ESMA LIBRARY
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| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/01/2021 | ESMA35-43-2509 | Reminder to firms of the MiFID II rules on ‘reverse solicitation’ in the context of the recent end of the UK transition period | Brexit, MiFID - Investor Protection | Statement | PDF 151.2 KB |
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| 13/01/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 147.09 KB |
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| 12/01/2021 | ESMA70-155-11233 | OPINION on position limits on EEX Phelix DE/AT Base Power contracts | MiFID - Secondary Markets | Opinion | PDF 235.51 KB |
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| 12/01/2021 | ESMA70-155-11230 | OPINION on position limits on Phelix DE Base Power contracts | MiFID - Secondary Markets | Opinion | PDF 272.08 KB |
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| 12/01/2021 | ESMA WP-2021-02 | ESMA working paper on equity funds and derivatives | Fund Management, Innovation and Products | Reference | PDF 673.7 KB |
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| 08/01/2021 | ESMA70-156-177 | Compliance table for the Guidelines on the calibration of circuit breakers and publication of trading halts under MiFID II (ESMA70-872942901-63) | MiFID - Secondary Markets | Compliance table | PDF 129.28 KB |
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| 04/01/2021 | ESMA70-155-4809 | List of trading venues and CCPs benefiting from a transitional exemption from the access provisions under Article 54(2) of MiFIR | MiFID - Secondary Markets | Reference | PDF 87.52 KB |
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| 04/01/2021 | EU-UKFCA MoU | EU-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 219.12 KB |
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| 04/01/2021 | ESMA-UKFCA MoU | ESMA-UK FCA MoU on consultation, cooperation and exchange of information | Brexit, International cooperation | Reference | PDF 195.27 KB |
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| 04/01/2021 | ESMA71-99-1498 | Brexit: ESMA withdraws the registrations of six UK-based credit rating agencies and four trade repositories | Brexit, Credit Rating Agencies, Press Releases, Trade Repositories | Press Release | PDF 94.63 KB |
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| 23/12/2020 | ESMA70-155-6641 | Opinion on the assessment of pre-trade transparency waivers | MiFID - Secondary Markets | Opinion | |||||
| 22/12/2020 | ESMA70-156-300 | Public Register for the Trading Obligation for derivatives under MiFIR | MiFID - Secondary Markets | Reference | PDF 172.6 KB |
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| 22/12/2020 | ESMA34-47-352 | ToR OWG IMSC | Fund Management | Reference | PDF 101.55 KB |
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| 18/12/2020 | ESMA34-49-186 | Confirmation of compliance with Guidelines- MMF Stress test guidelines | Fund Management, Guidelines and Technical standards | Compliance table | PDF 136.41 KB |
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| 18/12/2020 | ESMA70-156-4086 | Response Form CP on Algorithmic Trading | MiFID - Secondary Markets, Trading | Reference | DOCX 754.86 KB |
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| 18/12/2020 | ESMA-70-156-2368 | MiFID II Consultation Paper on Algorithmic Trading | MiFID - Secondary Markets, Trading | Consultation Paper | PDF 1.64 MB |
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| 17/12/2020 | ESMA34-32-552 | Final report on Guidelines on Article 25 of the AIFMD | Fund Management | Final Report | PDF 404.82 KB |
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| 16/12/2020 | ESMA34-49-289 | Final report on Guidelines on stress test scenarios under the MMF Regulation | Fund Management | Final Report | PDF 656.81 KB |
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| 11/12/2020 | ESMA70-155-10816 | Annex to Transparency Opinion | Trading | Reference | CSV 64.88 KB |
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| 11/12/2020 | ESMA71-99-1483 | ESMA71-99-1483 Press Release_EUI Recognition as TC-CSD | Brexit, Post Trading | Press Release | PDF 88.94 KB |