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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
07/04/2021 ESMA70-156-4103 Final Report on SME GMs- MiFID II Final Report PDF
741.13 KB
06/04/2021 ESMA35-36-1952 Guidelines on certain aspects of the MiFID II compliance function requirements , Guidelines & Recommendations PDF
258.09 KB
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12/03/2021 ESMA33-9-320 Guidelines On Disclosure Requirements Applicable to Credit Ratings , Guidelines & Recommendations PDF
135.98 KB
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10/03/2021 ESMA33-9-371 Guidelines on Internal Control for CRAs , Guidelines & Recommendations PDF
297.77 KB
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04/03/2021 ESMA32-382-1138 Guidelines on disclosure requirements under the Prospectus Regulation , Guidelines & Recommendations PDF
549.46 KB
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22/01/2021 ESMA34-45-974 Guidelines on liquidity stress testing in UCITS and AIFs , Guidelines & Recommendations PDF
226.95 KB
23/11/2020 ESMA32-50-218 Guidelines on enforcement of financial information Guidelines & Recommendations PDF
326.44 KB
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11/11/2020 ESMA33-128-1217 Guidelines on securitisation repository data completeness and consistency thresholds Guidelines & Recommendations PDF
373.62 KB
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05/11/2020 ESMA34-39-992 Guidelines on performance fees in UCITS and certain types of AIFs , , Guidelines & Recommendations PDF
224.69 KB
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03/11/2020 ESMA42-111-5349 Fast Track Peer Review Report- Wirecard , , Report PDF
1.33 MB
29/10/2020 ESMA70-156-3581 Final Report on SME GMs RTS-ITS under MAR , Final Report PDF
691.32 KB
28/09/2020 ESMA70-156-3329 MiFID II MiFIR review report on the transparency regime for non-equity instruments Final Report PDF
1.48 MB
24/09/2020 ESMA70-156-2391 Final Report- MAR Review , Final Report PDF
1.94 MB
23/09/2020 ESMA70-155-10272 Final Report on Cum Ex and other multiple withholding tax reclaim schemes , , Final Report PDF
906.57 KB
16/07/2020 ESMA34-39-897 Guidelines on liquidity stress testing in UCITS and AIFs , Guidelines & Recommendations PDF
298.91 KB
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15/07/2020 ESMA42-111-4128 PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE , , Report PDF
285.02 KB
29/06/2020 ESMA42-110-1132 Confirmation of compliance with guidelines Guidelines & Recommendations PDF
120.18 KB

This document is a template destined to be used by national competent authorities to report their compliance with ESMA guidelines.

22/06/2020 ESMA34-49-173 Guidelines on the reporting to competent authorities under Article 37 of the MMF Regulation Guidelines & Recommendations PDF
654.61 KB
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05/06/2020 ESMA35-36-1946 Final Report Guidelines on certain aspects of the MiFID II compliance function requirements , Final Report PDF
395.33 KB
06/04/2020 ESMA70-151-2906 Guidelines on standardised procedures and messaging protocols under Article 6(2) of Regulation (EU) No 909/2014 Guidelines & Recommendations PDF
161.16 KB
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