ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
1076
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Fund Management filter Fund Management
- (-) Remove Innovation and Products filter Innovation and Products
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Crowdfunding filter Crowdfunding
- CESR Archive (1055) Apply CESR Archive filter
- Post Trading (405) Apply Post Trading filter
- MiFID - Investor Protection (373) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (361) Apply MiFID - Secondary Markets filter
- Press Releases (358) Apply Press Releases filter
- Corporate Disclosure (349) Apply Corporate Disclosure filter
- Joint Committee (328) Apply Joint Committee filter
- Credit Rating Agencies (264) Apply Credit Rating Agencies filter
- Corporate Information (262) Apply Corporate Information filter
- Board of Supervisors (234) Apply Board of Supervisors filter
- Securities and Markets Stakeholder Group (214) Apply Securities and Markets Stakeholder Group filter
- Risk Analysis & Economics - Markets Infrastructure Investors (170) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Speeches (166) Apply Speeches filter
- Warnings and publications for investors (142) Apply Warnings and publications for investors filter
- Management Board (138) Apply Management Board filter
- IFRS Supervisory Convergence (131) Apply IFRS Supervisory Convergence filter
- Supervisory convergence (128) Apply Supervisory convergence filter
- CCP Directorate (116) Apply CCP Directorate filter
- Market Integrity (111) Apply Market Integrity filter
- Short Selling (103) Apply Short Selling filter
- Procurement (94) Apply Procurement filter
- IAS Regulation (91) Apply IAS Regulation filter
- Benchmarks (84) Apply Benchmarks filter
- Sustainable finance (82) Apply Sustainable finance filter
- Prospectus (79) Apply Prospectus filter
- Planning reporting budget (72) Apply Planning reporting budget filter
- Securitisation (68) Apply Securitisation filter
- Brexit (64) Apply Brexit filter
- Trade Repositories (55) Apply Trade Repositories filter
- COVID-19 (51) Apply COVID-19 filter
- International cooperation (49) Apply International cooperation filter
- Trading (43) Apply Trading filter
- European Single Electronic Format (40) Apply European Single Electronic Format filter
- Transparency (39) Apply Transparency filter
- Market data (35) Apply Market data filter
- Corporate Finance (33) Apply Corporate Finance filter
- Securities Financing Transactions (32) Apply Securities Financing Transactions filter
- Board of Appeal (24) Apply Board of Appeal filter
- Audit (20) Apply Audit filter
- Corporate Governance (19) Apply Corporate Governance filter
- Careers (14) Apply Careers filter
- MiFID II: Transparency Calculations and DVC (13) Apply MiFID II: Transparency Calculations and DVC filter
- ESMA newsletter (12) Apply ESMA newsletter filter
- ITMG (4) Apply ITMG filter
- Vacancies (3) Apply Vacancies filter
Type of document
- Guidelines & Recommendations (566) Apply Guidelines & Recommendations filter
- Reference (109) Apply Reference filter
- Press Release (62) Apply Press Release filter
- Consultation Paper (60) Apply Consultation Paper filter
- Final Report (50) Apply Final Report filter
- Speech (43) Apply Speech filter
- Compliance table (42) Apply Compliance table filter
- Report (39) Apply Report filter
- Letter (29) Apply Letter filter
- Statement (26) Apply Statement filter
- Opinion (20) Apply Opinion filter
- Q&A (11) Apply Q&A filter
- Technical Advice (9) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- Annual Report (2) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Fund Management X Market Abuse X Innovation and Products X Crowdfunding X Guidelines and Technical standards X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/07/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 173.59 KB |
||||
| 30/06/2022 | ESMA22-106-4013 | Letter from ESMA Chair to EC- Prioritisation of 2022 ESMA deliverables | Corporate Information, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Trading | Letter | PDF 136.79 KB |
||||
| 29/06/2022 | ESMA34-45-1576 | Cross-border distribution of investment funds | Fund Management | Reference | PDF 991.03 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 23/06/2022 | ESMA34-32-418 | AIFMD MoUs signed by the EU authorities | Fund Management, International cooperation | Reference | XLSX 49.99 KB |
||||
| 23/06/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.16 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 07/06/2022 | ESMA35-42-1305 | ESCPR- Miscellaneous reporting to ESMA | Crowdfunding, MiFID - Investor Protection | Reference | PDF 378.96 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 01/06/2022 | ESMA70-445-442 | Verena Ross FESE Convention Speech, 1 June 2022 | Innovation and Products, MiFID - Secondary Markets, Speeches | Speech | PDF 217.79 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 31/05/2022 | ESMA34-466-284 | Key priorities for EU retail fund investors- Verena Ross at the Irish Funds Annual Conference | Fund Management, Speeches | Speech | PDF 119.43 KB |
||||
| 31/05/2022 | ESMA71-99-1959 | ESMA reports on supervision of costs and fees in investment funds | Fund Management, Press Releases | Press Release | PDF 93.24 KB |
||||
| 31/05/2022 | ESMA34-45-1673 | Final report- On the 2021 CSA on costs and fees | Fund Management | Final Report | PDF 243.65 KB |
||||
| 31/05/2022 | ESMA34-45-1427 | Supervisory briefing- Sustainability risks and disclosures in the area of investment management | Fund Management, Sustainable finance | Reference | PDF 312.39 KB |
||||
| 23/05/2022 | ESMA50-165-2146 | The drivers of the costs and performance of ESG funds | Fund Management, Sustainable finance | Reference | PDF 532.34 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 20/05/2022 | ESMA34-43-392 | Q&A on the application of the UCITS Directive | Fund Management | Q&A | PDF 749.77 KB |
||||
| 17/05/2022 | ESMA34-45-1663 | Response Form to the Consultation Paper on technical standards on the notifications for cross-border marketing and cross-border management of AIFs and UCITS | Fund Management | Reference | DOCX 759.83 KB |