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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|19/11/2020||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|19/11/2020||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|18/11/2020||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|05/11/2020||ESMA30-379-325||Response form- CP on TR Article 8 advice||Sustainable finance||Reference||DOCX
|12/10/2020||ESMA22-105-1248||Steven Maijoor Opening Statement for ECON Hearing 12 October 2020||Board of Supervisors, Brexit, Corporate Information, COVID-19, Joint Committee, Speeches||Statement||PDF
|09/10/2020||JC GL 2017 17 appendix 1||Compliance table- Joint Guidelines on the prudential assessment of acquisitions and increases of qualifying holdings in the financial sector||Joint Committee||Reference||PDF
|02/10/2020||ESMA42-110-2314||Response to EC consultation on EU Green Bond Standard||Sustainable finance||Reference||PDF
|15/07/2020||ESMA30-22-821||Response to EC consultation on a Renewed Sustainable Finance Strategy||Sustainable finance||Reference||PDF
|02/07/2020||SG34-45-937 slides||Public hearing on ESG disclosures CP 2 July 2020- Slides||Joint Committee, Sustainable finance||Reference||PDF
|30/06/2020||SG34-45-937||Public hearing on ESG disclosures CP 2 July 2020- Agenda||Joint Committee, Sustainable finance||Reference||PDF
|11/06/2020||ESMA32-334-245||ESMA response to EC Consultation on NFRD||Corporate Disclosure, Sustainable finance||Statement||PDF
|04/05/2020||JC 2020 16 Annex 1||Joint ESA consultation on ESG disclosures- Annex 1||Sustainable finance||Reference||DOCX
|04/05/2020||ESMA71-99-1324||Statement on bilateral margin RTS amendments in response to Covid-19||COVID-19, Joint Committee, Post Trading, Press Releases||Statement||PDF
|23/04/2020||ESMA34-45-904||Joint ESA consultation on ESG disclosures- response form||Joint Committee, Sustainable finance||Reference||DOCX
|02/04/2020||ESMA 70-152-3050||CCSPSA consultation_Response Form||Joint Committee, Post Trading, Supervisory convergence||Reference||DOCX
|05/12/2019||JC 2019 19||The introduction of fallbacks in OTC derivative contracts and the requirement to exchange collateral||Joint Committee, Post Trading||Statement||PDF
|24/10/2019||JC-2019-64||Joint ESA Supervisory Statement – application of scope of the PRIIPs Regulation to bonds||Fund Management, Joint Committee||Statement||PDF
|16/10/2019||ESMA30-201-535||Response form to consultation on amended PRIIPs KID||Fund Management, Joint Committee||Reference||DOCX
|09/04/2019||2019 19||Joint Committee Annual Report 2018||Joint Committee||Annual Report||PDF