ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
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07/10/2014 | 2014-1213 | Guidelines compliance table for Guidelines on remuneration policies and practices (MiFID) | MiFID - Investor Protection | Compliance table | PDF 122.41 KB |
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30/10/2015 | 2015/SMSG/021 | SoC Joint meeting SMSG-BoS | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 114.29 KB |
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30/10/2015 | 2015/SMSG/022 | SoC August 2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 196.51 KB |
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30/10/2015 | 2015/SMSG/030 | SoC SMSG September | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 164.91 KB |
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18/02/2016 | 2016/SMG/005 | Summary of Conclusions Joint meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 159.42 KB |
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18/02/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 11/12/2015 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 141.56 KB |
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31/03/2016 | 2016/SMSG/004 | Summary of Conclusions SMSG meeting 03/02/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.58 KB |
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11/05/2016 | 2016/SMSG/012 | Summary of Conclusions SMSG meeting 05/04/2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 200.68 KB |
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01/07/2016 | 2016/SMSG/015 | Summary of Conclusions Joint BoS SMSG meeting 26 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 231.88 KB |
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01/07/2016 | 2016/SMSG/016 | Summary of Conclusions SMSG meeting 26-27 May 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 210.12 KB |
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14/11/2016 | 2016/SMSG/018 | Summary of Conclusions SMSG meeting 21 September 2016 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 204.87 KB |
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17/03/2017 | ESMA 22-106-143 | Summary of conclusions- SMSG meeting 9 February 2017 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 203.3 KB |
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25/05/2018 | ESMA22-106-1019 | Summary of Conclusions SMSG meeting 12 April 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 208.57 KB |
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27/08/2018 | ESMA22-106-1098 | Summary of conclusions- BoS and SMSG meeting 24 May 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 212.42 KB |
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27/08/2018 | ESMA22-106-1137 | Summary of conclusions- SMSG meeting 25 May 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 205.06 KB |
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03/01/2019 | ESMA22-106-1605 | Summary of Conclusions BoS and SMSG meeting 8 November 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 255.71 KB |
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03/01/2019 | ESMA22-106-1606 | Summary of Conclusions SMSG meeting 8-9 November 2018 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 186.81 KB |
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05/03/2019 | ESMA22-106-1654 | Summary of Conclusions SMSG meeting 5 February 2019 | Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 315.79 KB |