ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
13
REFINE YOUR SEARCH
Sections
- (-) Remove Brexit filter Brexit
- (-) Remove CCP Directorate filter CCP Directorate
- (-) Remove Transparency filter Transparency
- (-) Remove Trading filter Trading
- CESR Archive (388) Apply CESR Archive filter
- MiFID - Secondary Markets (87) Apply MiFID - Secondary Markets filter
- MiFID - Investor Protection (70) Apply MiFID - Investor Protection filter
- Post Trading (60) Apply Post Trading filter
- Market Integrity (36) Apply Market Integrity filter
- Short Selling (35) Apply Short Selling filter
- Risk Analysis & Economics - Markets Infrastructure Investors (32) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Disclosure (29) Apply Corporate Disclosure filter
- Joint Committee (28) Apply Joint Committee filter
- Fund Management (27) Apply Fund Management filter
- Supervisory convergence (23) Apply Supervisory convergence filter
- Market Abuse (22) Apply Market Abuse filter
- Prospectus (20) Apply Prospectus filter
- Credit Rating Agencies (19) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (15) Apply IFRS Supervisory Convergence filter
- COVID-19 (12) Apply COVID-19 filter
- Guidelines and Technical standards (8) Apply Guidelines and Technical standards filter
- Innovation and Products (7) Apply Innovation and Products filter
- Benchmarks (6) Apply Benchmarks filter
- Securitisation (5) Apply Securitisation filter
- European Single Electronic Format (3) Apply European Single Electronic Format filter
- Sustainable finance (3) Apply Sustainable finance filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Securities and Markets Stakeholder Group (2) Apply Securities and Markets Stakeholder Group filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Audit (1) Apply Audit filter
- Board of Supervisors (1) Apply Board of Supervisors filter
- Corporate Governance (1) Apply Corporate Governance filter
- IAS Regulation (1) Apply IAS Regulation filter
- Press Releases (1) Apply Press Releases filter
- Trade Repositories (1) Apply Trade Repositories filter
- Warnings and publications for investors (1) Apply Warnings and publications for investors filter
Type of document
- (-) Remove Final Report filter Final Report
- (-) Remove Opinion filter Opinion
- (-) Remove CESR Document filter CESR Document
- Reference (37) Apply Reference filter
- Statement (30) Apply Statement filter
- Press Release (23) Apply Press Release filter
- Consultation Paper (13) Apply Consultation Paper filter
- Letter (7) Apply Letter filter
- Speech (7) Apply Speech filter
- Q&A (2) Apply Q&A filter
- Report (2) Apply Report filter
- Technical Standards (2) Apply Technical Standards filter
- Decision (1) Apply Decision filter
- Guidelines & Recommendations (1) Apply Guidelines & Recommendations filter
Your filters Reset all filters
| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 04/02/2020 | ESMA32-67-613 | Report on amendments to ESMA Guidelines on enforcement of financial information | Transparency | Final Report | PDF 272.06 KB |
||||
| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
||||
| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
||||
| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
|||
| 31/03/2020 | ESMA43-370-103 | Final report on TA on EMIR 2.2 CCP fines | CCP Directorate, Credit Rating Agencies, Post Trading, Trade Repositories | Final Report | PDF 478.11 KB |
||||
| 30/03/2020 | ESMA70-151-2919 | Final Report EMIR RTS on Colleges for CCPs | CCP Directorate, Post Trading, Supervisory convergence | Final Report | PDF 273.08 KB |
||||
| 21/01/2021 | ESMA70-151-2924 | Guidelines on written agreements between members of CCP colleges | CCP Directorate | Final Report | PDF 347.58 KB |
||||
| 24/02/2021 | ESMA70-151-3370 | Final report on GL on Review_Evaluation EU CCP NCAs EMIR Art 21 | CCP Directorate | Final Report | PDF 406.36 KB |
||||
| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
||||
| 23/09/2020 | ESMA70-155-10272 | Final Report on Cum Ex and other multiple withholding tax reclaim schemes | Market Abuse, Market Integrity, Trading | Final Report | PDF 906.57 KB |
||||
| 28/09/2020 | ESMA70-156-3329 | MiFID II MiFIR review report on the transparency regime for non-equity instruments | Trading | Final Report | PDF 1.48 MB |