ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
21/07/2022 ESMA35-36-2621 Final report EBA-ESMA on SREP guidelines under IFD Final Report PDF
1.43 MB
20/07/2022 ESMA35-43-3327 Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements , Compliance table PDF
322.1 KB
19/07/2022 ESMA35-43-3020 Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders , Compliance table PDF
320.25 KB
15/07/2022 ESMA80-196-6345 Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation , Final Report PDF
411.44 KB
23/06/2022 ESMA34-32-898 Compliance table on Guidelines on Article 25 of the AIFMD , Compliance table PDF
199.22 KB
10/06/2022 ESMA70-451-164 Final report on the Clearing Obligation (intragroups) 2022 Final Report PDF
437 KB
10/06/2022 ESA 2022 13 Final Report- Bilateral margin amendments (intragroup) 2022 Final Report PDF
402.02 KB
07/06/2022 ESMA81-393-477 Compliance table on Guidelines on methodology oversight function and record keeping requirements , Compliance table PDF
195.01 KB
03/06/2022 ESMA70-451-114 Final report on the Review of the Commodity Derivative Clearing Threshold under EMIR Final Report PDF
979.44 KB
02/06/2022 ESMA70-156-5011 Final Report on CSDR RTS on Settlement Discipline – Suspension of buy-in Final Report PDF
360.7 KB
31/05/2022 ESMA35-43-2517 Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) , Compliance table PDF
141.13 KB
31/05/2022 ESMA34-45-1673 Final report- On the 2021 CSA on costs and fees Final Report PDF
243.65 KB
24/05/2022 ESMA35-43-3088 Review of the MiFID II framework on best execution reports by investment firms Final Report PDF
282.7 KB
19/05/2022 ESMA35-42-1445 Technical Advice on the possibility to extend the transitional period under the crowdfunding regulation Final Report PDF
235.72 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs , , Compliance table PDF
225.5 KB
29/04/2022 ESMA35-42-1227 Technical Advice on retail investor protection Final Report PDF
646.19 KB
20/04/2022 ESMA34-45-1445 Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds , Compliance table PDF
192.62 KB
31/03/2022 ESMA35-36-2537 Final Report on Guidelines on certain aspects of the MiFID II remuneration requirements , Final Report PDF
475.42 KB
16/02/2022 ESMA34-49-437 Final report- ESMA opinion on the review of the Money Market Fund Regulation Final Report PDF
975.15 KB
14/02/2022 ESMA50-1664-5224 Final report- Guidelines on stress test scenarios under the MMF Regulation 2021 , Final Report PDF
637.33 KB

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