ESMA LIBRARY

The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
131
DOCUMENTS

REFINE YOUR SEARCH

Sections

Type of document

Your filters
Trading X Press Releases X Benchmarks X Warnings and publications for investors X Transparency X Joint Committee X Fund Management X Technical Advice X Report X Consultation Paper X
Reset all filters

Pages

Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/06/2022 ESA 2022 23 Joint ESA report on the withdrawal of authorisation for serious breaches of AML/CFT rules Report PDF
776.21 KB
17/05/2022 ESMA34-45-1471 CP on Draft technical standards on the notifications for cross-border marketing and management of AIFs and UCITS Consultation Paper PDF
639.44 KB
02/05/2022 JC 2022 20 Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation , Report PDF
3.38 MB
13/04/2022 JC 2022 09 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 1 2022 , Report PDF
949.47 KB
07/02/2022 ESA 2022 01 Joint ESA response to the EU Commission on Digital Finance , Report PDF
2.57 MB
03/02/2022 ESMA50-165-1948 EU Alternative Investment Funds- 2022 Statistical Report , , Report PDF
1.46 MB
28/01/2022 ESMA70-156-4978 Consultation Paper on the Opinion on Trading Venue perimeter , , Consultation Paper PDF
565.29 KB
17/12/2021 ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) , , Report PDF
13.38 MB
17/12/2021 ESMA91-372-1945 Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) , , Report PDF
13.18 MB
21/10/2021 JC 2021 61 Call for evidence on the European Commission mandate regarding the PRIIPs Regulation , Consultation Paper PDF
844.1 KB
08/09/2021 JC 2021 45 Joint ESA report on Risks and Vulnerabilities in the EU financial system No 2 2021 , Report PDF
642.21 KB
25/08/2021 Joint Committee JC 2014 Joint Committee Consultation Paper on guidelines for cross-selling practices Consultation Paper PDF
366.32 KB
20/07/2021 ESMA34-32-865 Penalties and measures imposed under the AIFMD in 2020 Report PDF
510 KB
20/07/2021 ESMA34-45-1269 Penalties and measures imposed under the UCITS Directive in 2020 Report PDF
516.21 KB
09/07/2021 ESMA70-156-4236 Consultation Paper on the review of RTS 1 and 2 Consultation Paper PDF
3.55 MB
01/07/2021 ESMA 34-45-1219 Marketing requirements and marketing communications under the Regulation on cross-border distribution of funds Report PDF
1.36 MB
28/05/2021 ESMA81-393-98 Supervisory Briefing on Benchmark administrators’ presence in their Member States of location and outsourcing , Report PDF
200.21 KB
17/05/2021 JC 2021 31 JC Report on the implementation and functioning of the Securitisation Regulation , Report PDF
1.03 MB
14/04/2021 ESMA 50-165-1710 ESMA annual statistical report on performance and costs of retail investment products in the EU- 2021 , , Report PDF
2.54 MB
08/04/2021 ESMA50-165-1734 EU Alternative Investment Funds- 2021 Statistical Report , , Report PDF
1.77 MB

Pages