ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
322
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Trading X Securities and Markets Stakeholder Group X IFRS Supervisory Convergence X Market Abuse X Corporate Disclosure X Fund Management X Management Board X MiFID - Secondary Markets X Vacancy X Annual Report X Reference X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/10/2014 2014/1200 2015 Work Programme Corporate Information, Management Board, Board of Supervisors Reference PDF
500.54 KB		 The European Securities and Markets Authority (ESMA) has published its Work Programme for 2015. The programme sets out how ESMA intends to achieve its statutory objectives of investor protection and stable and orderly functioning markets through its operational activities of convergence, risk monitoring and analysis, the single rulebook and supervision. The projected work programme is based on a budget of €38,639,000 and a staff base of 202 people as per the budget approved by ESMA’s Board of Supervisors on 6 February 2014 and subsequently submitted to the EU institutions. At the time of drafting, the budget prepared by the European Commission and sent to the EU Council and Parliament for ESMA in 2015 is for €33,627,920 and 186 people. In order to prepare for the eventuality that ESMA will receive fewer posts than planned for in the work programme, Annex 5 contains a list of the areas of work that ESMA would be unable to accomplish in 2015 with reduced resources.
28/09/2015 2015/1469 2015-1469- Investment Firms briefing MiFID - Secondary Markets, Press Releases Reference PDF
314.38 KB
28/09/2015 2015/1470 2015-1470- Non-financials briefing MiFID - Secondary Markets, Press Releases Reference PDF
307.12 KB
09/02/2016 2016/272AF 2016_mdsc_cwg_application_form MiFID - Secondary Markets Reference DOCX
40.48 KB
07/02/2018 ESMA20-95-823 2018 Regulatory Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
251.91 KB
01/12/2017 ESMA22-106-484 2018 SMSG application form Board of Supervisors, Securities and Markets Stakeholder Group Reference DOCX
39.24 KB
15/06/2020 ESMA20-95-1264 2019 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
3.03 MB
16/06/2021 ESMA20-95-1381 2020 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
4 MB
15/06/2020 ESMA20-95-1132 2020 Annual Work Programme- revised Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
548.42 KB
01/10/2019 ESMA20-95-1132 2020 Work Programme Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Reference PDF
543.97 KB
15/06/2022 ESMA22-439-962 2021 Annual Report Board of Supervisors, Corporate Information, Management Board, Planning reporting budget Annual Report PDF
10.64 MB
19/04/2018 ESMA 32-63-427 22nd Extract from the EECS’s Database of Enforcement IFRS Supervisory Convergence Reference PDF
688.86 KB
30/05/2005 Austria Accepted Market Practices- Austrian provisions- Not continued under MAR Market Abuse Reference PDF
19.9 KB
30/05/2005 AMP France Buy Back Accepted Market Practices: a market practice related to share buy back programs. Buy an hold for future use as means of payment for acquiring another company on Euronext (France)- Not continued under MAR Market Abuse Reference PDF
71.11 KB
30/05/2005 AMP France Liquidity Accepted Market Practices: a market practice related to share buy back programs. Liquidity contracts on Euronext (France) Market Abuse Reference PDF
107.34 KB
23/06/2011 AMP Netherlands Accepted Market Practices: Liquidity agreements (Netherlands)- TERMINATED UNDER MAR ON 19 September 2017 Market Abuse Reference PDF
96.72 KB

The publication (in Dutch) of the decision to terminate the Dutch AMP on liquidity agreements can be found on the AFM’s website at the following link https://www.afm.nl/nl-nl/professionals/nieuws/2017/sep/beeindigen-amp.
 
19/08/2008 AMP Portugal Accepted Market Practices: Liquidity Contracts (Portugal) – To be replaced by an accepted market practice under MAR Market Abuse Reference PDF
101.04 KB

The national legal text is available on the CMVM website.
11/02/2008 AMP Spain Accepted Market Practices: Liquidity Contracts (Spain) – Replaced by an accepted market practice under MAR on 11 July 2017 Market Abuse Reference PDF
157.13 KB
22/06/2012 AMF AMP 2012 Accepted market practices: Liquidity contracts for bonds (France)- Not continued under MAR Market Abuse Reference PDF
242.43 KB
15/01/2009 AMP Greece Accepted Market Practices: Purchase of own shares to hold them for future acquisition of shares of another company (Greece)- Not continued under MAR Market Abuse Reference PDF
77.84 KB

Pages