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|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|14/10/2021||ESMA ED Calendar||2021 calendar of the Executive Director of ESMA||Corporate Information||Reference||PDF
|11/10/2021||ESMA22-440-223||ESMA Staff Stakeholder contacts in the third quarter 2021||Corporate Information||Reference||PDF
|30/09/2021||ESMA74-362-893||QAs on SFTR data reporting||Post Trading, Securities Financing Transactions, Trade Repositories||Q&A||PDF
|24/09/2021||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/09/2021||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|24/09/2021||ESMA70-156-3914||Response form- Consultation Paper on the review of certain aspects of the SSR||Short Selling||Reference||DOCX
|13/09/2021||ESMA41-140-79||Technical standards||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|01/09/2021||ESMA Independent Member of CCP SC N. Giusto Calendar||2021 Calendar Independent Member of CCP SC N. Giusto||Corporate Information||Reference||PDF
|01/09/2021||ESMA Independent Member of CCP SC F. Wendt Calendar||2021 Calendar Independent Member of CCP SC F. Wendt||Corporate Information||Reference||PDF
|01/09/2021||ESMA Chair of CCP SC Calendar||2021 Calendar ESMA Chair of CCP Supervisory Committee||Corporate Information||Reference||PDF
|01/09/2021||ESMA31-67-535||Practical Guide on notifications of major holdings under the Transparency Directive||Corporate Disclosure, Corporate Information, Transparency||Reference||PDF
|11/08/2021||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|06/08/2021||ESMA70-145-111||Q&A on the Market Abuse Regulation||Market Abuse, Market Integrity||Q&A||PDF
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework
The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.
|04/08/2021||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|27/07/2021||ESMA31-62-1258||Q&As on the Prospectus Regulation||Prospectus||Q&A||PDF
|16/07/2021||ESMA20-92-186||ESMA Staff Stakeholder contacts in the Second Quarter 2021||Corporate Information||Reference||PDF
|13/07/2021||ESMA02-91-3252||ESMA Final Accounts Financial Year 2020||Corporate Information, Planning reporting budget||Reference||PDF
|02/07/2021||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|30/06/2021||ESMA Chair calendar||2021 Calendar of the Chair of ESMA||Corporate Information||Reference||PDF
|22/06/2021||About ESMA||About ESMA||Corporate Information||Reference||PDF