ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
25
REFINE YOUR SEARCH
Sections
- (-) Remove Post Trading filter Post Trading
- (-) Remove Prospectus filter Prospectus
- (-) Remove Management Board filter Management Board
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- (-) Remove Corporate Governance filter Corporate Governance
- CESR Archive (133) Apply CESR Archive filter
- Corporate Information (79) Apply Corporate Information filter
- Guidelines and Technical standards (41) Apply Guidelines and Technical standards filter
- Fund Management (19) Apply Fund Management filter
- MiFID - Investor Protection (16) Apply MiFID - Investor Protection filter
- MiFID - Secondary Markets (16) Apply MiFID - Secondary Markets filter
- Joint Committee (13) Apply Joint Committee filter
- Corporate Disclosure (9) Apply Corporate Disclosure filter
- Supervisory convergence (9) Apply Supervisory convergence filter
- Market Abuse (8) Apply Market Abuse filter
- Planning reporting budget (8) Apply Planning reporting budget filter
- Credit Rating Agencies (7) Apply Credit Rating Agencies filter
- Board of Supervisors (5) Apply Board of Supervisors filter
- Market Integrity (4) Apply Market Integrity filter
- Sustainable finance (4) Apply Sustainable finance filter
- Trade Repositories (4) Apply Trade Repositories filter
- Transparency (4) Apply Transparency filter
- Benchmarks (3) Apply Benchmarks filter
- Corporate Finance (3) Apply Corporate Finance filter
- Securitisation (3) Apply Securitisation filter
- Short Selling (3) Apply Short Selling filter
- Brexit (2) Apply Brexit filter
- Innovation and Products (2) Apply Innovation and Products filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Crowdfunding (1) Apply Crowdfunding filter
- IFRS Supervisory Convergence (1) Apply IFRS Supervisory Convergence filter
Type of document
- (-) Remove Compliance table filter Compliance table
- (-) Remove Q&A filter Q&A
- (-) Remove Annual Report filter Annual Report
- (-) Remove CESR Document filter CESR Document
- Reference (160) Apply Reference filter
- Consultation Paper (71) Apply Consultation Paper filter
- Final Report (68) Apply Final Report filter
- Press Release (63) Apply Press Release filter
- Summary of Conclusions (48) Apply Summary of Conclusions filter
- Letter (47) Apply Letter filter
- Statement (43) Apply Statement filter
- Report (36) Apply Report filter
- Opinion (20) Apply Opinion filter
- Guidelines & Recommendations (19) Apply Guidelines & Recommendations filter
- Technical Advice (19) Apply Technical Advice filter
- Speech (13) Apply Speech filter
- Decision (12) Apply Decision filter
- Technical Standards (9) Apply Technical Standards filter
Your filters
Prospectus X Management Board X Securities Financing Transactions X Corporate Governance X Post Trading X CESR Document X Q&A X Compliance table X Annual Report X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 23/03/2011 | 2011/67 | Feedback statement- Consultation Paper on proposed amendments to CESR | Prospectus, Corporate Disclosure | CESR Document | PDF 384.63 KB |
||||
| 20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |
||||
| 16/02/2015 | 2015/280 | ESMA supervision of Credit Rating Agencies and Trade Repositories | Corporate Information, Credit Rating Agencies, Post Trading | Annual Report | PDF 891.95 KB |
This document reports on the direct supervisory activities carried out by ESMA during 2014 regarding credit rating agencies (CRAs) and trade repositories (TRs) within the European Union (EU). It sets out ESMAs key areas of action during 2014 and outlines ESMA’s main priorities for 2015. | |||
| 29/04/2016 | 2016/665 | Q&A on ESMA’s EU-wide stress tests for CCPs | Post Trading | Q&A | PDF 269.98 KB |
||||
| 19/03/2021 | ESA 2021 12 | Joint ESA QAs BM | Post Trading | Q&A | PDF 219.07 KB |
||||
| 15/06/2020 | ESMA20-95-1132 | 2020 Annual Work Programme- revised | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 548.42 KB |
||||
| 15/06/2020 | ESMA20-95-1264 | 2019 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 3.03 MB |
||||
| 16/06/2021 | ESMA20-95-1381 | 2020 Annual Report | Board of Supervisors, Corporate Information, Management Board, Planning reporting budget | Annual Report | PDF 4 MB |
||||
| 27/07/2021 | ESMA31-62-1258 | Q&As on the Prospectus Regulation | Prospectus | Q&A | PDF 814.87 KB |
||||
| 01/07/2021 | ESMA31-62-1409 | Compliance table GLs on Risk factors | Prospectus | Compliance table | PDF 131.48 KB |
||||
| 11/04/2019 | ESMA31-62-780 | Q&A on Prospectus Related Topics | Brexit, Corporate Disclosure, Corporate Finance, Corporate Governance, Corporate Information, Prospectus, Supervisory convergence | Q&A | PDF 957.9 KB |
||||
| 08/07/2021 | ESMA32-382-1157 | Compliance table on disclosure requirements under the Prospectus Regulation | Prospectus | Compliance table | PDF 124.29 KB |
||||
| 02/02/2018 | ESMA70-151-1179 | Questions and Answers ESMA CCP Stress Test | Post Trading | Q&A | PDF 694.47 KB |
||||
| 23/10/2018 | ESMA70-151-1417 | Compliance table for ESMA's Guidelines on the cooperation between authorities under Articles 17 and 23 of CSDR (ESMA70-151-435) | Post Trading | Compliance table | PDF 141.9 KB |
||||
| 08/03/2021 | ESMA70-151-2537 | Compliance table Guidelines Conflict of interest | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.4 KB |
||||
| 16/02/2016 | ESMA70-151-3417 | Comply or explain table for G&R on CCP college | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.53 KB |
||||
| 16/02/2016 | ESMA70-151-3418 | Comply or explain table for G&R on IO arrangements | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.37 KB |
||||
| 16/02/2016 | ESMA70-151-3419 | Comply or explain table for G&R on PFMIs | Guidelines and Technical standards, Post Trading | Compliance table | PDF 141.61 KB |
||||
| 23/10/2018 | ESMA70-151-727 | Compliance table for the Guidelines on CSD Access to the trading feeds of CCPs and trading venues (ESMA70-151-298) | Post Trading | Compliance table | PDF 151.14 KB |
||||
| 23/10/2018 | ESMA70-151-732 | Compliance table for the Guidelines on participant default rules and procedures under Regulation (EU) No 909/2014 (ESMA70-151-294) | Post Trading | Compliance table | PDF 140.8 KB |