ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
37
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Prospectus filter Prospectus
- (-) Remove Benchmarks filter Benchmarks
- (-) Remove Crowdfunding filter Crowdfunding
- (-) Remove Innovation and Products filter Innovation and Products
- Warnings and publications for investors (91) Apply Warnings and publications for investors filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Post Trading (8) Apply Post Trading filter
- CESR Archive (7) Apply CESR Archive filter
- Fund Management (6) Apply Fund Management filter
- MiFID - Secondary Markets (6) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (4) Apply Corporate Disclosure filter
- Corporate Information (3) Apply Corporate Information filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Joint Committee (2) Apply Joint Committee filter
- Securitisation (2) Apply Securitisation filter
- Short Selling (2) Apply Short Selling filter
- Trade Repositories (2) Apply Trade Repositories filter
- Corporate Governance (1) Apply Corporate Governance filter
- Credit Rating Agencies (1) Apply Credit Rating Agencies filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market Integrity (1) Apply Market Integrity filter
- Securities Financing Transactions (1) Apply Securities Financing Transactions filter
- Transparency (1) Apply Transparency filter
Type of document
- (-) Remove Investor Warning filter Investor Warning
- (-) Remove Q&A filter Q&A
- Reference (91) Apply Reference filter
- Guidelines & Recommendations (88) Apply Guidelines & Recommendations filter
- Opinion (72) Apply Opinion filter
- Press Release (66) Apply Press Release filter
- Consultation Paper (60) Apply Consultation Paper filter
- Final Report (53) Apply Final Report filter
- Speech (35) Apply Speech filter
- Statement (34) Apply Statement filter
- Report (33) Apply Report filter
- Decision (21) Apply Decision filter
- Letter (19) Apply Letter filter
- Compliance table (13) Apply Compliance table filter
- Technical Advice (10) Apply Technical Advice filter
- Annual Report (4) Apply Annual Report filter
- CESR Document (3) Apply CESR Document filter
- Technical Standards (3) Apply Technical Standards filter
Your filters
MiFID - Investor Protection X Prospectus X Board of Appeal X Benchmarks X Innovation and Products X Market Abuse X Crowdfunding X Q&A X Investor Warning X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/05/2021 | ESMA70-145-114 | Q&A on the Benchmarks Regulation (BMR) | Benchmarks, Supervisory convergence | Q&A | PDF 530.2 KB |
||||
| 28/05/2021 | ESMA35-43-349 | Q&As on MiFID II and MiFIR investor protection topics | MiFID - Investor Protection, Supervisory convergence | Q&A | PDF 1005.17 KB |
||||
| 31/03/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 692.72 KB |
||||
| 25/02/2021 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 140.25 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 29/03/2019 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 400.21 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 09/11/2018 | ESMA35-36-1262 | Technical Q&As on product intervention measures on CFDs and binary options | MiFID - Investor Protection | Q&A | PDF 147.84 KB |
||||
| 12/02/2018 | ESMA50-164-1284 | ESA warning on virtual currencies | Joint Committee, MiFID - Investor Protection | Investor Warning | PDF 563.64 KB |
bgcsdadeelesetfifrhrhuitltlvmtnlplptroskslsv | |||
| 31/03/2017 | ESMA35-36-794 | Q&A Relating to the provision of CFDs and other speculative products to retail investors under MiFID | MiFID - Investor Protection | Q&A | PDF 948.76 KB |
||||
| 25/07/2016 | 2016/1166 | Warning about CFDs, binary options and other speculative products | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 149.13 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 01/07/2015 | 2015/1005 | Questions and Answers: Investment-based crowdfunding: money laundering/terrorist financing | Innovation and Products | Q&A | PDF 157.73 KB |
||||
| 07/02/2014 | 2014/154 SV | Risker med att investera i komplexa produkter | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 468.78 KB |
||||
| 07/02/2014 | 2014/154 ES | Riesgos de las inversiones en productos complejos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 331.22 KB |
||||
| 07/02/2014 | 2014/154 SL | Tveganja, ki jih prinašajo naložbe v kompleksne produkte | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 564.53 KB |
||||
| 07/02/2014 | 2014/154 SK | Riziká investovania do komplexných produktov | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 521.64 KB |
||||
| 07/02/2014 | 2014/154 RO | Riscurile investirii în produse complexe | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 396.83 KB |
||||
| 07/02/2014 | 2014/154 PT | Os riscos de investir em produtos complexos | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 373 KB |
||||
| 07/02/2014 | 2014/154 PL | Zagrożenia związane z inwestowaniem w produkty złożone | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 359.91 KB |
||||
| 07/02/2014 | 2014/154 MT | Ir-riskji li tinvesti fi prodotti kumplessi | MiFID - Investor Protection, Warnings and publications for investors | Investor Warning | PDF 554.57 KB |