ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
24
REFINE YOUR SEARCH
Sections
- (-) Remove Prospectus filter Prospectus
- (-) Remove Corporate Information filter Corporate Information
- (-) Remove European Single Electronic Format filter European Single Electronic Format
- (-) Remove Securities Financing Transactions filter Securities Financing Transactions
- CESR Archive (194) Apply CESR Archive filter
- Corporate Disclosure (180) Apply Corporate Disclosure filter
- Securities and Markets Stakeholder Group (100) Apply Securities and Markets Stakeholder Group filter
- IAS Regulation (77) Apply IAS Regulation filter
- Post Trading (44) Apply Post Trading filter
- IFRS Supervisory Convergence (33) Apply IFRS Supervisory Convergence filter
- Joint Committee (28) Apply Joint Committee filter
- MiFID - Secondary Markets (26) Apply MiFID - Secondary Markets filter
- Fund Management (25) Apply Fund Management filter
- Audit (15) Apply Audit filter
- MiFID - Investor Protection (14) Apply MiFID - Investor Protection filter
- Sustainable finance (13) Apply Sustainable finance filter
- Transparency (11) Apply Transparency filter
- Credit Rating Agencies (8) Apply Credit Rating Agencies filter
- Corporate Finance (5) Apply Corporate Finance filter
- Market Abuse (5) Apply Market Abuse filter
- Benchmarks (4) Apply Benchmarks filter
- Innovation and Products (4) Apply Innovation and Products filter
- Securitisation (3) Apply Securitisation filter
- Board of Supervisors (2) Apply Board of Supervisors filter
- CCP Directorate (2) Apply CCP Directorate filter
- COVID-19 (2) Apply COVID-19 filter
- Market Integrity (2) Apply Market Integrity filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Short Selling (2) Apply Short Selling filter
- Supervisory convergence (2) Apply Supervisory convergence filter
- Corporate Governance (1) Apply Corporate Governance filter
- Guidelines and Technical standards (1) Apply Guidelines and Technical standards filter
- International cooperation (1) Apply International cooperation filter
- Management Board (1) Apply Management Board filter
Type of document
- (-) Remove Letter filter Letter
- (-) Remove CESR Document filter CESR Document
- (-) Remove SMSG Advice filter SMSG Advice
- (-) Remove Technical Standards filter Technical Standards
- Reference (140) Apply Reference filter
- Annual Report (79) Apply Annual Report filter
- Press Release (39) Apply Press Release filter
- Statement (28) Apply Statement filter
- Final Report (26) Apply Final Report filter
- Consultation Paper (17) Apply Consultation Paper filter
- Report (16) Apply Report filter
- Speech (14) Apply Speech filter
- Decision (6) Apply Decision filter
- Guidelines & Recommendations (5) Apply Guidelines & Recommendations filter
- Opinion (5) Apply Opinion filter
- Q&A (4) Apply Q&A filter
- Technical Advice (3) Apply Technical Advice filter
- Compliance table (2) Apply Compliance table filter
- Investor Warning (1) Apply Investor Warning filter
- Summary of Conclusions (1) Apply Summary of Conclusions filter
Your filters
Prospectus X Securities Financing Transactions X Corporate Information X European Single Electronic Format X Technical Standards X CESR Document X SMSG Advice X Letter X
Reset all filtersDate | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
---|---|---|---|---|---|---|---|---|---|
14/03/2022 | ESMA32-61-494 CL to EFRAG on ED SFA | EFRAG’s due process on the IASB’s Exposure Draft Supplier Finance Arrangements | Corporate Information | Letter | PDF 190.14 KB |
||||
15/02/2022 | ESMA24-436-1152 | ESMA response to the Commission consultation on the Listings Act | Market Abuse, MiFID - Investor Protection, Prospectus | Letter | PDF 99.52 KB |
||||
27/10/2021 | ESMA32-67-791 | Letter to IFRS IC on classification of SPAC shares as equity or liability (IAS 32) | IAS Regulation, IFRS Supervisory Convergence, MiFID - Investor Protection, Prospectus | Letter | PDF 223.92 KB |
||||
05/10/2020 | ESMA22-106-2819 | SMSG advice on 2021 Annual Work Programme | Corporate Information, Securities and Markets Stakeholder Group | SMSG Advice | PDF 117.42 KB |
||||
05/09/2018 | ESMA70-151-1719 | Letter to VP Dombrovskis on opinion on SFTR | Securities Financing Transactions | Letter | PDF 213.13 KB |
||||
05/09/2018 | ESMA70-151-1651 Annex 1 | Letter from European Commission on SFTR draft RTS | Securities Financing Transactions | Letter | PDF 159.5 KB |
||||
05/01/2017 | 2016/1621 | 2016-1621 ESMA letter to EC on postponement of ESEF RTS | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 87.44 KB |
||||
18/02/2016 | 2015/SMSG/036 | SMSG Advice on ESEF | European Single Electronic Format, Securities and Markets Stakeholder Group | SMSG Advice | PDF 109.63 KB |
||||
09/02/2016 | 2016/235 | Comment letter on Taxonomy due process | Corporate Disclosure, European Single Electronic Format, Transparency | Letter | PDF 84.24 KB |
||||
21/05/2015 | 2015/858 | ESMA response to the European Commission consultation on “An EU framework for simple, transparent and standardised securitisation” | Corporate Information | Letter | PDF 245.42 KB |
||||
21/05/2015 | 2015/857 | ESMA response to the European Commission consultation on the review of the Prospectus Directive | Prospectus, Corporate Disclosure | Letter | PDF 241.24 KB |
||||
21/05/2015 | 2015/856 | ESMA response to the Commission Green Paper on Building a Capital Markets Union | Corporate Information | Letter | PDF 348.14 KB |
||||
21/05/2015 | 2015/855 | ESMA letter to the Commissioner Hill- ESMA Response to EC Green Paper on CMU | Corporate Information | Letter | PDF 52.37 KB |
||||
13/05/2015 | 22392237 | Letter from the European Commission- Early legal review | Corporate Information | Letter | PDF 61.81 KB |
||||
13/05/2015 | 2015/841 | Letter to the European Commission- Early legal review | Corporate Information | Letter | PDF 241.49 KB |
||||
06/03/2015 | 2015/422 | ESMA's response to the consultation on IOSCO | Corporate Information | Letter | PDF 27.24 KB |
||||
23/02/2015 | 2015/168 | Letter to EU Institutions re ESMA’s 2015 Work Programme | Corporate Information, Management Board, Board of Supervisors | Letter | PDF 37.31 KB |
Dear Mr Gualtieri, Ms Ribkina and Commissioner Hill, On 30 September 2014 we sent you ESMA’s Work Programme for 2015, which was based on the budget request that had been approved by ESMA’s Board of Supervisors: a budget of €38,639,000 and 147 Establishment Plan posts. The EU budget had not been voted at the time. Following the adoption of the EU budget, ESMA’s 2015 expenditure budget is €33,601,402 (plus an additional €3,100,000 from assigned revenues for tasks delegated from National Competent Authorities) with an Establishment Plan of 137 posts. ESMA’s Board of Supervisors has approved a revised work programme to account for the difference of €5m and 10 Establishment Plan posts; representing a 15% reduction compared to the planned ESMA budget and 7% of its Establishment Plan. ESMA will therefore lack sufficient resources to execute all the tasks that were initially planned for 2015. The Work Programme explains the areas where reprioritisation had to take place, including the risk that ESMA will not fully meet its legal obligations, for instance due to the delay of delivery compared to legally set timetables. A summary of the deprioritised tasks is annexed to the Work Programme and reproduced in the table below. 2014/1200rev ESMA Work Programme | |||
10/01/2014 | 2013/1932 | Deadlines for the submission of draft technical standards | Prospectus, Corporate Disclosure | Letter | PDF 51.91 KB |
||||
20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
20/03/2013 | 2013/318 | Feedback Statement on proposed amendments to the ESMA update of the CESR recommendations for the consistent implementation of the Prospectuses Regulation regarding mineral companies | Prospectus, Corporate Disclosure, Transparency | CESR Document | PDF 265.19 KB |