ESMA LIBRARY
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Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 13/09/2017 | ESMA43-318-1079 | Warning- Unauthorised use of ESMA’s identity and logo | Corporate Information, Warnings and publications for investors | Reference | PDF 241.2 KB |
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| 28/02/2018 | ESMA PARIS | Visitor Handbook | Corporate Information | Reference | PDF 2.39 MB |
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| 04/04/2016 | 2016/229 | ToR SCSC | Supervisory convergence | Reference | PDF 93.7 KB |
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| 11/02/2016 | 2016/214 | ToR OWG Prospectus | Prospectus | Reference | PDF 87.64 KB |
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| 27/05/2022 | ESMA41-140-79 | Technical standards | Corporate Information, Guidelines and Technical standards | Reference | XLSX 166.13 KB |
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| 03/04/2018 | ESMA31-62-800 | Technical advice under the Prospectus Regulation | Prospectus | Final Report | PDF 4.7 MB |
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| 01/07/2013 | 2013/805 | Supervisory Practices under MAD- Peer review report and Good Practices | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
ESMA's peer review of the supervisory practices EEA national competent authorities (NCAs) covers how national authorities enforce the requirements of the Market Abuse Directive (MAD). The Directive deals with the prevention of the dissemination of misleading information, the breach of reporting obligations and market abuse. | |||
| 01/07/2013 | 2013/806 | Supervisory Practices under MAD- Mapping Report | Market Abuse, Supervisory convergence | Final Report | PDF 315.44 KB |
ESMA's Mapping Report on Supervisory Practices under MAD sets out the situation in each Member State as regards their implementation of the various requirements of the Market Abuse Directive. | |||
| 18/01/2011 | 2011/26 | Summary Report on the mapping of contingency measures | Supervisory convergence | Final Report | PDF 93.63 KB |
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| 07/04/2016 | 2016/584 | Suitability Peer Review- Final Report | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 459.35 KB |
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| 07/04/2016 | 2016/585 | Suitability Peer Review- Annex | MiFID - Investor Protection, Supervisory convergence | Final Report | PDF 987.81 KB |
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| 12/12/2019 | ESMA42-111-4916 | STOR Peer Review Report | Market Abuse, Supervisory convergence | Final Report | PDF 1.17 MB |
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| 26/10/2016 | 2016/1525 | Stakeholder meeting procedure | Corporate Information | Reference | PDF 308.52 KB |
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| 26/03/2021 | ESMA42-110-2045 | SSF Terms of reference | Supervisory convergence | Reference | PDF 136.51 KB |
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| 05/10/2020 | ESMA22-106-2788 | SMSG Summary of Conclusions 9 July 2020 | Corporate Information, Securities and Markets Stakeholder Group | Summary of Conclusions | PDF 158.28 KB |
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| 21/05/2021 | ESMA22-106-3378 | SMSG response to the European Commission’s targeted consultation on supervisory convergence and the single rulebook | Securities and Markets Stakeholder Group, Supervisory convergence | Reference | PDF 171.54 KB |
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| 05/10/2020 | ESMA22-106-2819 | SMSG advice on 2021 Annual Work Programme | Corporate Information, Securities and Markets Stakeholder Group | SMSG Advice | PDF 117.42 KB |
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| 30/09/2016 | 2016/1409 | SFTR Tables | Post Trading, Securities Financing Transactions | Reference | XLSX 45.84 KB |
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| 18/05/2018 | ESMA42-113-769 | SCSC Terms of Reference | Supervisory convergence | Reference | PDF 153.42 KB |
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| 25/11/2013 | 2013/1709 | Review Panel Methodology | Supervisory convergence | Reference | PDF 98.29 KB |