ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
126
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Press Releases filter Press Releases
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Warnings and publications for investors filter Warnings and publications for investors
- (-) Remove Trading filter Trading
- (-) Remove Securities and Markets Stakeholder Group filter Securities and Markets Stakeholder Group
- CESR Archive (116) Apply CESR Archive filter
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Corporate Disclosure (39) Apply Corporate Disclosure filter
- Fund Management (34) Apply Fund Management filter
- MiFID - Secondary Markets (32) Apply MiFID - Secondary Markets filter
- Brexit (31) Apply Brexit filter
- Credit Rating Agencies (27) Apply Credit Rating Agencies filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Corporate Information (19) Apply Corporate Information filter
- Joint Committee (19) Apply Joint Committee filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Market Integrity (17) Apply Market Integrity filter
- Innovation and Products (12) Apply Innovation and Products filter
- Prospectus (12) Apply Prospectus filter
- Supervisory convergence (10) Apply Supervisory convergence filter
- CCP Directorate (7) Apply CCP Directorate filter
- Market Abuse (7) Apply Market Abuse filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Short Selling (7) Apply Short Selling filter
- Trade Repositories (7) Apply Trade Repositories filter
- Securities Financing Transactions (6) Apply Securities Financing Transactions filter
- Sustainable finance (5) Apply Sustainable finance filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Transparency (4) Apply Transparency filter
- Management Board (3) Apply Management Board filter
- Market data (3) Apply Market data filter
- Corporate Finance (2) Apply Corporate Finance filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Securitisation (2) Apply Securitisation filter
- Audit (1) Apply Audit filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Statement filter Statement
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Press Release (348) Apply Press Release filter
- Reference (272) Apply Reference filter
- Consultation Paper (100) Apply Consultation Paper filter
- Guidelines & Recommendations (96) Apply Guidelines & Recommendations filter
- Investor Warning (93) Apply Investor Warning filter
- SMSG Advice (90) Apply SMSG Advice filter
- Final Report (87) Apply Final Report filter
- Opinion (81) Apply Opinion filter
- Letter (62) Apply Letter filter
- Report (52) Apply Report filter
- Summary of Conclusions (43) Apply Summary of Conclusions filter
- Speech (32) Apply Speech filter
- Q&A (12) Apply Q&A filter
- Technical Standards (9) Apply Technical Standards filter
- Decision (8) Apply Decision filter
- Annual Report (4) Apply Annual Report filter
Your filters
MiFID - Investor Protection X Trading X Press Releases X Benchmarks X Warnings and publications for investors X Post Trading X Securities and Markets Stakeholder Group X Technical Advice X CESR Document X Statement X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
||||
| 12/07/2022 | ESMA74-362-2566 | Third updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 130.43 KB |
||||
| 08/07/2022 | ESMA35-43-3137 | ESMA presents the results of the 2021 Common Supervisory Action (CSA) on MiFID II product governance requirements | MiFID - Investor Protection, Supervisory convergence | Statement | PDF 97.86 KB |
||||
| 28/06/2022 | ESMA91-398-5595 | Public Statement FICC and OCC June 2022 | CCP Directorate, Press Releases | Statement | PDF 75.42 KB |
||||
| 16/06/2022 | ESMA70-451-500 | Statement on the Implementation of the clearing obligation for pension scheme arrangements | Post Trading | Statement | PDF 73.53 KB |
||||
| 10/06/2022 | ESA_2022_20_ | EMIR_RTS_amendments_Intragroup_contracts_Statement 2022 | Post Trading | Statement | PDF 26.48 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 25/03/2022 | ESMA91-398-4843 | ESMA Public Statement UK CCPs March 2022 | Brexit, CCP Directorate, Post Trading | Statement | PDF 108.48 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 17/12/2021 | ESMA70-156-5153 | Public Statement on Buy-in | Post Trading | Statement | PDF 82.2 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 17/12/2021 | ESMA81-459-36 | Statement on Preparedness for the Cessation of EUR, GBP, CHF and JPY LIBORs and EONIA, and ceasing use of USD LIBOR in new contracts, at the end of 2021 | Benchmarks | Statement | PDF 169 KB |
||||
| 17/12/2021 | ESMA91-372-1913 | Statement on UK CCP Article25 2c assessment 2021 | CCP Directorate, Post Trading, Press Releases | Statement | PDF 166.79 KB |
||||
| 16/12/2021 | ESMA70-156-5151 | Statement Implementation CO and DTO in view of the benchmark transition | Post Trading | Statement | PDF 84.51 KB |
||||
| 09/12/2021 | ESMA81-459-35 | Statement from the EUR Risk Free Rates Working Group | Benchmarks | Statement | PDF 64.3 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |