ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
27/10/2020 ESMA70-155-10816 Annex to Transparency Opinion Reference CSV
63.91 KB
27/10/2020 ESMA70-155-10864 Annex to Position Limits Opinion Reference CSV
6.27 KB
23/10/2020 ESMA31-62-1193 List of prospectus thresholds , , Reference PDF
220.58 KB
21/10/2020 ESMA71-99-1421 Retail investors and asset management are the pillars of a successful Capital Markets Union , , Speech PDF
170.21 KB
08/10/2020 ESMA70-156-3430 Call for Evidence_RTS 1 and RTS 2 Review Reference XLSX
8.99 MB
01/10/2020 ESMA70-155-10962 Impact of Brexit on the application of MiFID II/MiFIR , , Statement PDF
131.04 KB
29/09/2020 ESMA70-155-10587 Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR Reference PDF
167.9 KB
28/09/2020 ESMA70-156-3329 MiFID II MiFIR review report on the transparency regime for non-equity instruments Final Report PDF
1.48 MB
28/09/2020 ESMA35-43-2424 Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR Final Report PDF
1.23 MB
28/09/2020 ESMA70-156-3844 Response form- CP on the functioning of OTFs , Reference DOCX
753.44 KB
25/09/2020 ESMA70-156-2013 Consultation Paper on the functioning of Organised Trading Facilities , Consultation Paper PDF
673.72 KB
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes , , Final Report PDF
906.57 KB
31/08/2020 ESMA32-380-143 National thresholds for shareholder identification under the revised SRD Reference PDF
135.18 KB
31/07/2020 EMIR 59.3 register List of registered trade repositories Reference XLSX
39.32 KB
31/07/2020 ESMA35-43-2464 TC Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
744.01 KB
31/07/2020 ESMA35-43-2464 Draft joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body and key function holders Consultation Paper PDF
711.12 KB
16/07/2020 ESMA71-99-1366 ESMA publishes its first Review Reports on the MiFIR transparency regime , Press Release PDF
171.59 KB
16/07/2020 ESMA71-99-1369 Timeline of upcoming MiFID II Review Reports ESMA pager Reference PDF
88.04 KB
16/07/2020 ESMA70-156-2756 MiFIDII MiFIR report on systematic internalisers Reference PDF
818.99 KB
16/07/2020 ESMA70-156-2682 MiFIDII MiFIR report on Transparency Equity DVC TOS Reference PDF
808.99 KB

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