ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 10/08/2022 | MoU | Memorandum of Understanding between ESMA and South Africa’s Financial Sector Conduct Authority, Prudential Authority and the South African Reserve Bank Related to CCPs Established in South Africa | CCP Directorate | Reference | PDF 269.89 KB |
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| 10/08/2022 | ESMA ED Calendar | 2022 calendar of the Executive Director of ESMA | Corporate Information | Reference | PDF 138.1 KB |
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| 01/08/2022 | ESMA35-43-3339 | Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms | Guidelines and Technical standards, Supervisory convergence | Compliance table | PDF 174.28 KB |
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| 25/07/2022 | ESMA24-436-1333 | ESMA Opinion on 2020 Discharge Report | Board of Supervisors, Corporate Information | Opinion | PDF 103.55 KB |
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| 21/07/2022 | ESMA71-99-1986 | Press Release- ESMA finds NCAs' scrutiny and approval of prospectuses satisfactory | Press Releases, Prospectus | Press Release | PDF 110.6 KB |
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| 21/07/2022 | ESMA42-111-7170 | Final Report- Prospectus Peer Review | Prospectus | Final Report | PDF 2.01 MB |
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| 20/07/2022 | ESMA35-43-3327 | Compliance table on Guidelines on certain aspects of the MiFID II appropriateness and execution only requirements | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 322.1 KB |
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| 19/07/2022 | ESMA35-43-3020 | Joint compliance table on ESMA and EBA guidelines on the assessment of the suitability of members of the management body and key function holders | Guidelines and Technical standards, MiFID - Investor Protection | Compliance table | PDF 320.25 KB |
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| 19/07/2022 | ESMA91-372-2064 | 2021 Peer review of EU CCP supervision | CCP Directorate | Final Report | PDF 503.8 KB |
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| 18/07/2022 | ESMA Chair calendar | 2022 Calendar of the Chair of ESMA | Corporate Information | Reference | PDF 205.51 KB |
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| 15/07/2022 | ESMA40-134-2458 | Conflict of interests and ethics policy- ESMA staff | Careers, Corporate Information | Reference | PDF 3.5 MB |
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| 15/07/2022 | ESMA40-134-3263 | Decision on Conflict of Interest Policy for Non-Staff | Management Board | Decision | PDF 169.2 KB |
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| 15/07/2022 | ESMA80-196-6345 | Final Report on the Revision to Guidelines and Recommendations on the Scope of the CRA Regulation | Credit Rating Agencies, Guidelines and Technical standards | Final Report | PDF 411.44 KB |
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| 13/07/2022 | ESMA91-372-2274 | Klaus Löber speech at FIA Forum: Frankfurt 2022, 12 July 2022 | CCP Directorate, Speeches | Speech | PDF 137.96 KB |
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| 11/07/2022 | ESMA22-440-249 | ESMA Staff Stakeholder contacts in the second quarter 2022 | Corporate Information | Reference | PDF 120.47 KB |
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| 08/07/2022 | ESMA91-398-5549 | ESMA updates on third-country CCPs’ applications for recognition | CCP Directorate | Statement | PDF 114.39 KB |
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| 08/07/2022 | ESMA32-384-5422 | Public Statement_ Prospectus supervision in the context of EU sanctions connected to RU’s invasion of UA | Prospectus | Statement | PDF 241.41 KB |
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| 07/07/2022 | ESMA42-110-812 | Notifications of Compliance with Guidelines – Overview Table | Guidelines and Technical standards | Reference | XLSX 131.17 KB |
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| 04/07/2022 | ESMA71-99-1971 | ESMA stress test of Central Counterparties finds clearing system resilient- Press Release | CCP Directorate, Post Trading, Press Releases | Press Release | PDF 133.38 KB |
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| 04/07/2022 | ESMA91-372-2239 | 4th ESMA CCP Stress Test FAQ | CCP Directorate, Post Trading | Reference | PDF 352.51 KB |