ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
21
REFINE YOUR SEARCH
Sections
- (-) Remove Securitisation filter Securitisation
- (-) Remove Transparency filter Transparency
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Short Selling filter Short Selling
- (-) Remove Prospectus filter Prospectus
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- Speeches (160) Apply Speeches filter
- CESR Archive (33) Apply CESR Archive filter
- Fund Management (27) Apply Fund Management filter
- MiFID - Secondary Markets (25) Apply MiFID - Secondary Markets filter
- Innovation and Products (21) Apply Innovation and Products filter
- Post Trading (19) Apply Post Trading filter
- MiFID - Investor Protection (17) Apply MiFID - Investor Protection filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Corporate Information (14) Apply Corporate Information filter
- Sustainable finance (13) Apply Sustainable finance filter
- Brexit (10) Apply Brexit filter
- Joint Committee (10) Apply Joint Committee filter
- Benchmarks (9) Apply Benchmarks filter
- Corporate Disclosure (8) Apply Corporate Disclosure filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- CCP Directorate (6) Apply CCP Directorate filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (5) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (5) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- COVID-19 (3) Apply COVID-19 filter
- IFRS Supervisory Convergence (2) Apply IFRS Supervisory Convergence filter
- International cooperation (2) Apply International cooperation filter
- MiFID II: Transparency Calculations and DVC (2) Apply MiFID II: Transparency Calculations and DVC filter
- Crowdfunding (1) Apply Crowdfunding filter
- European Single Electronic Format (1) Apply European Single Electronic Format filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- Market data (1) Apply Market data filter
- Trading (1) Apply Trading filter
Type of document
- (-) Remove Speech filter Speech
- (-) Remove Q&A filter Q&A
- Reference (91) Apply Reference filter
- Consultation Paper (48) Apply Consultation Paper filter
- Final Report (48) Apply Final Report filter
- Opinion (47) Apply Opinion filter
- Press Release (38) Apply Press Release filter
- Guidelines & Recommendations (36) Apply Guidelines & Recommendations filter
- Letter (23) Apply Letter filter
- Statement (23) Apply Statement filter
- Report (19) Apply Report filter
- Compliance table (7) Apply Compliance table filter
- Decision (7) Apply Decision filter
- Technical Advice (7) Apply Technical Advice filter
- Technical Standards (5) Apply Technical Standards filter
- CESR Document (4) Apply CESR Document filter
- Annual Report (3) Apply Annual Report filter
- SMSG Advice (1) Apply SMSG Advice filter
Your filters
Prospectus X Short Selling X Transparency X Securities Financing Transactions X Market Abuse X Corporate Governance X Securitisation X Q&A X Speech X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 04/11/2019 | esma22-105-1073 | Annex_to_the_opening_statement_for_econ_hearing_4_november_2019 | Short Selling | Speech | PDF 389.38 KB |
||||
| 22/02/2018 | ESMA70-145-441 | ECON scrutiny session Short Selling Regulation Verena Ross | Short Selling | Speech | PDF 197.03 KB |
||||
| 09/10/2020 | ESM22-103-1158 | ESM22-103-1158 Keynote Speech- Verena Ross- AFME Compliance and Legal Conference | COVID-19, Market Abuse, Market Integrity, MiFID - Secondary Markets, Speeches | Speech | PDF 133.94 KB |
||||
| 08/10/2021 | ESMA74-362-2159 | ESMA as a data driven regulator and supervisor- AFME 5th Annual European Compliance and Legal Virtual Conference | Market data, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Risk Analysis & Economics - Markets Infrastructure Investors, Securitisation, Speeches, Supervisory convergence, Trade Repositories, Transparency | Speech | PDF 167.18 KB |
||||
| 17/12/2021 | JC 2021 19 | Joint Committee Q&As relating to the Securitisation Regulation | Securitisation | Q&A | PDF 337.6 KB |
||||
| 12/06/2019 | ESMA33-128-713 | Keynote by ESMA Executive Director Verena Ross at the Global ABS Conference 2019 – Barcelona | Securitisation | Speech | PDF 120.24 KB |
||||
| 01/04/2016 | 2016/419 | Q&A Market Abuse Directive | Market Abuse | Q&A | PDF 175.08 KB |
||||
| 30/01/2013 | 2013/159 | Q&A on Implementation of the Regulation on short selling and certain aspects of credit default swaps (2nd update) | Short Selling | Q&A | PDF 873.32 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 19/07/2022 | ESMA74-362-893 | QAs on SFTR data reporting | Post Trading, Securities Financing Transactions, Trade Repositories | Q&A | PDF 405.28 KB |
||||
| 29/05/2018 | ESMA70-145-408 | Question and Answers (Q&A) on the Regulation on short selling and certain aspects of credit default swaps (SSR) | Short Selling | Q&A | PDF 536.17 KB |
||||
| 09/11/2020 | ESMA31-67-127 | Question and answers on Transparency Directive (TD) | Brexit, Corporate Disclosure, Corporate Finance, Supervisory convergence, Transparency | Q&A | PDF 352.79 KB |
||||
| 19/11/2021 | ESMA33-128-563 | Questions and answers on the Securitisation Regulation | Securitisation | Q&A | PDF 1.39 MB |
||||
| 22/06/2016 | 2016/989 | Speech ISLA's 25th Anniversary Conference- Steven Maijoor, 22 June 2016, Vienna | Securities Financing Transactions, Speeches | Speech | PDF 242.25 KB |
||||
| 08/12/2020 | ESMA32-67-765 | Speech Steven Maijoor- The three paradoxes of sustainability reporting and how to address them | IFRS Supervisory Convergence, Speeches, Sustainable finance, Transparency | Speech | PDF 123.06 KB |
||||
| 25/02/2021 | ESMA70-155-11890 | Statement CumEx CumCum scandal- Fabrizio Planta | Market Abuse, Market Integrity, Speeches, Trading | Speech | PDF 132.57 KB |
||||
| 29/08/2018 | ESMA33-128-523 | Steven Maijoor Securitisation ECON Scrutiny Opening Statement | Securitisation, Speeches | Speech | PDF 228.13 KB |
||||
| 12/05/2022 | ESMA70-445-372 | Verena Ross' ISDA keynote speech – ESMA’s priorities for transparency | Speeches, Transparency | Speech | PDF 177.57 KB |