/11 | Public statement of consultation practices | Corporate Information | Statement | PDF 102.44 KB |
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| 11/07/2011 | 2011/11/07 | The new European Supervisory Markets Authority: helping enhance the resilience of financial markets | Speeches | Speech | PDF 43.2 KB |
The new European Supervisory Markets Authority: helping enhance the resilience of financial markets - speech by Michel Barnier, EU Commissioner, at the ESMA inauguration |
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| 13/04/2011 | 2011/115 | Keynote address of Steven Maijoor, Chair of ESMA, to the ISDA AGM | Speeches | Speech | PDF 43.07 KB |
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| 16/05/2011 | 2011/142 | Keynote address of Steven Maijoor, Chair of ESMA, to the Bundestag panel discussion- 16 May 2011 | Speeches | Speech | PDF 42.3 KB |
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| 26/05/2011 | 2011/157 | Keynote speech by Steven Maijoor, Chair of ESMA, at the ICMA conference- 26 May 2011 | Speeches | Speech | PDF 45.34 KB |
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| 14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
| 05/07/2011 | 2011/202 | Keynote speech of Steven Maijoor, Chair of ESMA, at the IFRS Conference | Speeches | Speech | PDF 43.41 KB |
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| 06/07/2011 | 2011/203 | "The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles" Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum- 6 July 2011 | Speeches | Speech | PDF 35.65 KB |
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| 06/07/2011 | 2011/203 | The European Fund Industry Paradigm | Fund Management, Speeches | Speech | PDF 35.65 KB |
The European Fund Industry Paradigm: Combining Long Term Investment Horizons and Risk Profiles Opening speech by Steven Maijoor, Chair of ESMA, at the Paris EUROPLACE Financial Forum - 6 July 2011 |
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| 09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |
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| 11/08/2011 | 2011/266 | Public statement- harmonised regulatory action on short-selling in the EU | Short Selling, Press Releases | Statement | PDF 97.39 KB |
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| 28/09/2011 | 2011/320 | Keynote speech by Verena Ross, Executive Director of ESMA, at the London AIMA Annual Conference, 22 September 2011 | Speeches | Speech | PDF 53.1 KB |
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| 29/09/2011 | 2011/322 | Speech- Market Transparency – Does it prevent crisis?- by Steven Maijoor, Chair of ESMA | Speeches | Speech | PDF 50.34 KB |
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| 04/01/2012 | 2011/330 final | ESMA 2012 Work Programme | Corporate Information | Reference | PDF 751.64 KB |
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012. | |||
| 12/10/2011 | 2011/340 | Keynote Speech by Verena Ross, Executive Director of ESMA, at the City of London Brussels Annual Reception, 11 October 2011 | Speeches | Speech | PDF 40.03 KB |
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| 29/11/2011 | 2011/404 | Speech by Steven Maijoor, Chair of ESMA, at the EFAMA Investment Management Forum, 29 November 2011 | Speeches | Speech | PDF 70.21 KB |
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| 22/12/2011 | 2011/445 | Consultation paper on guidelines on certain aspects of the MiFID suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 355.06 KB |
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| 22/12/2011 | 2011/446 | Consultation paper on guidelines on certain aspects of the MiFID compliance function requirements | MiFID - Investor Protection | Consultation Paper | PDF 393.94 KB |