ESMA LIBRARY
The ESMA Library contains all ESMA documents. Please use the search and filter options to find specific documents.
132
REFINE YOUR SEARCH
Sections
- (-) Remove Credit Rating Agencies filter Credit Rating Agencies
- (-) Remove MiFID - Secondary Markets filter MiFID - Secondary Markets
- (-) Remove Prospectus filter Prospectus
- (-) Remove Trade Repositories filter Trade Repositories
- Guidelines and Technical standards (560) Apply Guidelines and Technical standards filter
- Fund Management (131) Apply Fund Management filter
- MiFID - Investor Protection (106) Apply MiFID - Investor Protection filter
- Joint Committee (94) Apply Joint Committee filter
- Post Trading (71) Apply Post Trading filter
- Corporate Disclosure (41) Apply Corporate Disclosure filter
- Brexit (31) Apply Brexit filter
- Short Selling (30) Apply Short Selling filter
- Press Releases (22) Apply Press Releases filter
- Board of Supervisors (20) Apply Board of Supervisors filter
- Corporate Information (19) Apply Corporate Information filter
- COVID-19 (18) Apply COVID-19 filter
- IFRS Supervisory Convergence (18) Apply IFRS Supervisory Convergence filter
- Market Integrity (18) Apply Market Integrity filter
- Benchmarks (12) Apply Benchmarks filter
- Innovation and Products (12) Apply Innovation and Products filter
- Supervisory convergence (11) Apply Supervisory convergence filter
- Market Abuse (10) Apply Market Abuse filter
- CCP Directorate (9) Apply CCP Directorate filter
- CESR Archive (7) Apply CESR Archive filter
- MiFID II: Transparency Calculations and DVC (7) Apply MiFID II: Transparency Calculations and DVC filter
- Securities Financing Transactions (7) Apply Securities Financing Transactions filter
- Market data (5) Apply Market data filter
- Sustainable finance (5) Apply Sustainable finance filter
- Warnings and publications for investors (5) Apply Warnings and publications for investors filter
- Corporate Governance (4) Apply Corporate Governance filter
- IAS Regulation (4) Apply IAS Regulation filter
- Speeches (4) Apply Speeches filter
- Transparency (4) Apply Transparency filter
- Management Board (3) Apply Management Board filter
- Securitisation (3) Apply Securitisation filter
- Trading (3) Apply Trading filter
- Corporate Finance (2) Apply Corporate Finance filter
- International cooperation (2) Apply International cooperation filter
- Risk Analysis & Economics - Markets Infrastructure Investors (2) Apply Risk Analysis & Economics - Markets Infrastructure Investors filter
- Audit (1) Apply Audit filter
- Securities and Markets Stakeholder Group (1) Apply Securities and Markets Stakeholder Group filter
Type of document
- (-) Remove Guidelines & Recommendations filter Guidelines & Recommendations
- (-) Remove Statement filter Statement
- (-) Remove Technical Advice filter Technical Advice
- (-) Remove Technical Standards filter Technical Standards
- Reference (146) Apply Reference filter
- Press Release (98) Apply Press Release filter
- Opinion (92) Apply Opinion filter
- Consultation Paper (76) Apply Consultation Paper filter
- Final Report (59) Apply Final Report filter
- Decision (30) Apply Decision filter
- Letter (30) Apply Letter filter
- Report (25) Apply Report filter
- Speech (25) Apply Speech filter
- Q&A (11) Apply Q&A filter
- Annual Report (10) Apply Annual Report filter
- Compliance table (9) Apply Compliance table filter
- CESR Document (2) Apply CESR Document filter
- Vacancy (2) Apply Vacancy filter
Your filters
Prospectus X Trade Repositories X MiFID - Secondary Markets X Credit Rating Agencies X Technical Standards X Technical Advice X Guidelines & Recommendations X Statement X
Reset all filters| Date | Ref. | Title | Section | Type | Download | Info | Summary | Related Documents | Translated versions |
|---|---|---|---|---|---|---|---|---|---|
| 28/09/2015 | 2015-ESMA-1464 Annex I | 2015-ESMA-1464 Annex I- draft RTS and ITS on MiFID II and MiFIR | MiFID - Secondary Markets | Technical Standards | PDF 2.85 MB |
||||
| 03/10/2018 | ESMA70-154-803 | BoS Decision Notice AT Guidelines Withdrawal | Guidelines and Technical standards, MiFID - Secondary Markets | Guidelines & Recommendations | PDF 512.94 KB |
||||
| 28/03/2019 | ESMA90-1-83 | Brexit Update March 2019 | Brexit, Credit Rating Agencies, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC, Post Trading, Trade Repositories | Statement | PDF 121.13 KB |
||||
| 17/12/2012 | 2011/188 | Cooperation including delegation between ESMA, the competent authorities and the sectoral competent authorities under Regulation (EU) No 513/2011 on credit rating agencies | Credit Rating Agencies | Guidelines & Recommendations | PDF 190.32 KB |
||||
| 23/06/2015 | 2015/609 ES | Directrices sobre la información periódica que deben presentar a la AEVM las agencias de calificación crediticia | Guidelines and Technical standards, Credit Rating Agencies | Guidelines & Recommendations | PDF 168.16 KB |
ES - Texto traducido por el Centro de Traducción de los Órganos de la Unión Europea | |||
| 20/12/2013 | 2013/1970 | Draft Regulatory Technical Standards on specific situations that require the publication of a supplement to the prospectus | Prospectus, Corporate Disclosure | Technical Standards | PDF 713.74 KB |
The Final Report contains the draft Regulatory Technical Standard (RTS) on situations which require the publication of a supplement to the prospectus which ESMA is required to submit to the European Commission by 1 January 2014 in accordance with Article 16(3) of the Prospectus Directive. The Report furthermore includes a summary of the main responses received to ESMA’s Consultation Paper which was published in March 2013. The draft RTS sets out nine situations which are always considered to be significant in the context of securities issuance and where a supplement to the prospectus will always be required. Other situations would require a case-by-case assessment. | |||
| 24/06/2014 | 2014/685 | Draft Regulatory Technical Standards under the CRA3 Regulation | Credit Rating Agencies | Technical Standards | PDF 2.39 MB |
The European Securities and Markets Authority (ESMA) has published its Final Report on draft Regulatory Technical Standards (RTS) required under the Credit Rating Agencies (CRA3) Regulation regarding information on transparency of structured finance instruments, the European Rating Platform and periodic reporting of fees charged by credit rating agencies. The draft RTS, which complement the existing regulatory framework for credit rating agencies (CRAs), cover: • disclosure requirements on structured finance instruments (SFIs); • the European Rating Platform (ERP); and • the periodic reporting on fees charged by CRAs. | |||
| 29/09/2017 | ESMA71-99-602 | ESMA appoints new chairs to Standing Committees | Board of Supervisors, Corporate Disclosure, Corporate Finance, Corporate Information, Innovation and Products, Market Integrity, MiFID - Secondary Markets, Post Trading | Statement | PDF 143.69 KB |
||||
| 01/10/2012 | 2012/641 | ESMA approves Axesor S.A. as a credit rating agency | Credit Rating Agencies, Press Releases | Statement | PDF 83.07 KB |
||||
| 07/05/2014 | 2014/477 | ESMA approves EuroRating as a credit rating agency | Credit Rating Agencies | Statement | PDF 75.01 KB |
The European Securities and Markets Authority (ESMA) has approved the registration of EuroRating Sp. z o.o., based in Poland, as a credit rating agency (CRA) under Article 16 of the CRA Regulation. The registration takes effect from 7 May 2014. | |||
| 07/11/2014 | 2014/1345 | ESMA certifies HR Ratings de México to operate in the EU | Credit Rating Agencies | Statement | PDF 87.87 KB |
The European Securities and Markets Authority (ESMA) has formally approved the certification in the European Union of HR Ratings de México, S.A. de C.V. (HR Ratings), a Mexican credit rating agency (CRA), under Article 16 of the CRA Regulation. The certification takes effect from 7 November 2014. | |||
| 20/03/2013 | 2013/336 | ESMA certifies Kroll Bond Rating Agency to operate in the EU | Credit Rating Agencies | Statement | PDF 76.36 KB |
||||
| 21/09/2018 | esma70-156-769 | ESMA opinion on MiFID II RTS 1 | MiFID - Secondary Markets | Technical Standards | PDF 645.02 KB |
||||
| 09/04/2020 | ESMA70-155-9817 | ESMA postpones the publication dates of the annual transparency calculations for non-equity instruments and for the quarterly systematic internaliser data for non-equity instruments other than bonds | COVID-19, MiFID - Secondary Markets, MiFID II: Transparency Calculations and DVC | Statement | PDF 94.58 KB |
||||
| 27/10/2020 | ESMA 33-5-857 | ESMA Public Statement on CRA Endorsement Oct 2020 | Credit Rating Agencies | Statement | PDF 117.99 KB |
||||
| 15/07/2021 | ESMA32-384-5209 | ESMA Public Statement SPACs | MiFID - Investor Protection, Prospectus | Statement | PDF 151.59 KB |
||||
| 31/05/2017 | ESMA71-99-470 | ESMA registers Bloomberg Trade Repository Limited as a trade repository | Press Releases, Trade Repositories | Statement | PDF 141.48 KB |
The European Securities and Markets Authority (ESMA), the EU supervisor of trade repositories (TRs), has registered Bloomberg Trade Repository Limited as a TR under the European Market Infrastructure Regulation (EMIR), with effect from 7 June 2017. Bloomberg Trade Repository Limited is based in the United Kingdom and covers the following derivative asset classes: commodities, credit, foreign exchange, equities and interest rates. |
|||
| 06/05/2020 | ESMA71-99-1321 | ESMA registers SFTR TRs | Press Releases, Securities Financing Transactions, Trade Repositories | Statement | PDF 95.4 KB |
||||
| 20/12/2017 | ESMA70-145-401 | ESMA statement for smooth implementation of LEI | MiFID - Secondary Markets | Statement | PDF 134.04 KB |
||||
| 25/11/2020 | 70-155-8842 | ESMA statement on DTO Final | Brexit, MiFID - Secondary Markets | Statement | PDF 79.5 KB |