ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 11/07/2022 | ESMA70-450-1173 | Consultation Paper- Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Consultation Paper | PDF 312.96 KB |
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| 11/07/2022 | ESMA70-446-369 | Consultation Paper on CO and DTO referencing ESTR | Post Trading | Consultation Paper | PDF 1.12 MB |
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| 08/07/2022 | ESMA35-43-3114 | CP on Review of the Guidelines on MiFID II product governance requirements | MiFID - Investor Protection | Consultation Paper | PDF 718.74 KB |
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| 04/05/2022 | ESMA22-106-4032 | SMSG advice to the ESMA Consultation Paper on Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 274.55 KB |
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| 28/01/2022 | ESMA70-156-4978 | Consultation Paper on the Opinion on Trading Venue perimeter | MiFID - Investor Protection, MiFID - Secondary Markets, Trading | Consultation Paper | PDF 565.29 KB |
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| 27/01/2022 | ESMA35-43-2998 | Draft Guidelines on certain aspects of the MiFID II suitability requirements | MiFID - Investor Protection | Consultation Paper | PDF 527.96 KB |
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| 04/01/2022 | ESMA22-106-3800 | SMSG response to ESMA on its Call for evidence on the EC mandate on certain aspects relating to retail investor protection | MiFID - Investor Protection, Securities and Markets Stakeholder Group | SMSG Advice | PDF 374.84 KB |
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| 24/11/2021 | ESMA22-106-3734 | SMSG advice to ESMA on its Consultation Paper on the review of certain aspects of the Short Selling Regulation | Securities and Markets Stakeholder Group, Short Selling | SMSG Advice | PDF 167.66 KB |
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| 22/11/2021 | ESMA 70-156-5010 | Discussion Paper on the Review of the clearing thresholds under EMIR | Post Trading | Consultation Paper | PDF 1.33 MB |
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| 18/11/2021 | ESMA35-36-2418 | Draft Guidelines on common procedures and methodologies for the supervisory review and evaluation process (SREP) under IFD | MiFID - Investor Protection | Consultation Paper | PDF 1.35 MB |
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| 01/10/2021 | ESMA35-43-2827 | Call for evidence on retail investor protection aspects | MiFID - Investor Protection | Consultation Paper | PDF 357.05 KB |
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| 24/09/2021 | ESMA70-156-3914 | Consultation Paper on the review of certain aspects of the Short Selling Regulation | Short Selling | Consultation Paper | PDF 1.19 MB |
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| 24/09/2021 | ESMA35-43-2836 | Consultation on Review of the MiFID II framework on best execution reports | MiFID - Investor Protection | Consultation Paper | PDF 452.96 KB |
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| 19/07/2021 | ESMA35-36-2324 | CP on Guidelines on certain aspects of the MiFID II remuneration requirements | MiFID - Investor Protection | Consultation Paper | PDF 624.54 KB |
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| 09/07/2021 | ESMA70-156-4454 | Consultation paper on the CO and DTO for swaps referencing RFRs | Post Trading | Consultation Paper | PDF 927.18 KB |
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| 28/05/2021 | ESMA74-362-1941 | Consultation Paper on the Guidelines on transfer of data between Trade Repositories under EMIR and SFTR | Market data, Securities Financing Transactions, Trade Repositories | Consultation Paper | PDF 658.69 KB |
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| 29/03/2021 | ESMA35-43-2430 Final Report ESMA’s Technical Advice to the Commi | Technical Advice on the application of administrative and criminal sanctions under MiFID II/MiFIR | MiFID - Investor Protection | Technical Advice | PDF 337.33 KB |
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| 24/03/2021 | ESMA74-362-1864 | CP Technical Advice on simplification TR fees under SFTR and EMIR | Market data, Trade Repositories | Consultation Paper | PDF 494.16 KB |
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| 29/01/2021 | ESMA35-36-2159 | CP on Guidelines on certain aspects of the MiFID II appropriateness and execution-only requirements | MiFID - Investor Protection | Consultation Paper | PDF 454.65 KB |
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| 23/12/2020 | ESMA43-370-274 | CP TA on rules of procedure to impose penalties on DRSPs | Post Trading | Consultation Paper | PDF 361.39 KB |