ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
29/03/2021 Decision BoA D 2021 02 Board of Appeal of the ESAs- decision on "A" vs ESMA Board of Appeal Decision PDF
283 KB
29/03/2021 ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR MiFID - Investor Protection Technical Advice PDF
337.33 KB
15/01/2021 BoA D 2021 01 Board of Appeal of the ESAs- Decision on Howeverton vs EBA Board of Appeal Decision PDF
540.91 KB
11/01/2021 BoA D 2020 03 ESAs BoA Decision on Scope Ratings v ESMA Board of Appeal Decision PDF
437.6 KB
04/11/2020 BoA D 2020 02 Board of Appeal of the ESAs- Decision on Howerton vs EIOPA Board of Appeal Decision PDF
85.83 KB
12/10/2020 ESMA64-87-216 Management Board Decision- Condition of employments of Contract Agents Careers Decision PDF
229.09 KB
12/10/2020 BoA D 2020 01 Board of Appeal of the ESAs- Decision on Howerton vs ESMA Board of Appeal Decision PDF
616.54 KB
24/06/2020 ESMA64-87-193 Management Board decision- Implementing rules on the middle management staff Careers, Management Board Decision PDF
210.2 KB
01/04/2020 ESMA35-43-2126 Technical Advice on the impact of the inducements and costs and charges disclosure requirements under MiFID II MiFID - Investor Protection Technical Advice PDF
464.68 KB
04/02/2020 ESMA35-43-2134 ESMA’s Technical Advice to the Commission on the effects of product intervention measures MiFID - Investor Protection Technical Advice PDF
425.6 KB
08/10/2019 boa-2019-d-05_decision BOA decision creditreform_rating_ag_vs_eba Board of Appeal Decision PDF
922.78 KB
10/04/2019 JC 2019 26 Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements Innovation and Products, Joint Committee Technical Advice PDF
1.34 MB
10/04/2019 JC 2019 25 Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures Innovation and Products, Joint Committee Technical Advice PDF
785.49 KB
27/02/2019 BoA D 2019 01, 02, 03 and 04 Appeal by Svenska Handelsbanken AB, Skandinaviska Enskilda Banken AB, Swedbank A and Nordea Bank Abp against the European Securities and Markets Authority Board of Appeal Decision PDF
829.04 KB
31/01/2019 ESMA35-43-1562 CFD Renewal Decision (2) Notice MiFID - Investor Protection Decision PDF
103.92 KB		 encsdadeelesetfifrhrhuitltlvmtnlplplptroskslsv
21/12/2018 ESMA35-43-1533 ESMA35-43-1533 Binary Options Renewal Decision Notice MiFID - Investor Protection Decision PDF
83.04 KB		 enenenenfrenelenethrhuitltlvmtnlplptroskslsv
30/11/2018 boa30.18 BoA Decision SEB appeal 30 November 2018 Board of Appeal Decision PDF
416.77 KB
31/10/2018 ESMA35-43-1397 CFD Renewal Decision Notice MiFID - Investor Protection Decision PDF
101.55 KB		 enenenenenenenenenenenenenenenenenenenenenen
26/09/2018 BoA D 2018 02 Decision in an Appeal by B. against a decision of the European Securities and Markets Authority Board of Appeal Decision PDF
382.53 KB
30/04/2018 BoA 2018-01 Decision in an appeal by A v ESMA Board of Appeal, Joint Committee Decision PDF
392.62 KB

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