ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
30
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- Post Trading (8) Apply Post Trading filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (5) Apply Credit Rating Agencies filter
- Fund Management (4) Apply Fund Management filter
- Corporate Disclosure (3) Apply Corporate Disclosure filter
- Joint Committee (3) Apply Joint Committee filter
- Transparency (2) Apply Transparency filter
- Short Selling (1) Apply Short Selling filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Technical Standards filter Technical Standards
- Reference (153) Apply Reference filter
- Guidelines & Recommendations (87) Apply Guidelines & Recommendations filter
- Press Release (85) Apply Press Release filter
- Annual Report (80) Apply Annual Report filter
- Opinion (70) Apply Opinion filter
- Statement (69) Apply Statement filter
- Consultation Paper (51) Apply Consultation Paper filter
- Final Report (50) Apply Final Report filter
- Report (31) Apply Report filter
- Speech (29) Apply Speech filter
- Letter (23) Apply Letter filter
- Compliance table (13) Apply Compliance table filter
- Q&A (12) Apply Q&A filter
- Decision (10) Apply Decision filter
- Technical Advice (8) Apply Technical Advice filter
- CESR Document (3) Apply CESR Document filter
- SMSG Advice (1) Apply SMSG Advice filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
MiFID - Investor Protection X Prospectus X Trade Repositories X Securities Financing Transactions X Corporate Information X Brexit X Market Abuse X Technical Standards X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 07/02/2014 | 2014/154 LV | Ar ieguldījumiem sarežģītos produktos saistītie riski | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 435.59 KB |
||||
| 07/02/2014 | 2014/154 HU | Az összetett termékekbe történő befektetések kockázatai | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 384.08 KB |
||||
| 28/02/2013 | 2013/267 | Contracts for Difference (CFDs) | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 389.45 KB |
||||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 28/09/2015 | 2015-ESMA-1455 | Final Report MAR TS | Market Abuse | Technical Standards | PDF 1.77 MB |
||||
| 30/06/2015 | 2015/1006 | Final Report on MiFID II-MiFIR draft technical standards on authorisation, passporting, registration of third country firms and cooperation between competent authorities | MiFID - Investor Protection | Technical Standards | PDF 357.16 KB |
||||
| 07/02/2014 | 2014/154 LT | Investavimo į sudėtingus produktus rizika | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 590.31 KB |
||||
| 07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |
||||
| 07/02/2014 | 2014/154 ET | Keerukatesse toodetesse investeerimisega kaasnevad riskid | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 401.62 KB |
||||
| 07/02/2014 | 2014/154 FI | Monimutkaisiin tuotteisiin sijoittamisen riskit | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 414.7 KB |
||||
| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
||||
| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
||||
| 07/02/2014 | 2014/154 IT | Rischi dell’investimento in prodotti complessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 335.03 KB |
||||
| 07/02/2014 | 2014/154 RO | Riscurile investirii în produse complexe | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 396.83 KB |
||||
| 07/02/2014 | 2014/154 DA | Risici ved investering i komplekse produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 460.24 KB |
||||
| 07/02/2014 | 2014/154 NL | Risico's van beleggen in complexe producten | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 425.57 KB |
||||
| 07/02/2014 | 2014/154 DE | Risiken bei Anlagen in komplexe Produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 301.1 KB |
||||
| 07/02/2014 | 2014/154 SV | Risker med att investera i komplexa produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 468.78 KB |
||||
| 07/02/2014 | 2014/154 | Risks of investing in complex products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 404.08 KB |