REFINE YOUR SEARCH
Type of document
|Date||Ref.||Title||Section||Type||Download||Info||Summary||Related Documents||Translated versions|
|25/11/2022||ESMA32-382-1157||Compliance table on disclosure requirements under the Prospectus Regulation||Prospectus||Compliance table||PDF
|25/11/2022||ESMA31-62-1409||Compliance table GLs on Risk factors||Prospectus||Compliance table||PDF
|25/11/2022||ESMA70-145-111||Q&A on the Market Abuse Regulation||Market Abuse, Market Integrity||Q&A||PDF
The purpose of this document is to promote common supervisory approaches and practices in the application of MAR and its implementing measures. It does this by providing responses to questions posed by the general public and competent authorities in relation to the practical application of the MAR framework
The content of this document is aimed at competent authorities to ensure that in their supervisory activities and their actions are converging along the lines of the responses adopted by ESMA and at helping issuers, investors and other market participants by providing clarity on the content of the market abuse rules, rather than creating an extra layer of requirements.
|07/11/2022||ESMA ED Calendar||2022 calendar of the Executive Director of ESMA||Corporate Information||Reference||PDF
|04/11/2022||Net short thresholds||Net short position notification thresholds for sovereign issuers||Short Selling||Reference||XLSX
According to Article 7(2) of the Short Selling Regulation, ESMA has to publish a list of the thresholds applicable to the sovereign issuers for the purpose of the notification to competent authorities of significant net short position in sovereign debt.
The way these notification thresholds are defined is further specified in the Commission Delegated Regulation No 918/2012 (the “DR”). The DR specifies that initial threshold categories shall be:
The additional incremental levels shall be set at 50% of the initial thresholds. The reporting thresholds shall be monetary amounts fixed by applying the percentage thresholds to the outstanding sovereign debt of the sovereign issuer. They will be revised and updated quarterly to reflect changes in the total amount of outstanding sovereign debt of each sovereign issuer.
In addition, the DR states that the amount of outstanding debt should be calculated using a duration adjusted approach. ESMA has published a Q&A document on how to proceed for the duration adjustment.
The table of thresholds contains the name of the sovereign issuer, the amount of outstanding debt duration adjusted, the initial threshold amount and the relevant percentage, the incremental threshold amount and the relevant percentage.
Please note that the figures of the amount of outstanding debt are duration adjusted (not nominal amounts) and are approximations provided by competent authorities.
|31/10/2022||ESMA50-164-772||Links to the national websites explaining the procedures for notifications of net short positions||Short Selling||Reference||PDF
|24/10/2022||ESMA24-436-1150||Annex to the Opening Statement- 2022 ECON Annual Hearing, 24 October 2022||Board of Supervisors, CCP Directorate, Corporate Information, Innovation and Products, MiFID - Investor Protection, Speeches, Supervisory convergence, Sustainable finance||Reference||PDF
|21/10/2022||Market makers - XLS||Market makers and authorised primary dealers who are using the exemption under the SSR- XLS||Short Selling||Reference||XLSX
|21/10/2022||Market makers - pdf||Market makers and authorised primary dealers who are using the exemption under the SSR- PDF||Short Selling||Reference||PDF
|19/10/2022||ESMA Chair calendar||2022 Calendar of the Chair of ESMA||Corporate Information||Reference||PDF
|18/10/2022||ESMA71-99-2040||ACER and ESMA enhance cooperation to strengthen oversight of energy and energy derivative markets||Benchmarks, Market Abuse, Market Integrity, MiFID - Secondary Markets, Post Trading, Press Releases||Reference||PDF
|12/10/2022||ESMA31-62-1258||Q&As on the Prospectus Regulation||Prospectus||Q&A||PDF
|10/10/2022||ESMA22-440-256||ESMA Staff Stakeholder contacts in the third quarter 2022||Corporate Information||Reference||PDF
|10/10/2022||ESMA22-439-1076||ESMA Strategy 2023-2028||Board of Supervisors, Corporate Information||Reference||PDF
|05/10/2022||ESMA42-646012687-331||ESMA Guidelines||Corporate Information, Guidelines and Technical standards||Reference||XLSX
|06/09/2022||ESMA Chair of CCP SC Calendar||2021 Calendar of CCP Supervisory Committee Chair, Klaus Löber (August- December 2021)||Corporate Information||Reference||PDF
|29/07/2022||ESMA70-449-672||Call for Evidence on pre-hedging||Market Abuse, Market Integrity||Reference||PDF
|29/07/2022||ESMA70-449-674||Response form call for evidence pre-hedging||Market Abuse, Market Integrity||Reference||DOCX
|21/07/2022||ESMA42-111-7170||Final Report- Prospectus Peer Review||Prospectus||Final Report||PDF
|20/07/2022||SSR sanctions||Administrative measures and sanctions applicable in Member States to infringements of the Short Selling Regulation (SSR)||Short Selling||Reference||PDF