ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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10/08/2022 | ESMA70-152-348 | List of third-country CCPs recognised to offer services and activities in the Union | Post Trading | Reference | PDF 428.88 KB |
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10/08/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 376.52 KB |
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10/08/2022 | ESMA70-452-447 | Opinion CMVM revised AMP | Market Abuse, Market Integrity | Opinion | PDF 125.92 KB |
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09/08/2022 | ESMA70-155-11635 | CSD Register | Post Trading | Reference | PDF 1.15 MB |
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04/08/2022 | ESMA70-156-4448 | Q&As- Central Securities Depositories Regulation | Post Trading, Supervisory convergence | Q&A | PDF 561.38 KB |
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01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
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29/07/2022 | ESMA70-449-672 | Call for Evidence on pre-hedging | Market Abuse, Market Integrity | Reference | PDF 245.25 KB |
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29/07/2022 | ESMA70-449-674 | Response form call for evidence pre-hedging | Market Abuse, Market Integrity | Reference | DOCX 752.93 KB |
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25/07/2022 | ESMA70-708036281-113 | Third-country markets considered as equivalent to a regulated market under EMIR | Post Trading | Reference | PDF 68.9 KB |
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20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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20/07/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 767.22 KB |
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20/07/2022 | ESMA34-32-352 | Q&A on the Application of the AIFMD | Fund Management, Supervisory convergence | Q&A | PDF 707.65 KB |
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19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
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15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
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12/07/2022 | ESMA74-362-2566 | Third updated LEI statement SFTR | Market data, Post Trading, Securities Financing Transactions | Statement | PDF 130.43 KB |
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11/07/2022 | ESMA70-450-1185 | Reply_Form_CP_Consultation Paper_Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Reference | DOCX 749.66 KB |
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11/07/2022 | ESMA70-450-1173 | Consultation Paper- Amendment of Article 19 of CSDR RTS on Settlement Discipline | Post Trading | Consultation Paper | PDF 312.96 KB |
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11/07/2022 | ESMA70-460-117 | Response Form- Consultation Paper on guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Reference | DOCX 752.81 KB |
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11/07/2022 | ESMA70-460-34 | Consultation Paper on Guidelines on standard forms, formats and templates to apply for permission to operate a DLT market infrastructure | Innovation and Products, MiFID - Secondary Markets | Consultation Paper | PDF 998.27 KB |