ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting Reference PDF
256.69 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff , Reference PDF
6.72 MB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Reference PDF
211.7 KB
04/01/2021 EU-UKFCA MoU EU-UK FCA MoU on consultation, cooperation and exchange of information , Reference PDF
219.12 KB
04/01/2021 ESMA-UKFCA MoU ESMA-UK FCA MoU on consultation, cooperation and exchange of information , Reference PDF
195.27 KB
16/12/2020 ESMA42-646012687-331 ESMA Guidelines , Reference XLSX
64.38 KB
23/10/2020 ESMA31-62-1193 List of prospectus thresholds , , Reference PDF
220.58 KB
12/10/2020 ESMA22-105-1230 Annex to Opening Statement for ECON Hearing 12 October 2020 , , , , Reference PDF
350.51 KB
09/10/2020 ESMA ED Calendar 2020 Calendar of the Executive Director of ESMA Reference PDF
125.36 KB
09/10/2020 ESMA Chair calendar 2020 Calendar of the Chair of ESMA Reference PDF
163.28 KB
05/10/2020 ESMA41-140-79 Technical standards , Reference XLSX
120.37 KB
25/09/2020 ESMA02-91-3007 Final Accounts of the European Securities and Markets Authority Financial Year 2019 , Reference PDF
747.17 KB
31/07/2020 EMIR 59.3 register List of registered trade repositories Reference XLSX
48.97 KB
06/05/2020 ESMA70-156-2803 Response form- SME Growth Markets , , Reference DOCX
771.99 KB
30/04/2020 Organisation Chart ESMA Organigramme Reference PDF
109.77 KB

This organigramme represents the current structure of ESMA. 

23/04/2020 ESMA20-92-154 ESMA Staff Stakeholder contacts in the First Quarter 2020 Reference PDF
150.94 KB
27/03/2020 ESMA74-362-546 Response form- CP on the TS on reporting data quality data access and registration of TRs under EMIR REFIT , , Reference DOCX
771.64 KB
27/03/2020 ESMA74-362-113 Response form-Table of fields- CP on the TS under EMIR REFIT , , Reference XLSX
67.82 KB
28/02/2020 ESMA20-92-144 ESMA Staff Stakeholder contacts in the Fourth Quarter 2019 Reference PDF
165.03 KB
13/01/2020 ESMA31-62-1409 Compliance table GLs on Risk factors Reference PDF
132.75 KB

Pages