ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
36
REFINE YOUR SEARCH
Sections
- (-) Remove Supervisory convergence filter Supervisory convergence
- (-) Remove Prospectus filter Prospectus
- (-) Remove Short Selling filter Short Selling
- (-) Remove Trading filter Trading
- Post Trading (42) Apply Post Trading filter
- Corporate Disclosure (37) Apply Corporate Disclosure filter
- Risk Analysis & Economics - Markets Infrastructure Investors (36) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Brexit (28) Apply Brexit filter
- MiFID - Secondary Markets (27) Apply MiFID - Secondary Markets filter
- Credit Rating Agencies (25) Apply Credit Rating Agencies filter
- Fund Management (23) Apply Fund Management filter
- Corporate Information (22) Apply Corporate Information filter
- COVID-19 (20) Apply COVID-19 filter
- MiFID - Investor Protection (19) Apply MiFID - Investor Protection filter
- Press Releases (19) Apply Press Releases filter
- Board of Supervisors (18) Apply Board of Supervisors filter
- Joint Committee (16) Apply Joint Committee filter
- Innovation and Products (14) Apply Innovation and Products filter
- Market Integrity (12) Apply Market Integrity filter
- Securities and Markets Stakeholder Group (10) Apply Securities and Markets Stakeholder Group filter
- Benchmarks (9) Apply Benchmarks filter
- Trade Repositories (9) Apply Trade Repositories filter
- Market Abuse (7) Apply Market Abuse filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Planning reporting budget (7) Apply Planning reporting budget filter
- CESR Archive (6) Apply CESR Archive filter
- Corporate Governance (5) Apply Corporate Governance filter
- IAS Regulation (5) Apply IAS Regulation filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Securities Financing Transactions (4) Apply Securities Financing Transactions filter
- Securitisation (4) Apply Securitisation filter
- Speeches (4) Apply Speeches filter
- Guidelines and Technical standards (3) Apply Guidelines and Technical standards filter
- Sustainable finance (3) Apply Sustainable finance filter
- CCP Directorate (2) Apply CCP Directorate filter
- Management Board (2) Apply Management Board filter
- Transparency (2) Apply Transparency filter
- Audit (1) Apply Audit filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- International cooperation (1) Apply International cooperation filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Statement filter Statement
- Reference (49) Apply Reference filter
- Opinion (39) Apply Opinion filter
- Final Report (38) Apply Final Report filter
- Press Release (38) Apply Press Release filter
- Consultation Paper (27) Apply Consultation Paper filter
- Guidelines & Recommendations (27) Apply Guidelines & Recommendations filter
- Q&A (11) Apply Q&A filter
- Decision (9) Apply Decision filter
- Speech (8) Apply Speech filter
- Letter (6) Apply Letter filter
- Technical Advice (6) Apply Technical Advice filter
- CESR Document (2) Apply CESR Document filter
- Technical Standards (2) Apply Technical Standards filter
- Compliance table (1) Apply Compliance table filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 20/12/2019 | ESMA80-196-3218 | Follow-up Report on fees charged by CRAs and TRs | Credit Rating Agencies, Supervisory convergence, Trade Repositories | Report | PDF 606.45 KB |
||||
| 17/12/2020 | ESMA71-99-1493 | New SCSC Chair December 2020 | Board of Supervisors, Corporate Information, Press Releases, Supervisory convergence | Statement | PDF 86.75 KB |
||||
| 15/07/2020 | ESMA71-99-1364 | ESMA Statement on Assessment of German Financial Reporting Regime | Corporate Disclosure, Guidelines and Technical standards, Press Releases, Supervisory convergence | Statement | PDF 88.5 KB |
||||
| 26/03/2019 | ESMA71-99-1136 | SCSC Chair reappointed | Board of Supervisors, Supervisory convergence | Statement | PDF 78.43 KB |
||||
| 03/06/2019 | ESMA70-156-835 | Supervisory Briefing PreTradeTransparency Non-Equity Instruments | MiFID - Secondary Markets, Supervisory convergence | Report | PDF 148.65 KB |
||||
| 10/11/2020 | ESMA70-156-3351 | Report on PTRR services with regards to the clearing obligation | Post Trading, Supervisory convergence | Report | PDF 2.03 MB |
||||
| 06/02/2020 | ESMA70-156-2274 | Public statement- Ensuring a common supervisory approach to secure compliance with the MiFIR pre-trade transparency requirements in commodity derivatives | Trading | Statement | PDF 114.58 KB |
||||
| 01/10/2020 | ESMA70-155-10962 | Impact of Brexit on the application of MiFID II/MiFIR | Brexit, MiFID - Secondary Markets, Trading | Statement | PDF 131.04 KB |
||||
| 09/12/2019 | ESMA70-151-2820 | Supervisory measures and Penalties under Articles 4, 9, 10 and 11 of EMIR | Post Trading, Supervisory convergence | Report | PDF 819.71 KB |
||||
| 21/07/2017 | ESMA43-318-752 | Statement to European Parliament Petitions Committee | Supervisory convergence | Statement | PDF 359.62 KB |
||||
| 11/01/2017 | ESMA42-1643088512-2962 | ESMA42-1643088512-2962 Follow-up Report to the Peer Review on Best Execution | MiFID - Investor Protection, MiFID - Secondary Markets, Supervisory convergence | Report | PDF 774.17 KB |
||||
| 07/02/2018 | ESMA42-114-540 | Supervisory Convergence Work Programme 2018 | Supervisory convergence | Report | PDF 611.01 KB |
||||
| 18/05/2017 | ESMA42-113-627 | Follow-up Report to the Peer Review on MiFID Conduct of Business rules relating to fair, clear and not misleading information | Supervisory convergence | Report | PDF 960.69 KB |
||||
| 03/11/2020 | ESMA42-111-5349 | Fast Track Peer Review Report- Wirecard | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 1.33 MB |
||||
| 17/10/2019 | ESMA42-111-4895 | EMIR data quality peer review | Post Trading, Supervisory convergence | Report | PDF 862.01 KB |
||||
| 18/07/2017 | ESMA42-111-4138 | Peer Review on Guidelines on Enforcement of Financial Information | IFRS Supervisory Convergence, Supervisory convergence | Report | PDF 1.86 MB |
||||
| 15/07/2020 | ESMA42-111-4128 | PEER REVIEW ON GUIDELINES ON ENFORCEMENT OF FINANCIAL INFORMATION- Country report DE | Corporate Disclosure, Guidelines and Technical standards, Supervisory convergence | Report | PDF 285.02 KB |
||||
| 12/07/2018 | ESMA42-110-998 | Timely submission of requests for authorisation in the context of the United Kingdom withdrawing from the European Union | Brexit, Supervisory convergence | Statement | PDF 128.92 KB |
||||
| 04/06/2020 | ESMA34-39-1042 | Supervisory briefing on the supervision of costs in UCITS and AIFs | Fund Management, Supervisory convergence | Report | PDF 162.41 KB |
||||
| 24/09/2020 | ESMA32-384-4852 | Prospectus Activity Report 2019 | Prospectus | Report | PDF 406.85 KB |