ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
79
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove MiFID - Investor Protection filter MiFID - Investor Protection
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove CESR Archive filter CESR Archive
- (-) Remove Prospectus filter Prospectus
- (-) Remove Sustainable finance filter Sustainable finance
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- Guidelines and Technical standards (45) Apply Guidelines and Technical standards filter
- Fund Management (25) Apply Fund Management filter
- MiFID - Secondary Markets (14) Apply MiFID - Secondary Markets filter
- Joint Committee (11) Apply Joint Committee filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Market Abuse (6) Apply Market Abuse filter
- Short Selling (5) Apply Short Selling filter
- Innovation and Products (4) Apply Innovation and Products filter
- Market Integrity (4) Apply Market Integrity filter
- Benchmarks (3) Apply Benchmarks filter
- Securitisation (3) Apply Securitisation filter
- Trade Repositories (3) Apply Trade Repositories filter
- Brexit (2) Apply Brexit filter
- Corporate Finance (2) Apply Corporate Finance filter
- Corporate Information (2) Apply Corporate Information filter
- Transparency (2) Apply Transparency filter
- Corporate Governance (1) Apply Corporate Governance filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Q&A filter Q&A
- (-) Remove Compliance table filter Compliance table
- Final Report (397) Apply Final Report filter
- Press Release (380) Apply Press Release filter
- Reference (362) Apply Reference filter
- Consultation Paper (314) Apply Consultation Paper filter
- Letter (156) Apply Letter filter
- Guidelines & Recommendations (139) Apply Guidelines & Recommendations filter
- CESR Document (111) Apply CESR Document filter
- Investor Warning (93) Apply Investor Warning filter
- Statement (88) Apply Statement filter
- Opinion (82) Apply Opinion filter
- Speech (63) Apply Speech filter
- Report (61) Apply Report filter
- Decision (28) Apply Decision filter
- Annual Report (25) Apply Annual Report filter
- Technical Standards (15) Apply Technical Standards filter
- CLOSED Procedure (7) Apply CLOSED Procedure filter
- SMSG Advice (6) Apply SMSG Advice filter
Your filters
Sustainable finance X Careers X Credit Rating Agencies X Warnings and publications for investors X MiFID - Investor Protection X Prospectus X Securities Financing Transactions X CESR Archive X Post Trading X Q&A X Technical Advice X Compliance table X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 11/02/2020 | ESMA35-43-1076 | Compliance table for Guidelines on MiFID II product governance requirements (ESMA35-43-620) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 157.54 KB |
||||
| 17/12/2021 | ESMA35-43-1215 | Compliance table for Joint ESMA and EBA Guidelines on the assessment of the suitability of members of the management body | Guidelines and Technical standards, Joint Committee, MiFID - Investor Protection | Compliance table | PDF 302.18 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 29/10/2021 | ESMA35-43-1430 | Compliance table on Guidelines on MiFID II suitability requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 145.3 KB |
||||
| 24/04/2014 | 2013/923 | Compliance table- compliance guidelines | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 100.87 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/10/2021 | ESMA35-43-1957 | Compliance table- Guidelines on complex debt instruments and structured deposits (ESMA/2015/1787) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 163.99 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |
||||
| 24/04/2014 | 2013/922 | Compliance table- suitability guidelines | MiFID - Investor Protection, Guidelines and Technical standards | Compliance table | PDF 74.33 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 26/07/2021 | SFDR EC Q&A | EC Q&A on sustainability-related disclosures | Joint Committee, Sustainable finance | Q&A | PDF 601.99 KB |