ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
23/03/2011 2011/81 Recommendations- ESMA update of the CESR recommendations on the consistent implementation of Commission Regulation (EC) No 809/2004 implementing the Prospectus Directive Guidelines and Technical standards, Prospectus, Corporate Disclosure Guidelines & Recommendations PDF
593.19 KB
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR Prospectus, Corporate Disclosure CESR Document PDF
384.63 KB
22/06/2012 2012/382 MiFID Q&A in the area of investor protection and intermediaries MiFID - Investor Protection Q&A PDF
319.78 KB
29/06/2012 2012/415 Call for Evidence on Empty Voting Transparency, Corporate Disclosure CESR Document PDF
275.66 KB		 ESMA launched a Call for Evidence on Empty Voting in September 2011 to analyse the potential issues and concerns raised by the practice of empty voting and to examine whether there was a possible need for further action. An analysis of the responses received to the consultation has led ESMA to conclude that there is insufficient evidence to justify any regulatory action at the European level at present.
06/07/2012 2012/387 en Guidelines on certain aspects of the MiFID suitability requirements MiFID - Investor Protection Guidelines & Recommendations PDF
298.21 KB
06/07/2012 2012/388 EN Guidelines on certain aspects of the MiFID compliance function requirements MiFID - Investor Protection Guidelines & Recommendations PDF
305.13 KB
06/07/2012 2012/388 Guidelines on certain aspects of the MiFID compliance function requirements MiFID - Investor Protection Guidelines & Recommendations PDF
442.44 KB
21/08/2012 2012/387 BG Насоки относно определени аспекти на изискванията на MiFID за годност MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
357.81 KB
21/08/2012 2012/387 CS Obecné pokyny k určitým aspektům požadavků směrnice MiFID ohledně vhodnosti MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
363.15 KB
21/08/2012 2012/387 DA Retningslinjer for visse aspekter af egnethedskravene ifølge MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
341.81 KB
21/08/2012 2012/387 NL Richtsnoeren met betrekking tot bepaalde aspecten van de MiFID-geschiktheidseisen MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
355.02 KB
21/08/2012 2012/387 ET Finantsinstrumentide turgude direktiivi (MiFID) sobivusnõuete teatud aspektide suunised MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
328.4 KB
21/08/2012 2012/387 FI Ohjeet rahoitusmarkkinadirektiivin soveltuvuusvaatimusten tietyistä näkökohdista MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
304.47 KB
21/08/2012 2012/387 FR Orientations concernant certains aspects relatifs aux exigences d'adéquation de la directive MIF MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
353.32 KB
21/08/2012 2012/387 DE Leitlinien zu einigen Aspekten der MiFID-Anforderungen an die Eignung MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
355.69 KB
21/08/2012 2012/387 EL Κατευθυντήριες γραμμές σχετικά με ορισμένες πτυχές των απαιτήσεων καταλληλότητας που προβλέπονται στη MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
397.87 KB
21/08/2012 2012/387 HU Iránymutatások a MiFID szerinti alkalmassági követelmények bizonyos szempontjairól MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
349.57 KB
21/08/2012 2012/387 IT Orientamenti su alcuni aspetti dei requisiti di adeguatezza della direttiva MiFID MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
343.89 KB
21/08/2012 2012/387 LV Pamatnostādnes par noteiktiem FITD atbilstības noteikšanas prasību aspektiem MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
350.08 KB
21/08/2012 2012/387 LT Gairės dėl tam tikrų MiFID tinkamumo (suitability) reikalavimų aspektų MiFID - Investor Protection, Guidelines and Technical standards Guidelines & Recommendations PDF
358.46 KB

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