ESMA LIBRARY
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MiFID - Investor Protection X Corporate Information X IAS Regulation X Trading X Credit Rating Agencies X Compliance table X Opinion X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
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| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 293.08 KB |
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| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.71 KB |
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| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 160.97 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 166.08 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.52 KB |
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| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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| 28/07/2020 | ESMA22-105-1208 | ESMA Opinion on 2018 Discharge Report of EP | Corporate Information | Opinion | PDF 92.69 KB |
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| 17/06/2019 | ESMA-35-43-1970 | ESMA opinion under Article 42(3) MiFIR (IT_BO) | MiFID - Investor Protection | Opinion | PDF 98.33 KB |
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| 17/06/2019 | ESMA-35-43-1971 | ESMA opinion under Article 42(3) MiFIR (IT_CFD) | MiFID - Investor Protection | Opinion | PDF 98.47 KB |
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| 17/07/2019 | ESMA35-43-1983 | ESMA opinion under Article 43(2) MiFID (CZ_CFD) | MiFID - Investor Protection | Opinion | PDF 100.16 KB |
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| 02/04/2019 | ESMA-35-43-1776 | ESMA opinion under Article 43(2) MiFIR (AFM_BO) | MiFID - Investor Protection | Opinion | PDF 97.69 KB |
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| 02/04/2019 | ESMA-35-43-1780 | ESMA opinion under Article 43(2) MiFIR (AFM_CFDs) | MiFID - Investor Protection | Opinion | PDF 97.4 KB |
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| 13/05/2019 | ESMA-35-43-1877 | ESMA opinion under Article 43(2) MiFIR (AT_BO) | MiFID - Investor Protection | Opinion | PDF 99.61 KB |
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| 13/05/2019 | ESMA35-43-1906 | ESMA opinion under Article 43(2) MiFIR (AT_CFD) | MiFID - Investor Protection | Opinion | PDF 105.71 KB |
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| 13/05/2019 | ESMA35-43-1906 | ESMA opinion under Article 43(2) MiFIR (AT_CFD) | MiFID - Investor Protection | Opinion | PDF 105.71 KB |
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| 26/06/2019 | ESMA-35-43-1979 | ESMA opinion under Article 43(2) MiFIR (BG_BO) | MiFID - Investor Protection | Opinion | PDF 97.67 KB |
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| 24/07/2019 | 2019-ESMA-35-43-1980- | ESMA opinion under Article 43(2) MiFIR (BG_CFD) | MiFID - Investor Protection | Opinion | PDF 98.64 KB |
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| 01/07/2019 | ESMA-35-43-1981 | ESMA opinion under Article 43(2) MiFIR (CY_BO) | MiFID - Investor Protection | Opinion | PDF 116.08 KB |