ESMA LIBRARY

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Date Ref. Title Section Type Download Info Summary Related Documents Translated versions
01/07/2021 ESMA31-62-1409 Compliance table GLs on Risk factors Prospectus Compliance table PDF
131.48 KB
08/07/2021 ESMA32-382-1157 Compliance table on disclosure requirements under the Prospectus Regulation Prospectus Compliance table PDF
124.29 KB
01/12/2020 ESMA32-67-142 Compliance table on ESMA Guidelines on the enforcement of financial information Corporate Disclosure, IFRS Supervisory Convergence Compliance table PDF
150.56 KB
01/08/2022 ESMA35-43-3339 Compliance table on the Recommendations to the Cyprus Securities and Exchange Commission on the supervision of cross-border activities of investment firms Guidelines and Technical standards, Supervisory convergence Compliance table PDF
174.28 KB
13/02/2020 ESMA70-145-66 Compliance table regarding MAR guidelines for persons receiving market soundings Guidelines and Technical standards, Market Abuse Compliance table PDF
138.03 KB
04/02/2019 ESMA70-145-67 Compliance table regarding MAR guidelines on delay in the disclosure of inside information Guidelines and Technical standards, Market Abuse Compliance table PDF
177.87 KB
14/01/2022 ESMA32-67-184 Compliance table- guidelines on APMs ESMA 2015-1415 Corporate Disclosure, Guidelines and Technical standards Compliance table PDF
127.7 KB
13/05/2022 ESMA34-45-1128 Compliance table- Guidelines on performance fees in UCITS and certain types of AIFs Fund Management, Guidelines and Technical standards, Supervisory convergence Compliance table PDF
225.5 KB
04/02/2019 ESMA70-145-153 Compliance table- MAR Guidelines on information relating to commodity derivatives markets or related spot markets for the purpose of the definition of inside information on commodity derivatives Guidelines and Technical standards, Market Abuse, Market Integrity Compliance table PDF
179.29 KB
05/10/2020 ESMA22-106-2819 SMSG advice on 2021 Annual Work Programme Corporate Information, Securities and Markets Stakeholder Group SMSG Advice PDF
117.42 KB
05/10/2020 ESMA22-106-2788 SMSG Summary of Conclusions 9 July 2020 Corporate Information, Securities and Markets Stakeholder Group Summary of Conclusions PDF
158.28 KB
03/02/2016 2016/BS/2rev1 SoC Board of Supervisors Board of Supervisors Summary of Conclusions PDF
212.94 KB
21/05/2021 ESMA22-106-3341 SoC Board of Supervisors and the Securities and Markets Stakeholder Group- 24 March 2021 Board of Supervisors, Securities and Markets Stakeholder Group Summary of Conclusions PDF
82.2 KB
21/10/2015 2015/BS/139rev SoC Board of Supervisors- 9 July conference call Board of Supervisors Summary of Conclusions PDF
147.59 KB
21/10/2015 2015/BS/168rev SoC Board of Supervisors- conference call 31 August 2015 Board of Supervisors Summary of Conclusions PDF
122.18 KB
12/12/2019 ESMA22-106-2009 SoC ESMA Board of Supervisors Conference call November 2019 Board of Supervisors Summary of Conclusions PDF
136 KB
09/12/2019 ESMA22-106-1980 SoC ESMA Board of Supervisors October 2019 Board of Supervisors Summary of Conclusions PDF
311 KB
21/10/2015 2015/BS/140 SoC June 2015 Board of Supervisors Board of Supervisors Summary of Conclusions PDF
271.78 KB
17/12/2015 2015/BS/232rev SoC November 2015 Board of Supervisors Board of Supervisors Summary of Conclusions PDF
279.1 KB
28/03/2019 ESMA22-106-1685 Summary of Conclusions Board of Supervisors call 5 March 2019 Board of Supervisors Summary of Conclusions PDF
288.98 KB

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