ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
125
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Fund Management filter Fund Management
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Corporate Governance filter Corporate Governance
- Risk Analysis & Economics - Markets Infrastructure Investors (47) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Guidelines and Technical standards (42) Apply Guidelines and Technical standards filter
- IFRS Supervisory Convergence (23) Apply IFRS Supervisory Convergence filter
- MiFID - Investor Protection (23) Apply MiFID - Investor Protection filter
- Supervisory convergence (22) Apply Supervisory convergence filter
- Corporate Disclosure (20) Apply Corporate Disclosure filter
- Joint Committee (20) Apply Joint Committee filter
- Innovation and Products (16) Apply Innovation and Products filter
- Prospectus (12) Apply Prospectus filter
- Market Abuse (10) Apply Market Abuse filter
- Securities and Markets Stakeholder Group (9) Apply Securities and Markets Stakeholder Group filter
- Corporate Information (8) Apply Corporate Information filter
- Market Integrity (8) Apply Market Integrity filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Market data (7) Apply Market data filter
- Benchmarks (6) Apply Benchmarks filter
- Sustainable finance (6) Apply Sustainable finance filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- CCP Directorate (5) Apply CCP Directorate filter
- Securitisation (5) Apply Securitisation filter
- Trade Repositories (5) Apply Trade Repositories filter
- IAS Regulation (3) Apply IAS Regulation filter
- Press Releases (3) Apply Press Releases filter
- Short Selling (3) Apply Short Selling filter
- Corporate Finance (2) Apply Corporate Finance filter
- COVID-19 (2) Apply COVID-19 filter
- Management Board (2) Apply Management Board filter
- Transparency (2) Apply Transparency filter
- CESR Archive (1) Apply CESR Archive filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
Type of document
- (-) Remove Report filter Report
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Compliance table filter Compliance table
- Reference (285) Apply Reference filter
- Guidelines & Recommendations (174) Apply Guidelines & Recommendations filter
- Consultation Paper (153) Apply Consultation Paper filter
- Press Release (153) Apply Press Release filter
- Opinion (115) Apply Opinion filter
- Final Report (106) Apply Final Report filter
- Statement (80) Apply Statement filter
- Letter (77) Apply Letter filter
- Speech (49) Apply Speech filter
- Decision (29) Apply Decision filter
- Technical Standards (24) Apply Technical Standards filter
- Q&A (20) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- Vacancy (2) Apply Vacancy filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Corporate Governance X Careers X Credit Rating Agencies X Fund Management X Post Trading X MiFID - Secondary Markets X Technical Advice X Compliance table X Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 02/05/2022 | JC 2022 20 | Call for advice on PRIIPs: ESA advice on the review of the PRIIPs Regulation | Fund Management, Joint Committee | Report | PDF 3.38 MB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 21/03/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 190.47 KB |
||||
| 03/02/2022 | ESMA50-165-1948 | EU Alternative Investment Funds- 2022 Statistical Report | Fund Management, Market data, Risk Analysis & Economics - Markets Infrastructure Investors | Report | PDF 1.46 MB |
||||
| 26/01/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 142.69 KB |
||||
| 22/12/2021 | ESMA80-416-197 | Report on CRA Market Share Calculation 2021 | Credit Rating Agencies | Report | PDF 494.35 KB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 1 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.38 MB |
||||
| 17/12/2021 | ESMA91-372-1945 | Assessment Report under Article 25(2c) of EMIR (Part 2 of 2) | CCP Directorate, Post Trading, Press Releases | Report | PDF 13.18 MB |
||||
| 30/11/2021 | ESMA34-32-458 | Compliance table- Guidelines on reporting obligations under Articles 3(3)(d) and 24(1),(2) and (4) of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 111.92 KB |
||||
| 30/11/2021 | 2016/572 | Compliance table- Guidelines on key concepts of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 153.05 KB |
||||
| 19/11/2021 | ESMA50-164-4045 | Guidelines on the reporting to Competent Authorities under Article 37 of the MMF Regulation | Fund Management | Compliance table | PDF 145.22 KB |
||||
| 18/11/2021 | ESMA70-445-7 | Preliminary Report on Emission Allowances | MiFID - Secondary Markets, Sustainable finance | Report | PDF 1005.62 KB |
||||
| 26/10/2021 | ESMA34-49-373 | Compliance table on Revised Guidelines on stress tests scenarios under Article 28 of the MMF Regulation ESMA 34-49-291 | Fund Management, Guidelines and Technical standards | Compliance table | PDF 220.66 KB |
||||
| 06/08/2021 | ESMA70-156-4576 | Report to EC on Use of FinTech by CSDs | Innovation and Products, Post Trading | Report | PDF 537.04 KB |
||||
| 20/07/2021 | ESMA34-32-865 | Penalties and measures imposed under the AIFMD in 2020 | Fund Management | Report | PDF 510 KB |
||||
| 20/07/2021 | ESMA34-45-1269 | Penalties and measures imposed under the UCITS Directive in 2020 | Fund Management | Report | PDF 516.21 KB |
||||
| 16/07/2021 | ESMA70-156-4582 | Report to the EC- CSDR Banking services | Post Trading | Report | PDF 727.83 KB |
||||
| 15/07/2021 | ESMA70-156-4563 | 3rd Annual Report on supervisory measures and penalties under EMIR | Post Trading | Report | PDF 997.75 KB |