ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Risk Analysis & Economics - Markets Infrastructure Investors filter Risk Analysis & Economics - Markets Infrastructure Investors
- (-) Remove Transparency filter Transparency
- Speeches (156) Apply Speeches filter
- CESR Archive (152) Apply CESR Archive filter
- Corporate Information (89) Apply Corporate Information filter
- MiFID - Secondary Markets (21) Apply MiFID - Secondary Markets filter
- Fund Management (20) Apply Fund Management filter
- Innovation and Products (19) Apply Innovation and Products filter
- Post Trading (13) Apply Post Trading filter
- Credit Rating Agencies (12) Apply Credit Rating Agencies filter
- Board of Supervisors (10) Apply Board of Supervisors filter
- Benchmarks (9) Apply Benchmarks filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Brexit (8) Apply Brexit filter
- Joint Committee (8) Apply Joint Committee filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Sustainable finance (8) Apply Sustainable finance filter
- Corporate Disclosure (7) Apply Corporate Disclosure filter
- CCP Directorate (5) Apply CCP Directorate filter
- Market Abuse (5) Apply Market Abuse filter
- Market Integrity (5) Apply Market Integrity filter
- Securitisation (4) Apply Securitisation filter
- Corporate Finance (3) Apply Corporate Finance filter
- COVID-19 (3) Apply COVID-19 filter
- Management Board (3) Apply Management Board filter
- Trade Repositories (3) Apply Trade Repositories filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Prospectus (2) Apply Prospectus filter
- Securities Financing Transactions (2) Apply Securities Financing Transactions filter
- Short Selling (2) Apply Short Selling filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (106) Apply Reference filter
- Guidelines & Recommendations (80) Apply Guidelines & Recommendations filter
- Press Release (68) Apply Press Release filter
- Opinion (60) Apply Opinion filter
- Report (56) Apply Report filter
- Final Report (55) Apply Final Report filter
- Consultation Paper (37) Apply Consultation Paper filter
- Investor Warning (27) Apply Investor Warning filter
- Statement (27) Apply Statement filter
- Letter (21) Apply Letter filter
- Compliance table (11) Apply Compliance table filter
- Q&A (6) Apply Q&A filter
- Technical Advice (4) Apply Technical Advice filter
- Decision (3) Apply Decision filter
- Technical Standards (3) Apply Technical Standards filter
- SMSG Advice (2) Apply SMSG Advice filter
Your filters
Corporate Governance X Risk Analysis & Economics - Markets Infrastructure Investors X Transparency X MiFID - Investor Protection X Annual Report X CESR Document X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 29/06/2012 | 2012/415 | Call for Evidence on Empty Voting | Transparency, Corporate Disclosure | CESR Document | PDF 275.66 KB |
ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present. | |||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 10/11/2015 | 2015/1639 | Steven Maijoor at Economic and Monetary Affairs Committee, European Parliament, Scrutiny Hearing on MiFID II | MiFID - Investor Protection, Speeches | Speech | PDF 158.43 KB |
||||
| 26/05/2016 | 2016/739 | Speech Financial News 20th Anniversary Awards for Excellence- Steven Maijoor, 26 May 2016, London | MiFID - Investor Protection, Speeches | Speech | PDF 168.88 KB |
||||
| 30/09/2016 | 2016/1420 | Financial Technology: The Regulatory Tipping Points | Innovation and Products, Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 273.28 KB |
||||
| 07/11/2016 | 2016/1547 | Speech Public hearing on the review of the EU macro-prudential framework- Steven Maijoor, 7 November 2016 | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 154.77 KB |
||||
| 17/11/2016 | 2016/1584 | Safeguarding investors is key to ensuring the capital markets Union’s success | MiFID - Investor Protection, Speeches | Speech | PDF 323.38 KB |
||||
| 02/12/2016 | 2016/1640 | Speech by Verena Ross, ESMA Executive Director at the 2016 Global Capital Markets Conference | MiFID - Investor Protection, Speeches | Speech | PDF 281.71 KB |
||||
| 05/10/2017 | ESMA35-42-597 | Speech by Steven Maijoor on financial education and investor protection in Europe- IOSCO World Investor Week | MiFID - Investor Protection, Speeches | Speech | PDF 222.15 KB |
||||
| 21/03/2018 | ESMA71-99-964 | CMU, Brexit and ESA review – What’s next? Steven Maijoor BVI Keynote | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 329.97 KB |
||||
| 28/11/2018 | ESMA35-43-1376 | Verena Ross Keynote speech at DSW-Better Finance International Investors’ Conference | MiFID - Investor Protection, Speeches | Speech | PDF 247.6 KB |
||||
| 10/01/2019 | ESMA50-165-731 | ESMA annual statistical report on performance and costs of retail investment products in the EU | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 3.43 MB |
||||
| 10/01/2019 | ESMA71-99-1081 | Press release- ESMA report finds investment product performance highly impacted by charges | MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors | Annual Report | PDF 159.37 KB |
||||
| 26/02/2019 | ESMA71-99-1120 | Keynote by Steven Maijoor- Crypto-Assets: time to deliver | Risk Analysis & Economics - Markets Infrastructure Investors | Speech | PDF 123.46 KB |
||||
| 03/04/2019 | ESMA71-319-93 | Steven Maijoor Keynote speech- BETTER FINANCE 10th Anniversary 2019 | Fund Management, MiFID - Investor Protection, Risk Analysis & Economics - Markets Infrastructure Investors, Speeches | Speech | PDF 165.49 KB |
||||
| 19/11/2019 | ESMA71-319-154 | Banking and the MiFID II review | MiFID - Investor Protection, MiFID - Secondary Markets, Speeches | Speech | PDF 135.75 KB |
||||
| 21/10/2020 | ESMA71-99-1421 | Retail investors and asset management are the pillars of a successful Capital Markets Union | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 170.21 KB |
||||
| 02/12/2020 | ESMA22-103-1194 | Keynote address – CMU and current challenges- Verena Ross, International Investors Conference Frankfurt | COVID-19, MiFID - Investor Protection, MiFID - Secondary Markets, Speeches, Supervisory convergence | Speech | PDF 155.85 KB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 20/09/2021 | ESMA34-38 | Keynote speech Natasha Cazenave- Salone del Risparmio, 17 September 2021 | Fund Management, MiFID - Investor Protection, Speeches | Speech | PDF 176.16 KB |