ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
338
REFINE YOUR SEARCH
Sections
- (-) Remove Fund Management filter Fund Management
- (-) Remove Board of Supervisors filter Board of Supervisors
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Market Integrity filter Market Integrity
- (-) Remove Short Selling filter Short Selling
- (-) Remove Transparency filter Transparency
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (352) Apply CESR Archive filter
- Press Releases (332) Apply Press Releases filter
- Corporate Information (202) Apply Corporate Information filter
- Post Trading (128) Apply Post Trading filter
- MiFID - Secondary Markets (120) Apply MiFID - Secondary Markets filter
- Joint Committee (104) Apply Joint Committee filter
- Credit Rating Agencies (97) Apply Credit Rating Agencies filter
- Risk Analysis & Economics - Markets Infrastructure Investors (80) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Management Board (72) Apply Management Board filter
- Corporate Disclosure (64) Apply Corporate Disclosure filter
- Planning reporting budget (64) Apply Planning reporting budget filter
- CCP Directorate (58) Apply CCP Directorate filter
- Securities and Markets Stakeholder Group (57) Apply Securities and Markets Stakeholder Group filter
- Supervisory convergence (46) Apply Supervisory convergence filter
- International cooperation (44) Apply International cooperation filter
- Warnings and publications for investors (44) Apply Warnings and publications for investors filter
- Sustainable finance (40) Apply Sustainable finance filter
- Innovation and Products (39) Apply Innovation and Products filter
- Securitisation (38) Apply Securitisation filter
- IFRS Supervisory Convergence (37) Apply IFRS Supervisory Convergence filter
- Benchmarks (36) Apply Benchmarks filter
- European Single Electronic Format (30) Apply European Single Electronic Format filter
- Market Abuse (28) Apply Market Abuse filter
- Trade Repositories (27) Apply Trade Repositories filter
- Trading (20) Apply Trading filter
- Brexit (19) Apply Brexit filter
- Procurement (18) Apply Procurement filter
- Prospectus (18) Apply Prospectus filter
- Corporate Finance (16) Apply Corporate Finance filter
- ESMA newsletter (14) Apply ESMA newsletter filter
- Guidelines and Technical standards (13) Apply Guidelines and Technical standards filter
- Careers (12) Apply Careers filter
- Market data (9) Apply Market data filter
- Corporate Governance (8) Apply Corporate Governance filter
- Board of Appeal (6) Apply Board of Appeal filter
- COVID-19 (6) Apply COVID-19 filter
- IAS Regulation (6) Apply IAS Regulation filter
- ITMG (4) Apply ITMG filter
- Audit (3) Apply Audit filter
- MiFID II: Transparency Calculations and DVC (3) Apply MiFID II: Transparency Calculations and DVC filter
- Speeches (3) Apply Speeches filter
- Crowdfunding (2) Apply Crowdfunding filter
- Vacancies (1) Apply Vacancies filter
Type of document
- (-) Remove Reference filter Reference
- (-) Remove Press Release filter Press Release
- (-) Remove Annual Report filter Annual Report
- Guidelines & Recommendations (214) Apply Guidelines & Recommendations filter
- Opinion (114) Apply Opinion filter
- Consultation Paper (91) Apply Consultation Paper filter
- Summary of Conclusions (87) Apply Summary of Conclusions filter
- Statement (63) Apply Statement filter
- Final Report (62) Apply Final Report filter
- Letter (45) Apply Letter filter
- Speech (45) Apply Speech filter
- Report (42) Apply Report filter
- Compliance table (28) Apply Compliance table filter
- Investor Warning (27) Apply Investor Warning filter
- Decision (26) Apply Decision filter
- Q&A (15) Apply Q&A filter
- Technical Advice (12) Apply Technical Advice filter
- Technical Standards (8) Apply Technical Standards filter
- SMSG Advice (4) Apply SMSG Advice filter
- CESR Document (2) Apply CESR Document filter
Your filters
Fund Management X MiFID - Investor Protection X Transparency X Short Selling X Securities Financing Transactions X Board of Supervisors X Market Integrity X Annual Report X Reference X Press Release X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/04/2011 | 2011/118 | Press release- ESMA sets out guidelines on risk measurement and the calculation of global exposure for certain types of structured UCITS | Fund Management, Press Releases | Press Release | PDF 31.34 KB |
||||
15/04/2011 | 2011/123 | Press release- ESMA seeks preliminary views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 39.69 KB |
||||
13/07/2011 | 2011/214 | Press release- ESMA seeks views on future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 58.32 KB |
||||
22/07/2011 | 2011/BS/141 | Summary of conclusions- Board of Supervisors meeting of 12 April 2011 | Board of Supervisors | Reference | PDF 139.03 KB |
||||
22/07/2011 | 2011/BS/142 | Summary of conclusions- Board of Supervisors meeting of 25 May 2011 | Board of Supervisors | Reference | PDF 117.04 KB |
||||
22/07/2011 | 2011/221 | Press release- ESMA seeks preliminary views on the potential shape of future regulation of exchange-traded funds and structured UCITS | Fund Management, Press Releases | Press Release | PDF 33.85 KB |
||||
23/08/2011 | 2011/271 | Press release- ESMA consults on future rules for alternative investment fund managers and the treatment of third country entities | Fund Management, Press Releases | Press Release | PDF 64.05 KB |
||||
16/11/2011 | 2011/378 | Press release- ESMA details future rules for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 61.82 KB |
||||
02/12/2011 | 2011/BS/209 | Summary of conclusions- Board of Supervisors meeting on 20 September 2011 | Board of Supervisors | Reference | PDF 119.95 KB |
||||
02/12/2011 | 2011/BS/180 | Summary of conclusions- Board of Supervisors conference calls on 25 and 28 July 2011 | Board of Supervisors | Reference | PDF 98.62 KB |
||||
02/12/2011 | 2011/BS/179 | Summary of conclusions- Board of Supervisors meeting on 11-12 July 2011 | Board of Supervisors | Reference | PDF 55.2 KB |
||||
30/01/2012 | 2012/43 | ESMA outlines future regulatory framework for ETFs and other UCITS issues | Fund Management, Press Releases | Press Release | PDF 146.49 KB |
ESMA publishes today a consultation paper (ESMA/2012/44) setting out future guidelines on UCITS Exchange-Traded Funds (UCITS ETFs) and other UCITS-related issues. The proposals cover both synthetic and physical UCITS ETFs and detail the obligations to come for UCITS ETFs, index-tracking UCITS, efficient portfolio management techniques, total return swaps and strategy indices for UCITS. ESMA’s proposals therefore go wider than ETFs and cover such areas as the use of total return swaps by any UCITS, for which ESMA envisages additional obligations with respect to the collateral to be provided, or UCITS investing in strategy indices, where the requirements on eligibility of such indices have been tightened. The proposals also include placing an obligation on UCITS ETFs to use an identifier and facili-tating the ability of investors to redeem their shares, whether in the secondary market or directly with the ETF provider. | |||
13/02/2012 | 2011/BS/233 | Summary of conclusions- Board of Supervisors meeting of 8 November 2011 | Board of Supervisors | Reference | PDF 121.56 KB |
||||
13/02/2012 | 2011/BS/234 | Summary of conclusions- Board of Supervisors conference call on 23 November 2011 | Board of Supervisors | Reference | PDF 22.39 KB |
||||
01/03/2012 | 2012/BS/4 | Board of Supervisors meeting on 20 December 2011 | Board of Supervisors | Reference | PDF 258.17 KB |
||||
01/03/2012 | 2012/BS/5 | Board of Supervisors meeting on 18 January 2012 | Board of Supervisors | Reference | PDF 189.43 KB |
||||
24/04/2012 | 2012/BS/29 | Board of Supervisors meeting on 14 February 2012 | Board of Supervisors | Reference | PDF 257.22 KB |
||||
28/06/2012 | 2012/441 | ESMA proposes remuneration guidelines for alternative investment fund managers | Fund Management, Press Releases | Press Release | PDF 183.45 KB |
The European Securities and Markets Authority (ESMA) has published today a consultation paper on proposed Guidelines on remuneration of alternative investment fund managers (AIFMs). ESMA’s future guidelines will apply to managers managing alternative investment funds (AIFs) including hedge funds, private equity funds and real estate funds. These funds will be asked to introduce sound and prudent remuneration policies and structures with the aim of increasing investor protection and avoiding conflicts of interest that may lead to excessive risk taking. | |||
29/06/2012 | 2012/BS/46 | Board of Supervisors meeting on 20 March 2012 | Board of Supervisors | Reference | PDF 240.14 KB |
||||
29/06/2012 | 2012/BS/66 | Board of Supervisors meeting on 17 April 2012 | Board of Supervisors | Reference | PDF 251.54 KB |