ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 26/03/2021 | JC 2021 16 | ESAs’ Opinion to the European Commission on the Jurisdictional Scope of Application of the SECR | Joint Committee, Securitisation | Opinion | PDF 339.91 KB |
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| 10/04/2017 | ESMA70-708036281-18 | Opinion on portfolio margining requirements under Article 27 of EMIR Delegated Regulation | Post Trading | Opinion | PDF 240.08 KB |
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| 25/01/2017 | ESMA70-708036281-13 | Exemption from the clearing obligation for pension schemes 24 | Post Trading | Opinion | PDF 199.19 KB |
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| 13/07/2017 | ESMA70-154-270 | Opinion to support supervisory convergence in the area of secondary markets in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Secondary Markets, Supervisory convergence | Opinion | PDF 181.69 KB |
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| 05/04/2017 | ESMA70-151-222 | Opinion on EC porposal for CCP recovery and resolution regulation | Post Trading | Opinion | PDF 321.52 KB |
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| 05/09/2018 | ESMA70-151-1651 | On the European Commission’s proposed amendments to SFTR | Securitisation | Opinion | PDF 405.72 KB |
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| 22/06/2018 | ESMA70-151-1149 | Opinion on CCP Liquidity Risk Assessment | Post Trading | Opinion | PDF 238.72 KB |
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| 28/05/2021 | ESMA50-164-4575 | Opinion- Collection of information for the effective monitoring of systemic risk under Article 24(5), first subparagraph, of the AIFMD | Fund Management | Opinion | PDF 135.74 KB |
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| 31/05/2017 | ESMA42-110-433 | General Principles to support supervisory convergence in the context of the UK withdrawing from the EU | Brexit, Supervisory convergence | Opinion | PDF 182.68 KB |
The European Securities and Markets Authority’s (ESMA) competence to deliver an opin-ion is based on Article 29(1)(a) of Regulation (EU) No 1095/2010 of the European Parliament and of the Council (ESMA Regulation). In accordance with Article 44(1) of the ESMA Regulation, the Board of Supervisors has adopted this opinion. |
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| 13/07/2017 | ESMA35-45-344 | Opinion to support supervisory convergence in the area of investment management in the context of the United Kingdom withdrawing from the European Union | Brexit, Fund Management, Supervisory convergence | Opinion | PDF 246.6 KB |
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| 13/07/2017 | ESMA35-43-762 | Opinion to support supervisory convergence in the area of investment firms in the context of the United Kingdom withdrawing from the European Union | Brexit, MiFID - Investor Protection, Supervisory convergence | Opinion | PDF 236.23 KB |
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| 20/07/2017 | ESMA34-45-277 | Opinion on asset segregation and custody services | Fund Management | Opinion | PDF 604.81 KB |
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| 30/01/2017 | ESMA34-43-296 | Opinion on UCITS Share Classes | Fund Management | Opinion | PDF 332.69 KB |
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| 31/01/2019 | ESMA33-128-600 | ESMA Opinion on securitisation RTS | Securitisation | Opinion | PDF 4.02 MB |
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| 16/01/2017 | ESMA03-445018618-8 | Opinion on the exemption from the clearing obligation of Swedish pension schemes- Notification Ref. 23 | Post Trading | Opinion | PDF 203.07 KB |
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| 16/01/2017 | ESMA03-445018618-7 | Opinion on the exemption from the clearing obligation of Swedish pension schemes- Notification Ref. 21 | Post Trading | Opinion | PDF 135.73 KB |
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| 30/06/2016 | 2016/998 | Opinion on the exemption for Danish pension scheme | Post Trading | Opinion | PDF 227.83 KB |
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| 12/04/2016 | 2016/596 | Opinion on loan origination | Fund Management | Opinion | PDF 118.55 KB |
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| 13/04/2016 | 2016/592-594 | Opinions on Pension Schemes Exemptions | Post Trading | Opinion | PDF 273.73 KB |
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| 02/02/2016 | 2016/184-199 | Opinions on Exemptions from the clearing obligation for pension schemes | Post Trading | Opinion | PDF 388.77 KB |
Today’s document published by ESMA contains opinions on 16 UK-based pension schemes where the UK Financial Conduct Authority (FCA) is the competent authority for securities markets. After the exemptions are granted by the FCA, ESMA will publish the list of the types of entities/ arrangements that have been exempted. |