ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
5
REFINE YOUR SEARCH
Sections
- (-) Remove Joint Committee filter Joint Committee
- Guidelines and Technical standards (30) Apply Guidelines and Technical standards filter
- Post Trading (22) Apply Post Trading filter
- Fund Management (15) Apply Fund Management filter
- MiFID - Investor Protection (12) Apply MiFID - Investor Protection filter
- Credit Rating Agencies (10) Apply Credit Rating Agencies filter
- MiFID - Secondary Markets (7) Apply MiFID - Secondary Markets filter
- Corporate Disclosure (5) Apply Corporate Disclosure filter
- Market Abuse (4) Apply Market Abuse filter
- Market Integrity (3) Apply Market Integrity filter
- Prospectus (3) Apply Prospectus filter
- Short Selling (3) Apply Short Selling filter
- Innovation and Products (2) Apply Innovation and Products filter
- Benchmarks (1) Apply Benchmarks filter
- CESR Archive (1) Apply CESR Archive filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
- Securitisation (1) Apply Securitisation filter
- Supervisory convergence (1) Apply Supervisory convergence filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Technical Advice filter Technical Advice
- Reference (130) Apply Reference filter
- SMSG Advice (76) Apply SMSG Advice filter
- Guidelines & Recommendations (71) Apply Guidelines & Recommendations filter
- Press Release (39) Apply Press Release filter
- Summary of Conclusions (34) Apply Summary of Conclusions filter
- Letter (27) Apply Letter filter
- Consultation Paper (25) Apply Consultation Paper filter
- Final Report (25) Apply Final Report filter
- Report (17) Apply Report filter
- Statement (13) Apply Statement filter
- Decision (11) Apply Decision filter
- Opinion (4) Apply Opinion filter
- Speech (4) Apply Speech filter
- Q&A (2) Apply Q&A filter
- Technical Standards (2) Apply Technical Standards filter
- Annual Report (1) Apply Annual Report filter
- CESR Document (1) Apply CESR Document filter
- Investor Warning (1) Apply Investor Warning filter
Your filters
Corporate Governance X International cooperation X Securities and Markets Stakeholder Group X Careers X Joint Committee X Technical Advice X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/04/2019 | JC 2019 26 | Joint ESA advice on the need for legislative improvements relating to ICT risk management requirements | Innovation and Products, Joint Committee | Technical Advice | PDF 1.34 MB |
||||
| 10/04/2019 | JC 2019 25 | Joint ESA advice on the costs and benefits of developing a coherent cyber resilience testing framework for significant market participants and infrastructures | Innovation and Products, Joint Committee | Technical Advice | PDF 785.49 KB |
||||
| 06/11/2018 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 477.73 KB |
||||
| 22/12/2015 | JC/2015/087 | Compliance Table GL financial conglomerates | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 242.92 KB |
||||
| 18/02/2015 | JC/GL/2014/43 Appendix 1 | Compliance table for JC guidelines for complaints-handling for the securities (ESMA) and banking (EBA) sectors | Guidelines and Technical standards, Joint Committee | Compliance table | PDF 280.37 KB |
The table contains details of the competent authorities* who comply or intend to comply with the ESAs’ Joint Guidelines on complaints-handling for the securities (ESMA) and banking (EBA) sectors. |