ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
97
REFINE YOUR SEARCH
Sections
- (-) Remove Guidelines and Technical standards filter Guidelines and Technical standards
- (-) Remove Corporate Disclosure filter Corporate Disclosure
- (-) Remove Prospectus filter Prospectus
- (-) Remove Market Abuse filter Market Abuse
- (-) Remove Management Board filter Management Board
- (-) Remove Crowdfunding filter Crowdfunding
- CESR Archive (122) Apply CESR Archive filter
- Post Trading (46) Apply Post Trading filter
- MiFID - Investor Protection (38) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (36) Apply MiFID - Secondary Markets filter
- Fund Management (34) Apply Fund Management filter
- Brexit (33) Apply Brexit filter
- Joint Committee (23) Apply Joint Committee filter
- Press Releases (22) Apply Press Releases filter
- Corporate Information (21) Apply Corporate Information filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- COVID-19 (18) Apply COVID-19 filter
- Credit Rating Agencies (18) Apply Credit Rating Agencies filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Market Integrity (17) Apply Market Integrity filter
- Supervisory convergence (17) Apply Supervisory convergence filter
- Benchmarks (13) Apply Benchmarks filter
- Innovation and Products (11) Apply Innovation and Products filter
- Sustainable finance (9) Apply Sustainable finance filter
- Trade Repositories (9) Apply Trade Repositories filter
- CCP Directorate (7) Apply CCP Directorate filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Short Selling (7) Apply Short Selling filter
- Corporate Governance (5) Apply Corporate Governance filter
- Transparency (5) Apply Transparency filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Finance (4) Apply Corporate Finance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Market data (3) Apply Market data filter
- Securitisation (3) Apply Securitisation filter
- Trading (3) Apply Trading filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Audit (1) Apply Audit filter
- International cooperation (1) Apply International cooperation filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Statement filter Statement
- (-) Remove Q&A filter Q&A
- (-) Remove CESR Document filter CESR Document
- Guidelines & Recommendations (562) Apply Guidelines & Recommendations filter
- Letter (180) Apply Letter filter
- Reference (118) Apply Reference filter
- Press Release (68) Apply Press Release filter
- Final Report (57) Apply Final Report filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Consultation Paper (36) Apply Consultation Paper filter
- Report (29) Apply Report filter
- Decision (12) Apply Decision filter
- Opinion (12) Apply Opinion filter
- Annual Report (6) Apply Annual Report filter
- Speech (6) Apply Speech filter
- Technical Advice (4) Apply Technical Advice filter
- Technical Standards (4) Apply Technical Standards filter
Your filters
Prospectus X Management Board X Corporate Disclosure X Guidelines and Technical standards X Market Abuse X Crowdfunding X Q&A X Compliance table X CESR Document X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
||||
| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
||||
| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
||||
| 08/07/2022 | ESMA32-384-5422 | Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA | Prospectus | Statement | PDF 241.41 KB |
||||
| 23/06/2022 | ESMA70-156-350 | Compliance table- Guidelines on the management body of market operators and DRSPs under MiFID II | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 188.98 KB |
||||
| 23/06/2022 | ESMA70-145-111 | Q&A on the Market Abuse Regulation | Market Abuse, Market Integrity | Q&A | PDF 470.97 KB |
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements. |
|||
| 23/06/2022 | ESMA34-32-898 | Compliance table on Guidelines on Article 25 of the AIFMD | Fund Management, Guidelines and Technical standards | Compliance table | PDF 199.22 KB |
||||
| 07/06/2022 | ESMA81-393-477 | Compliance table on Guidelines on methodology oversight function and record keeping requirements | Benchmarks, Guidelines and Technical standards | Compliance table | PDF 195.01 KB |
||||
| 31/05/2022 | ESMA35-43-2517 | Compliance table on Guidelines on certain aspects of the MiFID II compliance function (ESMA35-36-1952) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 141.13 KB |
||||
| 20/05/2022 | ESMA35-42-1088 | Q&A on the European crowdfunding service providers for business Regulation | Crowdfunding | Q&A | PDF 279.38 KB |
||||
| 16/05/2022 | ESMA70-156-4754 | Compliance table on Guidelines on MiFID II/MiFIR obligations on market data | Guidelines and Technical standards, MiFID - Secondary Markets | Compliance table | PDF 168.74 KB |
||||
| 13/05/2022 | ESMA34-45-1128 | Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs | Fund Management, Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 225.5 KB |
||||
| 13/05/2022 | ESMA32-339-208 | Public statement on Transparency on implementation of IFRS 17 Insurance Contracts | Corporate Disclosure | Statement | PDF 168.3 KB |
||||
| 13/05/2022 | ESMA32-63-1277 | Public statement on Implications of Russia’s invasion of Ukraine on half-yearly financial reports | Corporate Disclosure | Statement | PDF 184.38 KB |
||||
| 20/04/2022 | ESMA34-45-1445 | Compliance table on Guidelines on marketing communications under the Regulation on the cross-border distribution of funds | Fund Management, Guidelines and Technical standards | Compliance table | PDF 192.62 KB |
||||
| 01/04/2022 | ESMA32-51-370 | Q&A on ESMA Guidelines on Alternative Performance Measures | Corporate Disclosure, Corporate Information | Q&A | PDF 987.02 KB |
||||
| 14/03/2022 | ESMA71-99-1864 | ESMA Statement on Ukraine | Benchmarks, Board of Supervisors, CCP Directorate, Corporate Disclosure, Credit Rating Agencies, Fund Management, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases, Trade Repositories, Trading | Statement | PDF 93.35 KB |
||||
| 04/02/2022 | ESMA32-67-802 | Compliance table on the Guidelines on the enforcement of financial information | Guidelines and Technical standards, Transparency | Compliance table | PDF 135.55 KB |
||||
| 01/02/2022 | ESMA35-43-2183 | Compliance table- Guidelines for the assessment of knowledge and competence (ESMA/2015/1886) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 161.56 KB |
||||
| 01/02/2022 | ESMA35-43-1968 | Compliance table- Guidelines on cross-selling practices (ESMA/2016/574) | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 159.78 KB |