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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
13/01/2021 ESMA35-43-2509 Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period Brexit, MiFID - Investor Protection Statement PDF
151.2 KB
12/01/2021 ESMA70-155-11635 CSD Register Post Trading Reference PDF
1013.54 KB
08/01/2021 ESMA35-43-1410 Contact points of national supervisory authorities for communication in the MiFID II framework on supervisory cooperation, authorisation, acquisitions and passporting MiFID - Investor Protection Reference PDF
256.69 KB
05/01/2021 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff Careers, Corporate Information Reference PDF
6.72 MB
04/01/2021 ESMA70-145-1020 List of national competent authorities that have increased the thresholds for the notification of transactions of persons discharging managerial responsibilities and closely associated persons Market Abuse Reference PDF
211.7 KB
04/01/2021 EPSA List of Exempted Pension Schemes Post Trading Reference PDF
144.02 KB
04/01/2021 ESMA70-151-2767 Designated Payment and Securities Settlement Systems Post Trading Reference PDF
399.79 KB
04/01/2021 ESMA70-155-11638 Designated Authorities to notify opening of insolvency proceedings Post Trading Reference PDF
254.59 KB
04/01/2021 ESMA70-151-887 CSDR List of relevant authorities- Article 12 Post Trading Reference PDF
297.21 KB
04/01/2021 ESMA70-708036281-176 Public Register for the Clearing Obligation under EMIR Post Trading Reference PDF
636.2 KB
04/01/2021 ESMA70-152-348 List of third-country CCPs recognised to offer services and activities in the Union Post Trading Reference PDF
408.59 KB
04/01/2021 ESMA70-148-523 List of Central Counterparties authorised to offer services and activities in the Union Post Trading Reference PDF
363.91 KB
04/01/2021 ESMA70-153-236 ESMA-BoE MoU on UK CSD Recognition International cooperation, Post Trading Reference PDF
223.45 KB
04/01/2021 EU-UKFCA MoU EU-UK FCA MoU on consultation, cooperation and exchange of information Brexit, International cooperation Reference PDF
219.12 KB
04/01/2021 ESMA-UKFCA MoU ESMA-UK FCA MoU on consultation, cooperation and exchange of information Brexit, International cooperation Reference PDF
195.27 KB
04/01/2021 ESMA71-99-1498 Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories Brexit, Credit Rating Agencies, Press Releases, Trade Repositories Press Release PDF
94.63 KB
23/12/2020 ESMA43-370-274 CP TA on rules of procedure to impose penalties on DRSPs Post Trading Consultation Paper PDF
361.39 KB
23/12/2020 esma74-362-1498 Response_form_cp_drsp_procedural_rules_imposition_penalties Post Trading Reference DOCX
757.4 KB
22/12/2020 ESMA70-156-3782 ESMA report on application of AMP 2020 Market Abuse Report PDF
1.38 MB
22/12/2020 ESMA35-43-349 Q&As on MiFID II and MiFIR investor protection topics MiFID - Investor Protection, Supervisory convergence Q&A PDF
651.6 KB

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