ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 15/04/2021 | ESMA80-193-1713 | EMIR and SFTR data quality report 2020 | Market data, Press Releases, Securities Financing Transactions, Supervisory convergence | Final Report | PDF 780.43 KB |
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| 07/04/2021 | ESMA70-156-4103 | Final Report on SME GMs- MiFID II | Trading | Final Report | PDF 741.13 KB |
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| 30/03/2021 | ESMA74-362-1013 | MiFIR review report on the obligations to report transactions and reference data | Market data, MiFID - Investor Protection | Final Report | PDF 1004.75 KB |
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| 26/03/2021 | ESMA43-370-282 | Final Report on MiFIR DRSPs fines | Post Trading | Final Report | PDF 304.17 KB |
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| 26/03/2021 | ESMA43-370-281 | Final report_TA on procedural rules for penalties imposed on Benchmark Administrators | Benchmarks | Final Report | PDF 369.64 KB |
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| 01/02/2021 | ESMA81-393-83 | Final Report BMR Advice Fees | Benchmarks | Final Report | PDF 504.55 KB |
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| 17/12/2020 | ESMA74-362-824 | Final Report_on_the_ts_on_reporting_data_quality_data_access_and_registration_of_trs_under_emir_refit | Board of Supervisors, Post Trading | Final Report | PDF 3.07 MB |
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| 23/11/2020 | ESMA70-156-3883 | Final report on the Clearing Obligation (intragroups and novations) | Post Trading | Final Report | PDF 356.21 KB |
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| 23/11/2020 | ESAs 2020 20 | Final Report- Bilateral margin amendments (intragroup equity options and novations) | Post Trading | Final Report | PDF 401.96 KB |
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| 28/09/2020 | ESMA70-156-3329 | MiFID II MiFIR review report on the transparency regime for non-equity instruments | Trading | Final Report | PDF 1.48 MB |
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| 28/09/2020 | ESMA35-43-2424 | Draft technical standards on the provision of investment services and activities in the Union by third-country firms under MiFID II and MiFIR | MiFID - Investor Protection | Final Report | PDF 1.23 MB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 02/09/2020 | ESMA50-165-1287 | ESMA report on trends, risks and vulnerabilities no.2 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 2.6 MB |
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| 28/08/2020 | ESMA70-156-3490 | CSDR RTS on Settlement Discipline – Postponement until 1 February 2022 | Post Trading | Final Report | PDF 365.39 KB |
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| 15/07/2020 | ESMA31-62-1426 | ESMA Guidelines on disclosure requirements under the Prospectus Regulation | Prospectus | Final Report | PDF 1.41 MB |
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| 05/06/2020 | ESMA35-36-1946 | Final Report Guidelines on certain aspects of the MiFID II compliance function requirements | Guidelines and Technical standards, MiFID - Investor Protection | Final Report | PDF 395.33 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
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| 19/02/2020 | ESMA50-165-1040 | ESMA report on trends, risks and vulnerabilities no.1 2020 | Risk Analysis & Economics - Markets Infrastructure Investors | Final Report | PDF 1.42 MB |
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| 07/02/2020 | ESMA70-156-2076 | EMIR Final Report on alignment clearing and trading obligations | Post Trading | Final Report | PDF 309.87 KB |