ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
192
REFINE YOUR SEARCH
Sections
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Planning reporting budget filter Planning reporting budget
- (-) Remove Joint Committee filter Joint Committee
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Careers filter Careers
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Brexit filter Brexit
- Post Trading (109) Apply Post Trading filter
- CESR Archive (87) Apply CESR Archive filter
- MiFID - Secondary Markets (87) Apply MiFID - Secondary Markets filter
- Board of Supervisors (58) Apply Board of Supervisors filter
- Fund Management (55) Apply Fund Management filter
- Credit Rating Agencies (48) Apply Credit Rating Agencies filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Management Board (43) Apply Management Board filter
- International cooperation (40) Apply International cooperation filter
- Corporate Disclosure (38) Apply Corporate Disclosure filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (29) Apply Securitisation filter
- Innovation and Products (22) Apply Innovation and Products filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Supervisory convergence (19) Apply Supervisory convergence filter
- Market Abuse (17) Apply Market Abuse filter
- Market Integrity (16) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (13) Apply Corporate Finance filter
- Prospectus (13) Apply Prospectus filter
- Short Selling (12) Apply Short Selling filter
- Transparency (12) Apply Transparency filter
- Benchmarks (11) Apply Benchmarks filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (10) Apply IFRS Supervisory Convergence filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trade Repositories (9) Apply Trade Repositories filter
- CCP Directorate (5) Apply CCP Directorate filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- ITMG (3) Apply ITMG filter
- Speeches (3) Apply Speeches filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Guidelines & Recommendations (144) Apply Guidelines & Recommendations filter
- Press Release (87) Apply Press Release filter
- Annual Report (82) Apply Annual Report filter
- Opinion (63) Apply Opinion filter
- Statement (62) Apply Statement filter
- Consultation Paper (47) Apply Consultation Paper filter
- Final Report (40) Apply Final Report filter
- Letter (29) Apply Letter filter
- Speech (29) Apply Speech filter
- Investor Warning (27) Apply Investor Warning filter
- Report (22) Apply Report filter
- Decision (17) Apply Decision filter
- Compliance table (11) Apply Compliance table filter
- Q&A (9) Apply Q&A filter
- SMSG Advice (3) Apply SMSG Advice filter
- CESR Document (1) Apply CESR Document filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID - Investor Protection X Corporate Information X Brexit X Joint Committee X Securities Financing Transactions X Planning reporting budget X Careers X Technical Standards X Technical Advice X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/12/2010 | EU 1095/2010 | Regulation establishing ESMA | Corporate Information | Reference | PDF 475.77 KB |
Amended by Directive 2011/61/EU of the European Parliament and of the Council of 8 June 2011Directive 2014/51/EU of the European Parliament and of the Council of 16 April 2014 | |||
| 15/12/2010 | EU 1092/2010 | Regulation establishing the ESRB | Corporate Information | Reference | PDF 944.87 KB |
||||
| 03/01/2011 | 2011/9 | Frequently asked questions- a guide to understanding ESMA | Corporate Information | Reference | PDF 307.77 KB |
||||
| 03/01/2011 | ESMA workplan | ESMA workplan | Corporate Information | Reference | PDF 116.35 KB |
||||
| 14/06/2011 | 2011/190 | ESMA guidebook | Corporate Information | Reference | PDF 781.37 KB |
This guidebook provides useful information for persons coming to ESMA for meetings or hearings. | |||
| 09/08/2011 | JC IFC | List of identified financial conglomerates | Joint Committee | Reference | PDF 172.11 KB |
||||
| 09/08/2011 | 2011/239 | 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 | Corporate Information | Reference | PDF 219.25 KB |
||||
| 23/11/2011 | ESMA budget 2011 | ESMA Budget for 2011 | Corporate Information | Reference | PDF 67.78 KB |
This document is published in accordance with Article 26.4 of the ESMA Financial Regulation on the principle of budgetary transparency. Please note that it is a budgetary forecast. | |||
| 12/12/2011 | ESA-ESRB 2011 | Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures | Corporate Information | Reference | PDF 60.92 KB |
Agreement between the ESRB and EBA, EIOPA and ESMA on the establishment at the ESRB Secretariat of specific confidentiality procedures in order to safeguard information regarding individual financial institutions and information from which individual financial institutions can be identified. It sets out general principles and measures for exchanging, storing and accessing confidential information between the ESRB and each ESA. | |||
| 04/01/2012 | 2011/330 final | ESMA 2012 Work Programme | Corporate Information | Reference | PDF 751.64 KB |
This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012. | |||
| 23/03/2012 | JC 2011/82 | Joint Committee of the ESAs- Work programme 2012 | Joint Committee | Reference | PDF 89.31 KB |
||||
| 23/03/2012 | JC 2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.87 KB |
||||
| 17/04/2012 | JC/2011/17 | Medium term strategy for the Joint Committee | Joint Committee | Reference | PDF 152.75 KB |
||||
| 17/04/2012 | JC/2011/82 | Joint Committee of the ESAs- Work programme 2012 Overview of deliverables | Joint Committee | Reference | PDF 89.31 KB |
||||
| 17/04/2012 | 2012/108 | ESMA budget for 2012 | Corporate Information | Reference | PDF 180.43 KB |
||||
| 07/05/2012 | 2012/275 | ESMA’s 2012 Regulatory Work Programme | Corporate Information | Reference | PDF 198.04 KB |
ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA. The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams. | |||
| 20/07/2012 | JC/2012/12 | List of identified financial conglomerates | Joint Committee | Reference | PDF 106.78 KB |
||||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 02/08/2012 | JC/P/2012/01 | ESAs supervisory protocol on anti-money laundering of payment institutions | Joint Committee | Reference | PDF 606.88 KB |
||||
| 01/10/2012 | 2012/631 | ESMA 2013 Work Programme | Corporate Information | Reference | PDF 699.1 KB |