ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
15/07/2022 ESMA40-134-2458 Conflict of interests and ethics policy- ESMA staff Careers, Corporate Information Reference PDF
3.5 MB
14/06/2011 2011/190 ESMA guidebook Corporate Information Reference PDF
781.37 KB		 This guidebook provides useful information for persons coming to ESMA for meetings or hearings.
09/08/2011 2011/239 2011 Calendar of the Chair and Executive Director of ESMA- updated 20 December 2011 Corporate Information Reference PDF
219.25 KB
04/01/2012 2011/330 final ESMA 2012 Work Programme Corporate Information Reference PDF
751.64 KB		 This document sets out ESMA’s work programme for 2012, highlighting the key priorities and explaining how they will be delivered. This document has been approved by ESMA’s Management Board and Board of Supervisors. Annex 3 presents a more detailed view on the key work streams ESMA will run in 2012.
23/03/2011 2011/67 Feedback statement- Consultation Paper on proposed amendments to CESR Prospectus, Corporate Disclosure CESR Document PDF
384.63 KB
03/01/2011 2011/9 Frequently asked questions- a guide to understanding ESMA Corporate Information Reference PDF
307.77 KB
17/04/2012 2012/108 ESMA budget for 2012 Corporate Information Reference PDF
180.43 KB
07/05/2012 2012/275 ESMA’s 2012 Regulatory Work Programme Corporate Information Reference PDF
198.04 KB		 ESMA’s annual regulatory programme aims to provide information on the planned technical standards, technical advice and guidelines & recommendations to be issued by ESMA in 2012. This information is provided in accordance with article 3 of the procedure for developing and adopting draft technical standards and guidelines and recommendations. The regulatory programme takes into account, amongst others, ESMA’s objectives and tasks, the procedure for adopting technical standards, providing technical advice and issuing guidelines as well as the scope and nature of specific powers conferred in European Union legislative acts to ESMA.    The regulatory work programme is based on the ESMA 2012 Work Programme approved by the Board of Supervisors in November 2011 and published on 4 January 2012 on the ESMA website, but provides a more detailed outline of the individual work streams.  
01/10/2012 2012/631 ESMA 2013 Work Programme Corporate Information Reference PDF
699.1 KB
01/10/2012 2012/632 ESMA 2013-2015 multi annual work programme Corporate Information Reference PDF
298.61 KB
07/02/2013 2013/157 ESMA budget for 2013 Corporate Information Reference PDF
103.43 KB
18/12/2013 2013/1944 Format of the base prospectus and consistent application of Article 26(4) of the Prospectus Regulation Prospectus, Corporate Disclosure Opinion PDF
75.6 KB
20/12/2013 2013/1970 Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus Prospectus, Corporate Disclosure Technical Standards PDF
713.74 KB		 The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment.
31/12/2013 2013/1986 2013 Calendar of the Chair and Executive Director of ESMA Corporate Information Reference PDF
213.22 KB		 In order to ensure transparency in their dealings with external stakeholders the Chair and Executive Director made an undertaking to the European Parliament to publish details of these meetings. This calendar is updated on a regular basis.
20/03/2013 2013/317 Framework for the assessment of third country prospectuses under Article 20 of the Prospectus Directive Prospectus, Corporate Disclosure Opinion PDF
725.59 KB
20/03/2013 2013/318 Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies Prospectus, Corporate Disclosure, Transparency CESR Document PDF
265.19 KB
05/04/2013 2013/455 2013 Regulatory Work Programme Corporate Information Reference PDF
562.57 KB		 2013 Regulatory Work Programme The 2013 Regulatory Work Programme (RWP) is based on ESMA’s 2013 Work Programme, published in October 2012, and provides a detailed breakdown of the of the individual workstreams as outlined in the 2013 Work Programme.  The RWP is based on the draft proposals of the European Commission for a number of upcoming legislative texts including MiFIR, MAR etc, and the timelines and details for various work streams are subject to further revision once the European Union institutions have finalised the relevant legislation.The RWP should normally be published in conjunction with the annual Work Programme on which it is based.  However, the 2013 RWP was delayed due to uncertainty over several components of the EU’s legislative programme.  As this uncertainty has been prevalent over the last two years, ESMA will amend its procedures to allow it to publish the RWP in Q1 of the relevant year, rather than with its Work Programme the preceding autumn.The RWP was approved on 29 January 2013 by ESMA’s Board of Supervisors.
29/04/2013 2013/518 ESMA Chair and Executive Director- Key Dates Calendar Corporate Information Reference PDF
155.27 KB
06/03/2014 2013/611 HR Key concepts of the AIFMD Corporate Information Reference PDF
182.79 KB		 SmjerniceSmjernice o glavnim pojmovima AIFMD-a (Alternative Investment Fund Managers Directive/Direktive o upraviteljima alternativnim investicijskim fondovima)
16/10/2013 2013/LCC/039 ESMA Specific Privacy Notice – Public procurement Corporate Information, Procurement Reference PDF
119.46 KB

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