ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
278
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Securitisation filter Securitisation
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Prospectus filter Prospectus
- Corporate Information (156) Apply Corporate Information filter
- CESR Archive (103) Apply CESR Archive filter
- Board of Supervisors (62) Apply Board of Supervisors filter
- Planning reporting budget (49) Apply Planning reporting budget filter
- Fund Management (47) Apply Fund Management filter
- Management Board (45) Apply Management Board filter
- Securities and Markets Stakeholder Group (45) Apply Securities and Markets Stakeholder Group filter
- Credit Rating Agencies (40) Apply Credit Rating Agencies filter
- International cooperation (40) Apply International cooperation filter
- Warnings and publications for investors (38) Apply Warnings and publications for investors filter
- Corporate Disclosure (33) Apply Corporate Disclosure filter
- Joint Committee (32) Apply Joint Committee filter
- European Single Electronic Format (20) Apply European Single Electronic Format filter
- Innovation and Products (20) Apply Innovation and Products filter
- Market Abuse (16) Apply Market Abuse filter
- Market Integrity (16) Apply Market Integrity filter
- Procurement (15) Apply Procurement filter
- Trading (15) Apply Trading filter
- Corporate Finance (14) Apply Corporate Finance filter
- Benchmarks (13) Apply Benchmarks filter
- Careers (12) Apply Careers filter
- IFRS Supervisory Convergence (11) Apply IFRS Supervisory Convergence filter
- Transparency (11) Apply Transparency filter
- Guidelines and Technical standards (10) Apply Guidelines and Technical standards filter
- Trade Repositories (10) Apply Trade Repositories filter
- Short Selling (9) Apply Short Selling filter
- Sustainable finance (9) Apply Sustainable finance filter
- CCP Directorate (7) Apply CCP Directorate filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Brexit (4) Apply Brexit filter
- ITMG (4) Apply ITMG filter
- Press Releases (4) Apply Press Releases filter
- Board of Appeal (3) Apply Board of Appeal filter
- Speeches (3) Apply Speeches filter
- Corporate Governance (2) Apply Corporate Governance filter
- IAS Regulation (2) Apply IAS Regulation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Audit (1) Apply Audit filter
- COVID-19 (1) Apply COVID-19 filter
- Crowdfunding (1) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Annual Report filter Annual Report
- Opinion (155) Apply Opinion filter
- Press Release (131) Apply Press Release filter
- Final Report (130) Apply Final Report filter
- Consultation Paper (115) Apply Consultation Paper filter
- Guidelines & Recommendations (105) Apply Guidelines & Recommendations filter
- Report (85) Apply Report filter
- Letter (67) Apply Letter filter
- Statement (64) Apply Statement filter
- Speech (40) Apply Speech filter
- Investor Warning (26) Apply Investor Warning filter
- Technical Advice (24) Apply Technical Advice filter
- Q&A (23) Apply Q&A filter
- Compliance table (21) Apply Compliance table filter
- Technical Standards (17) Apply Technical Standards filter
- Decision (8) Apply Decision filter
- CESR Document (2) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
MiFID - Investor Protection X Prospectus X Risk Analysis & Economics - Markets Infrastructure Investors X Supervisory convergence X Post Trading X Securitisation X MiFID - Secondary Markets X Annual Report X Reference X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/06/2012 | 2012/378 | Operation of notifications of MiFID Article 41 suspensions and removals of financial instruments from trading | MiFID - Secondary Markets | Reference | PDF 353.3 KB |
This protocol has been created to ensure effective co-operation between Competent Authorities (CAs) with respect to their obligations under Article 41 of MiFID (Suspension and removal of in-struments from trading).The purpose of the notification obligations under Article 41 is to afford investors across all Mem-ber States the same level of protection regardless of where they trade. In order to achieve this outcome, a shared understanding of the different circumstances under which trading may be suspended in different Member States according to their national law and the expected course of action under Article 41 is helpful. To ensure trading is suspended or an instrument is removed from trading in an effective and timely way, an effective communication process is necessary.The protocol will be kept under review in light of practical experience. | |||
| 25/07/2012 | 2012/478 | ESMA MiFID database- description of webservice | MiFID - Secondary Markets | Reference | PDF 123.71 KB |
This document provides useful information for developers wanting to use the webservice provided in ESMA's MIFID databases. | |||
| 01/08/2012 | 2012/490 | Call for expressions of interest in ESMA's Consultative Working Group on Investor Protection and Intermediaries Standing Committee | MiFID - Investor Protection | Reference | PDF 130.34 KB |
The deadline for responses to this call for interest has been extended two weeks, to 14 September 2012. | |||
| 19/10/2012 | 2012/682 | Guide to investing | MiFID - Investor Protection, Warnings and publications for investors | Reference | PDF 569.39 KB |
||||
| 19/12/2012 | 2012/850 | MiFID supervisory briefing- Suitability | MiFID - Investor Protection | Reference | PDF 238 KB |
||||
| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |
||||
| 02/12/2013 | 2013/1792 | Call for expressions of interest regarding the establishment of the Consultative Working Group of the ESMA Market Data Reporting Working Group | MiFID - Secondary Markets | Reference | PDF 98.24 KB |
Deadline for applications is 3 January 2014. | |||
| 10/11/2016 | 2013/68c | Protocol on the operation of ESMA MiFID Database final | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 333.11 KB |
||||
| 06/11/2014 | 2014/1334 | MiFID database- Contact emails of national competent authorities for market participants [updated] | MiFID - Secondary Markets | Reference | PDF 138.29 KB |
ESMA has established a list of national contacts, to which questions pertaining to the content of specific entries should be sent. Please use this list to contact the relevant competent authority if you a have a query regarding shares which have been included in or ex-cluded from the list, the calculations for a specific entry or its status as liquid/not liquid. |
|||
| 19/12/2014 | 2014/1569 Annex | Annex to Technical Advice on MiFID II and MiFIR- investor protection topics | MiFID - Investor Protection | Reference | PDF 962.39 KB |
||||
| 28/02/2014 | 2014/205 | Call for expressions of interest: Group of Economic Advisers for ESMA’s Committee for Economic and Markets Analysis | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 158.95 KB |
The European Securities and Markets Authority (ESMA) is seeking to appoint new members to its Group of Economic Advisors (GEA) for the Committee for Economic and Markets Analysis (CEMA). This follows the expiry of the term of the current GEA. CEMA has established the GEA in order to benefit from the expertise of stakeholders specialised in the topics of financial stability and general economic research related to financial markets. CEMA looks to this group to provide it with advice regarding our work related to financial stability and economic background analysis for the regulatory and supervisory tasks of ESMA. The closing date for application is 25 April 2014. Application form | |||
| 01/04/2014 | 2014/336 | Trade Repository Supervision Work Plan 2014 | Post Trading | Reference | PDF 111.34 KB |
The European Securities and Markets Authority (ESMA) is publishing a summary of its 2014 supervisory work plan in relation to trade repositories (TRs) with the aim of enhancing the transparency of its actions regarding TRs in the European Union. TRs centrally collect and maintain the records of derivative trades and play a central role in enhancing the transparency of derivative markets and reducing risks to financial stability. In November 2013, ESMA registered six TRs. The obligation for counterparties to report their derivative trades to registered TRs began on 12 February 2014. Under Titles VI and VII of Regulation EU 648/2012 (EMIR), the direct supervision of TRs has been entrusted to ESMA, who has started to supervise the six registered TRs. Supervision of TRs by ESMA is crucial to ensuring that TRs comply on an on-going basis with all EMIR requirements, thereby enabling regulators to access data and details of derivative contracts in order for them to fulfil their respective mandates. |
|||
| 18/06/2014 | 2014/639 | Call for expressions of interest regarding the renewal of the Consultative Working Group of the ESMA Secondary Markets Standing Committee | MiFID - Secondary Markets | Reference | PDF 131.06 KB |
The European Securities and Markets Authority (ESMA) is looking to newly constitute a Consultative Working Group (CWG) for the ESMA Secondary Markets Standing Committee (SMSC) as the two-year-term of the existing CWG has recently expired. ESMA is therefore calling for expressions of interest from stakeholders to become a member of the CWG by 13 July 2014. The application form should be accompanied by a CV. The model European CV is recommended.It is optional for applicants, though recommended, to attach a letter of motivation. | |||
| 14/09/2015 | 2015/1291 | Risk Dashboard No. 3, 2105 | Risk Analysis & Economics - Markets Infrastructure Investors | Reference | PDF 848.31 KB |
||||
| 27/08/2015 | 2015/1295 RP | Response form for the Discussion Paper on Review of Article 26 of RTS 153/2013 | Post Trading | Reference | DOCX 781.64 KB |
||||
| 31/08/2015 | 2015/1301 reply form | Reply form to the Consultation on Draft implementing technical standards under MiFID II | MiFID - Secondary Markets | Reference | DOCX 782.52 KB |
||||
| 28/09/2015 | 2015/1468 | Trading venue briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 304.63 KB |
||||
| 28/09/2015 | 2015/1469 | 2015-1469- Investment Firms briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 314.38 KB |
||||
| 28/09/2015 | 2015/1470 | 2015-1470- Non-financials briefing | MiFID - Secondary Markets, Press Releases | Reference | PDF 307.12 KB |
||||
| 17/11/2015 | 2015/1514 | Note on MiFID-MiFIR implementation delays | MiFID - Investor Protection, MiFID - Secondary Markets | Reference | PDF 131.7 KB |