ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 09/04/2021 | ESMA71-102-173 | ESMA Q&As- list of questions currently under development | Supervisory convergence | Reference | XLSX 121.29 KB |
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| 31/03/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 486.27 KB |
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| 30/03/2021 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 531.42 KB |
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| 29/03/2021 | ESMA50-164-770 | Links to national websites where net short positions in shares are disclosed | Short Selling | Reference | PDF 117.25 KB |
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| 29/03/2021 | ESMA ED Calendar | 2021 calendar of the Executive Director of ESMA | Corporate Information | Reference | PDF 93.74 KB |
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| 29/03/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 883 KB |
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| 26/03/2021 | ESMA42-110-2045 | SSF Terms of reference | Supervisory convergence | Reference | PDF 136.51 KB |
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| 12/03/2021 | ESMA20-92-172 | ESMA Staff Stakeholder contacts in the Fourth Quarter 2020 | Corporate Information | Reference | PDF 156.88 KB |
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| 10/03/2021 | ESMA63-43-1843 | ESMA budget 2021 | Planning reporting budget | Reference | PDF 526 KB |
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| 25/02/2021 | ESMA81-393-96 | Response form- Guidelines on methodology in excpetional circumstances | Benchmarks | Reference | DOCX 753.15 KB |
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| 04/02/2021 | ESMA63-43-1728 | ESMA Budget Amendment n.4 for 2020 | Planning reporting budget | Reference | PDF 200.78 KB |
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| 29/01/2021 | ESMA 80-196-5030 | Response form to Public Consultation on Fees charged to Credit Rating Agencies by ESMA | Credit Rating Agencies | Reference | DOCX 751.49 KB |
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| 15/01/2021 | ESMA50-164-772 | Links to the national websites explaining the procedures for notifications of net short positions | Short Selling | Reference | PDF 166.56 KB |
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| 08/01/2021 | ESMA35-43-1410 | Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting | MiFID - Investor Protection | Reference | PDF 256.69 KB |
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| 05/01/2021 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 6.72 MB |
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| 04/01/2021 | SSR sanctions | Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR) | Short Selling | Reference | PDF 371.24 KB |
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| 23/12/2020 | ESMA81-393-84 | Response form- CP Technical Advice Fines | Benchmarks | Reference | DOCX 753.16 KB |
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| 21/12/2020 | Market makers - XLS | Market makers and authorised primary dealers who are using the exemption under the SSR- XLS | Short Selling | Reference | XLSX 40.79 KB |
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| 21/12/2020 | Market makers - pdf | Market makers and authorised primary dealers who are using the exemption under the SSR- PDF | Short Selling | Reference | PDF 456.01 KB |
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| 16/12/2020 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 102.1 KB |