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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
08/10/2021 ESMA74-362-2159 ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference , , , , , , , , , Speech PDF
167.18 KB
25/02/2021 ESMA70-155-11890 Statement CumEx CumCum scandal- Fabrizio Planta , , , Speech PDF
132.57 KB
16/05/2019 ESMA34-45-712 Verena Ross- ICMA 2019 conference speech , , , Speech PDF
134.24 KB
09/10/2020 ESM22-103-1158 ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference , , , , Speech PDF
133.94 KB
11/10/2005 ECOFIN 3L3 Speeches by the Lamfalussy Chairs at ECOFIN 11 October, on Progress and opportunities for better regulation Speech PDF
99.62 KB
25/10/2006 CESR 18/10/06 CESR's fifth anniversary- Intervention by Mr Thierry BRETON, French Minister of Economy, Finance and Industry Speech PDF
153.91 KB
06/04/2007 3L3 1/02/07 MP "Conflicts of interest in financial services" speech by Michel Prada Speech PDF
29.12 KB
06/04/2007 3L3 1/02/07 EW "Conflicts of interest in financial services groups" Speech by Eddy Wymeersch Speech PDF
88.45 KB
31/07/2008 3l3 07/07/08 Presentation held at the Public hearing on Consultation Paper on the review of commodities business Speech PDF
81.58 KB
04/09/2008 3L3 04/09/08 Presentation held at the Public hearing on the Draft Advice on the review of commodities business Speech PDF
78.9 KB
03/02/2015 2015/224 ESMA’s technical advice on possible delegated acts concerning the Market Abuse Regulation Technical Advice PDF
1021.03 KB
This advice:•    specifies the MAR market manipulation indicators, by providing examples of practices that may constitute market manipulation as well as proposing “additional” indicators of market manipulation; •    recommends to set the minimum thresholds that exempt certain market participants in the emission allowance market from publicly disclosing inside information at six million tonnes of CO2eq per year and at 2,430 MW rated thermal input;•    suggests the way to determine to which regulator delays in disclosure of inside information needs to be notified.  •    provides clarifications on the enhanced disclosure of managers’ transactions. - ESMA recommends disclosing  any acquisition, disposal, subscription or exchange of financial instruments of the relevant issuer or related financial instruments carried out by managers,, further illustrated through a non-exhaustive list of types of transactions subject to this obligation.  . ESMA also clarifies the transactions that can be allowed by the issuer during a closed period when normally managers are prohibited to trade; and•    proposes procedures and arrangements to ensure sound whistleblowing infrastructures – i.e. EU national regulators should allow the receipt of reports of infringements, including appropriate communication channels and guarantee the protection of reporting and reported persons, with respect to their identity and their personal data. Next steps ESMA has sent its technical advice to the European Commission for its consideration in drafting its implementing standards regarding MAR. ESMA’s regulatory technical standards regarding MAR will be delivered in July 2015.
28/09/2015 2015-ESMA-1455 Final Report MAR TS Technical Standards PDF
1.77 MB
09/06/2010 10-333 Technical Advice- The Equivalence between the Japanese Regulatory and Supervisory Framework and the EU Regulatory Regime for Credit Rating Agencies , Technical Advice PDF
4.59 MB
31/01/2007 07-055 "The regulatory regimes in the EU and in the US" by CESR Chairman Arthur Docters van Leeuwen- Delivered by Wim Moeliker Speech PDF
80.2 KB
Delivered in Athens, 17 January 2007
27/09/2005 05-579 Speech by John Tiner, Chairman of CESR-Fin, at the IASB meeting with World Standard setters Speech PDF
86.89 KB
21/09/2005 05-552 CESR’s Investment Management Agenda: First Experiences & Future Priorities” by Arthur Docters van Leeuwen Speech PDF
93.66 KB
Keynote Address by Arthur Docters van Leeuwen, Chairman of the Committee of European Securities Regulators, at the EFAMA INVESTMENT FORUM 2005, which took place in Brussels on 23rd September 2005
08/12/2004 04-668 Enhancing supervisory convergence through CESR- by Arthur Docters van Leeuwen, Chairman of CESR Speech PDF
93.43 KB
Speech held at the BBA Roundtable, London, 19 November 2004
30/12/2004 04-660g The Single Market for Investment Funds: Market Integration and the „End User“ Perspective- by Wolfgang Mansfeld, Union Asset Management Holding AG Speech PDF
124.73 KB
07/12/2004 04-660f Fully integrated market of funds?- by Francois Delooz, Head of Asset Management at BNP Paribas Speech PDF
24.4 KB
Speech held at the CESR Conference 6 December 2004, Palais de la Bourse, Paris
07/12/2004 04-660e Transparency in Costs, Practices and Performances- by Jean-Pierre Paelinck, Euroshareholders Speech PDF
27.75 KB