ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 03/02/2015 | 2015/233 | Call for Evidence Competition, Choice and Conflicts of Interests in the CRA Industry | Credit Rating Agencies | Consultation Paper | PDF 402.12 KB |
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| 17/07/2019 | ESMA35-43-1905 | Call for evidence Impact of the inducements and costs and charges disclosure requirements under MiFID II | MiFID - Investor Protection | Consultation Paper | PDF 479.41 KB |
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| 30/03/2020 | ESMA33-5-829 | Call for evidence on access and use of ratings | Credit Rating Agencies | Consultation Paper | PDF 307.88 KB |
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| 30/09/2019 | ESMA-35-43-2090 | Call for evidence on MiFID II product intervention powers | MiFID - Investor Protection | Consultation Paper | PDF 197.51 KB |
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| 20/03/2015 | 2015/558 | Call for evidence on private and bilateral SFIs | Credit Rating Agencies | Consultation Paper | PDF 118.4 KB |
This call for evidence should be read by all those involved in the EU securitisation markets. It is particularly targeted at the following market participants and the groups and trade associations who represent them: • Issuers, originators and sponsors of Structured Finance Instruments (SFIs);• Investors acting in the securitisation markets;• Market intermediaries other than the issuers, originators and sponsors of SFIs.Responses are most helpful to ESMA when they clearly indicate which question is being answered and provide evidence in support of the response, such as concrete examples of practices experienced, data or costs estimates. Should respondents feel that the distinction provided for by the two proposed categories (issuers vs. investors) is not suitable to their particular situation, ESMA welcomes these contributions in alternative format. ESMA will consider all responses that have been received by 20 May 2015. All contributions should be submitted online at www.esma.europa.eu under the heading ‘Your input - Consultations’. | |||
| 18/01/2018 | ESMA35-43-904 | Call for Evidence – Potential product intervention measures on contracts for differences and binary options to retail clients | MiFID - Investor Protection | Consultation Paper | PDF 306.85 KB |
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| 26/05/2011 | 2011/155 | Call for evidence- assessment of compliance of credit rating agencies with Article 8.3 of the Credit Rating Agencies Regulation (1060/2009/EC) | Credit Rating Agencies | Consultation Paper | PDF 69.4 KB |
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| 14/01/2011 | 2011/5 | Call for evidence- criteria for endorsement (Article 21 (2)(a) of the draft amended CRA Regulation) | Credit Rating Agencies | Consultation Paper | PDF 218.02 KB |
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| 26/05/2011 | 2011/156 | Call for evidence- ratings data periodic reporting requirements for CRAs according to Article 21 (3)(e) of the Draft Amended CRA Regulation | Credit Rating Agencies | Consultation Paper | PDF 88.95 KB |
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| 26/01/2011 | 2011/35 | Call for evidence- Request for technical advice on possible delegated acts concerning the Prospectus Directive (2003/71/EC) as amended by the Directive 2010/73/EU | Prospectus, Corporate Disclosure | Consultation Paper | PDF 3.85 MB |
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| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 156.28 KB |
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| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |
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| 20/06/2019 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 117.21 KB |
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| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.45 KB |
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| 27/05/2020 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence 2020 | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.96 KB |
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| 10/03/2020 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 173.19 KB |
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| 10/03/2020 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 162.94 KB |
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| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
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| 19/12/2018 | ESMA 33-9-290 | Consulation Paper on Disclosure Requirements Applicable to Credit Ratings | Credit Rating Agencies | Consultation Paper | PDF 519.77 KB |
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| 19/12/2018 | ESMA35-43-1210 | Consulation paper on integrating sustainability risks and factors in MiFID II | MiFID - Investor Protection | Consultation Paper |