ESMA LIBRARY
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Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
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03/02/2021 | JC 2020 66 | Final Report following consultation on draft regulatory technical standards to amend the PRIIPs KID | Fund Management, Joint Committee | Final Report | PDF 1.7 MB |
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18/01/2021 | JC 2020 84 | Final draft report on draft ITS on IGT and RC reporting templates for conglomerates | Joint Committee | Final Report | PDF 1.82 MB |
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20/12/2019 | JC 2019 20 | Final report- EMIR RTS on various amendments to the bilateral margin requirements in view of the international framework | Joint Committee, Post Trading | Final Report | PDF 344.98 KB |
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28/10/2019 | ESMA22-106-1990 | SMSG Opinion on ESMA's Report on performance and cost of retail investment products | Securities and Markets Stakeholder Group | Opinion | PDF 148.41 KB |
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11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
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10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
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10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
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31/10/2018 | ESMA22-106-1296 | SMSG Opinion on EC request to ESAs on cost and performance of retail investment, insurance and pension products | Securities and Markets Stakeholder Group | Opinion | PDF 152.91 KB |
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19/12/2016 | 2016/JCESA QA | Questions and Answers on Big Data | Joint Committee | Q&A | PDF 333.65 KB |
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12/05/2016 | ESA/2016/41 | Opinion of the ESAs- ECAI credit assessments | Credit Rating Agencies, Joint Committee | Opinion | PDF 379.79 KB |
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07/04/2016 | JC/2016/21 | Final Draft RTS PRIIPs KID Report | Fund Management, Joint Committee | Final Report | PDF 2.63 MB |
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09/03/2016 | ESAs/2016/24 | FeedbackTable CP1 and CP2 RTS OTC 01022016 | Joint Committee | Final Report | PDF 1.14 MB |
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09/03/2016 | ESAs/2016/23 | Final Draft RTS on Risk Mitigation Techniques final | Joint Committee | Final Report | PDF 705.82 KB |
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09/03/2016 | ESAs/2016/22 | Annexes to RTS on Risk Mitigation LegisWrite | Joint Committee | Final Report | PDF 297.23 KB |
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09/03/2016 | ESAs/2016/21 | RTS on Risk Mitigation LegisWrite | Joint Committee | Final Report | PDF 419.38 KB |
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18/12/2015 | 2015/1887 | Follow-up report on the development of the Best Practice Principles for Providers of Shareholder Voting Research and Analysis | Corporate Finance, Corporate Governance | Final Report | PDF 645.64 KB |
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14/12/2015 | EBA/Op/2015/20 | Report on investment firms | Joint Committee | Final Report | PDF 1.2 MB |
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09/09/2015 | JC/2015/053 | Joint Committee Report on Risks and Vulnerabilities in the EU's financial markets- August 2015 | Joint Committee | Final Report | PDF 613.31 KB |
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12/05/2015 | JC/2015/022 | Joint Committee Report on Securitisation | Joint Committee | Final Report | PDF 1.15 MB |
The Joint Committee of the three European Supervisory Authorities (ESAs) has published a report detailing its findings and recommendations regarding the disclosure requirements and obligations relating to due diligence, supervisory reporting and retention rules in existing EU law on Structured Finance Instruments (SFIs). In this Report, the Joint Committee is making a series of recommendations which should be considered in light of further work on the transparency requirements of SFIs, and the European Commission public consultation on securitisation. The Report states that these recommendations should not be introduced in isolation and should take into account the already existing requirements for disclosure, due diligence and reporting for comparable instruments. | |||
05/05/2015 | JC/2015/007 | Joint Committee Report on Risks and Vulnerabilities in the EU Financial System | Risk Analysis & Economics - Markets Infrastructure Investors, Joint Committee | Final Report | PDF 692.05 KB |
The Joint Committee of the European Supervisory Authorities (ESAs) published its fifth Report on Risks and Vulnerabilities in the EU Financial System. Overall, the report found that in the past six months, risks affecting the EU financial system have not changed in substance, but have further intensified. The EU’s economic performance improved slightly in early 2015, however the financial sector in general continues to be affected by a combination of factors such as low investment demand, economic uncertainty in the Eurozone and its neighbouring countries, a global economic slow-down and a low-interest rate environment. The main risks affecting the financial system remain broadly unchanged from those identified in the report’s previous edition, but have become more entrenched. The major risks include: • Low growth, low inflation, volatile asset prices and their consequences for financial entities; • Search for yield behaviour exacerbated by potential rebounds; • Deterioration in the conduct of business; and • Increased concern about IT risks and cyber-attacks. |