ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/07/2020 | ESMA70-151-3190 | 3rd EU-Wide CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | DOCX 464.64 KB |
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| 12/10/2020 | ESMA22-105-1230 | Annex to Opening Statement for ECON Hearing 12 October 2020 | Board of Supervisors, Brexit, Corporate Information, COVID-19, Speeches | Reference | PDF 350.51 KB |
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| 27/10/2020 | ESMA70-155-10864 | Annex to Position Limits Opinion | Trading | Reference | CSV 6.27 KB |
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| 11/12/2020 | ESMA70-155-10816 | Annex to Transparency Opinion | Trading | Reference | CSV 64.88 KB |
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| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 08/10/2020 | ESMA70-156-3430 | Call for Evidence_RTS 1 and RTS 2 Review | Trading | Reference | XLSX 8.99 MB |
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| 06/08/2019 | ESMA74-361-75 | Call for interest DAG members | Market Integrity, Trading | Reference | PDF 167.88 KB |
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| 07/01/2021 | ESMA70-152-2534 | CFTC ESMA Enhanced MoU | CCP Directorate | Reference | PDF 467.04 KB |
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| 17/12/2015 | 2015/1885 | ESMA Briefing Note on ESEF CP | European Single Electronic Format, Transparency | Reference | PDF 138.49 KB |
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| 22/10/2015 | 2015/1599 | ESMA briefing on amended TD documents | Corporate Disclosure, Transparency | Reference | PDF 133.16 KB |
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| 04/01/2021 | ESMA70-152-2531 | ESMA-BOE MoU on UK CCPs | CCP Directorate, International cooperation | Reference | PDF 3.83 MB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
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| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
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| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
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| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
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| 25/09/2015 | 2015/1463 reply form ESEF | Form to reply ESEF | Corporate Disclosure, Transparency | Reference | DOCX 784.27 KB |
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| 25/09/2015 | 2015/1463 reply form ESEF CBA | Form to reply ESEF CBA | Corporate Disclosure, European Single Electronic Format, Transparency | Reference | DOCX 872.33 KB |
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| 06/11/2020 | ESMA70-155-10587 | Guidance on the annex to ESMA opinion determining third-country trading venues for the purpose of transparency under MiFIR | Trading | Reference | PDF 169.96 KB |